Bearing Small Sample Fault Diagnosis based on Data Generation and Transfer Learning

Aiming at the problem of limited fault diagnosis performance caused by a single source of historical operating data for wind turbine bearings and a small amount of data, a small sample fault diagnosis method of bearings based on data generation and transfer learning is proposed. First of all, for th...

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Main Authors: Dinghui Wu, Qin Fang, Chuyi Wu
Format: Article
Language:zho
Published: Editorial Office of Journal of Mechanical Transmission 2020-01-01
Series:Jixie chuandong
Subjects:
Online Access:http://www.jxcd.net.cn/thesisDetails#10.16578/j.issn.1004.2539.2020.11.023
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author Dinghui Wu
Qin Fang
Chuyi Wu
author_facet Dinghui Wu
Qin Fang
Chuyi Wu
author_sort Dinghui Wu
collection DOAJ
description Aiming at the problem of limited fault diagnosis performance caused by a single source of historical operating data for wind turbine bearings and a small amount of data, a small sample fault diagnosis method of bearings based on data generation and transfer learning is proposed. First of all, for the problems of class imbalance and data scarcity in the wind turbine bearing dataset, a data generation method based on a gate mechanism is proposed. The blade-end data coaxial with the drive-end of the bearing is used as a template to generate a sufficient amount of generated data. The data is used as the source dataset. Then, according to the time series correlation of the data and the small sample application scenario, a transfer learning method based on one-dimensional convolutional neural network (1DCNN) and bidirectional gated recurrent unit (BiGRU) is proposed. First, the source dataset is trained on the training network to obtain the source model, and then a small amount of drive-end data is used as the target dataset to fine-tuning to obtain the target model. Finally, the Softmax function is used for fault diagnosis on the output of the fully-connected layer of the target model. Experiments show that the proposed fault detection method has an average accuracy of 99.67% in the scenario of small sample data of the target dataset, so the obvious classification effect and strong generalization ability could be seen.
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spelling doaj.art-0e82b6c9b8fa4dc793bd4831092a29492023-05-26T09:35:25ZzhoEditorial Office of Journal of Mechanical TransmissionJixie chuandong1004-25392020-01-014413914429792911Bearing Small Sample Fault Diagnosis based on Data Generation and Transfer LearningDinghui WuQin FangChuyi WuAiming at the problem of limited fault diagnosis performance caused by a single source of historical operating data for wind turbine bearings and a small amount of data, a small sample fault diagnosis method of bearings based on data generation and transfer learning is proposed. First of all, for the problems of class imbalance and data scarcity in the wind turbine bearing dataset, a data generation method based on a gate mechanism is proposed. The blade-end data coaxial with the drive-end of the bearing is used as a template to generate a sufficient amount of generated data. The data is used as the source dataset. Then, according to the time series correlation of the data and the small sample application scenario, a transfer learning method based on one-dimensional convolutional neural network (1DCNN) and bidirectional gated recurrent unit (BiGRU) is proposed. First, the source dataset is trained on the training network to obtain the source model, and then a small amount of drive-end data is used as the target dataset to fine-tuning to obtain the target model. Finally, the Softmax function is used for fault diagnosis on the output of the fully-connected layer of the target model. Experiments show that the proposed fault detection method has an average accuracy of 99.67% in the scenario of small sample data of the target dataset, so the obvious classification effect and strong generalization ability could be seen.http://www.jxcd.net.cn/thesisDetails#10.16578/j.issn.1004.2539.2020.11.023Wind turbine bearing;Small sample;Data generation;Gate mechanism;Transfer learning;Fine-tuning;Fault diagnosis
spellingShingle Dinghui Wu
Qin Fang
Chuyi Wu
Bearing Small Sample Fault Diagnosis based on Data Generation and Transfer Learning
Jixie chuandong
Wind turbine bearing;Small sample;Data generation;Gate mechanism;Transfer learning;Fine-tuning;Fault diagnosis
title Bearing Small Sample Fault Diagnosis based on Data Generation and Transfer Learning
title_full Bearing Small Sample Fault Diagnosis based on Data Generation and Transfer Learning
title_fullStr Bearing Small Sample Fault Diagnosis based on Data Generation and Transfer Learning
title_full_unstemmed Bearing Small Sample Fault Diagnosis based on Data Generation and Transfer Learning
title_short Bearing Small Sample Fault Diagnosis based on Data Generation and Transfer Learning
title_sort bearing small sample fault diagnosis based on data generation and transfer learning
topic Wind turbine bearing;Small sample;Data generation;Gate mechanism;Transfer learning;Fine-tuning;Fault diagnosis
url http://www.jxcd.net.cn/thesisDetails#10.16578/j.issn.1004.2539.2020.11.023
work_keys_str_mv AT dinghuiwu bearingsmallsamplefaultdiagnosisbasedondatagenerationandtransferlearning
AT qinfang bearingsmallsamplefaultdiagnosisbasedondatagenerationandtransferlearning
AT chuyiwu bearingsmallsamplefaultdiagnosisbasedondatagenerationandtransferlearning