Financial Investment Services Regulation

This article includes the latest regulations regarding the financial investments services. After presenting some elements about prudence and conduct rules, the peculiar aspects of the presentation form and of the contract, with all the forms demanded by such transaction, are analyzed. Afterwards, th...

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Bibliographic Details
Main Author: Gabriela Anghelache
Format: Article
Language:English
Published: General Association of Economists from Romania 2006-02-01
Series:Theoretical and Applied Economics
Subjects:
Online Access: http://store.ectap.ro/articole/37.pdf
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author Gabriela Anghelache
author_facet Gabriela Anghelache
author_sort Gabriela Anghelache
collection DOAJ
description This article includes the latest regulations regarding the financial investments services. After presenting some elements about prudence and conduct rules, the peculiar aspects of the presentation form and of the contract, with all the forms demanded by such transaction, are analyzed. Afterwards, the focus is set on the transparency and integrity of the operations. Another aspect is about the free circulation of services and about the role of the clearing fund, being distinguished all the sensitive elements this fund raises.
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spelling doaj.art-00a2c282dd164679831e367d8d1cb68a2022-12-22T02:06:30ZengGeneral Association of Economists from RomaniaTheoretical and Applied Economics1841-86781844-00292006-02-01XIII218418678Financial Investment Services RegulationGabriela Anghelache0 Academia de Studii Economice Bucuresti This article includes the latest regulations regarding the financial investments services. After presenting some elements about prudence and conduct rules, the peculiar aspects of the presentation form and of the contract, with all the forms demanded by such transaction, are analyzed. Afterwards, the focus is set on the transparency and integrity of the operations. Another aspect is about the free circulation of services and about the role of the clearing fund, being distinguished all the sensitive elements this fund raises. http://store.ectap.ro/articole/37.pdf financial investmentsprudencetransparencysurveillanceclearing
spellingShingle Gabriela Anghelache
Financial Investment Services Regulation
Theoretical and Applied Economics
financial investments
prudence
transparency
surveillance
clearing
title Financial Investment Services Regulation
title_full Financial Investment Services Regulation
title_fullStr Financial Investment Services Regulation
title_full_unstemmed Financial Investment Services Regulation
title_short Financial Investment Services Regulation
title_sort financial investment services regulation
topic financial investments
prudence
transparency
surveillance
clearing
url http://store.ectap.ro/articole/37.pdf
work_keys_str_mv AT gabrielaanghelache financialinvestmentservicesregulation