From Mini to Micro Scale—Feasibility of Raman Spectroscopy as a Process Analytical Tool (PAT)

Background: Active coating is an important unit operation in the pharmaceutical industry. The quality, stability, safety and performance of the final product largely depend on the amount and uniformity of coating applied. Active coating is challenging regarding the total amount of coating and its un...

Full description

Bibliographic Details
Main Authors: Peter Kleinebudde, Klára Pintye-Hódi, Klaus Knop, Géza Regdon, Joshua Müller, Péter Kása, Markus Wirges
Format: Article
Language:English
Published: MDPI AG 2011-10-01
Series:Pharmaceutics
Subjects:
Online Access:http://www.mdpi.com/1999-4923/3/4/723/
_version_ 1817990657648623616
author Peter Kleinebudde
Klára Pintye-Hódi
Klaus Knop
Géza Regdon
Joshua Müller
Péter Kása
Markus Wirges
author_facet Peter Kleinebudde
Klára Pintye-Hódi
Klaus Knop
Géza Regdon
Joshua Müller
Péter Kása
Markus Wirges
author_sort Peter Kleinebudde
collection DOAJ
description Background: Active coating is an important unit operation in the pharmaceutical industry. The quality, stability, safety and performance of the final product largely depend on the amount and uniformity of coating applied. Active coating is challenging regarding the total amount of coating and its uniformity. Consequently, there is a strong demand for tools, which are able to monitor and determine the endpoint of a coating operation. In previous work, it was shown that Raman spectroscopy is an appropriate process analytical tool (PAT) to monitor an active spray coating process in a pan coater [1]. Using a multivariate model (Partial Least Squares—PLS) the Raman spectral data could be correlated with the coated amount of the API diprophylline. While the multivariate model was shown to be valid for the process in a mini scale pan coater (batch size: 3.5 kg cores), the aim of the present work was to prove the robustness of the model by transferring the results to tablets coated in a micro scale pan coater (0.5 kg). Method: Coating experiments were performed in both, a mini scale and a micro scale pan coater. The model drug diprophylline was coated on placebo tablets. The multivariate model, established for the process in the mini scale pan coater, was applied to the Raman measurements of tablets coated in the micro scale coater for six different coating levels. Then, the amount of coating, which was predicted by the model, was compared with reference measurements using UV spectroscopy. Results: For all six coating levels the predicted coating amount was equal to the amounts obtained by UV spectroscopy within the statistical error. Thus, it was possible to predict the total coating amount with an error smaller than 3.6%. The root mean squares of errors for calibration and prediction (root mean square of errors for calibration and prediction—RMSEC and RMSEP) were 0.335 mg and 0.392 mg, respectively, which means that the predictive power of the model is not dependent on the scale or the equipment. Conclusion: The scale-down experiment showed that it was possible to transfer the PLS model developed on a mini scale coater to a micro scale coater.
first_indexed 2024-04-14T01:02:05Z
format Article
id doaj.art-142841c7c54149659d1f4c75886948b6
institution Directory Open Access Journal
issn 1999-4923
language English
last_indexed 2024-04-14T01:02:05Z
publishDate 2011-10-01
publisher MDPI AG
record_format Article
series Pharmaceutics
spelling doaj.art-142841c7c54149659d1f4c75886948b62022-12-22T02:21:22ZengMDPI AGPharmaceutics1999-49232011-10-013472373010.3390/pharmaceutics3040723From Mini to Micro Scale—Feasibility of Raman Spectroscopy as a Process Analytical Tool (PAT)Peter KleinebuddeKlára Pintye-HódiKlaus KnopGéza RegdonJoshua MüllerPéter KásaMarkus WirgesBackground: Active coating is an important unit operation in the pharmaceutical industry. The quality, stability, safety and performance of the final product largely depend on the amount and uniformity of coating applied. Active coating is challenging regarding the total amount of coating and its uniformity. Consequently, there is a strong demand for tools, which are able to monitor and determine the endpoint of a coating operation. In previous work, it was shown that Raman spectroscopy is an appropriate process analytical tool (PAT) to monitor an active spray coating process in a pan coater [1]. Using a multivariate model (Partial Least Squares—PLS) the Raman spectral data could be correlated with the coated amount of the API diprophylline. While the multivariate model was shown to be valid for the process in a mini scale pan coater (batch size: 3.5 kg cores), the aim of the present work was to prove the robustness of the model by transferring the results to tablets coated in a micro scale pan coater (0.5 kg). Method: Coating experiments were performed in both, a mini scale and a micro scale pan coater. The model drug diprophylline was coated on placebo tablets. The multivariate model, established for the process in the mini scale pan coater, was applied to the Raman measurements of tablets coated in the micro scale coater for six different coating levels. Then, the amount of coating, which was predicted by the model, was compared with reference measurements using UV spectroscopy. Results: For all six coating levels the predicted coating amount was equal to the amounts obtained by UV spectroscopy within the statistical error. Thus, it was possible to predict the total coating amount with an error smaller than 3.6%. The root mean squares of errors for calibration and prediction (root mean square of errors for calibration and prediction—RMSEC and RMSEP) were 0.335 mg and 0.392 mg, respectively, which means that the predictive power of the model is not dependent on the scale or the equipment. Conclusion: The scale-down experiment showed that it was possible to transfer the PLS model developed on a mini scale coater to a micro scale coater.http://www.mdpi.com/1999-4923/3/4/723/mini scalemicro scaleactive coatingRaman spectroscopyPAT tool
spellingShingle Peter Kleinebudde
Klára Pintye-Hódi
Klaus Knop
Géza Regdon
Joshua Müller
Péter Kása
Markus Wirges
From Mini to Micro Scale—Feasibility of Raman Spectroscopy as a Process Analytical Tool (PAT)
Pharmaceutics
mini scale
micro scale
active coating
Raman spectroscopy
PAT tool
title From Mini to Micro Scale—Feasibility of Raman Spectroscopy as a Process Analytical Tool (PAT)
title_full From Mini to Micro Scale—Feasibility of Raman Spectroscopy as a Process Analytical Tool (PAT)
title_fullStr From Mini to Micro Scale—Feasibility of Raman Spectroscopy as a Process Analytical Tool (PAT)
title_full_unstemmed From Mini to Micro Scale—Feasibility of Raman Spectroscopy as a Process Analytical Tool (PAT)
title_short From Mini to Micro Scale—Feasibility of Raman Spectroscopy as a Process Analytical Tool (PAT)
title_sort from mini to micro scale feasibility of raman spectroscopy as a process analytical tool pat
topic mini scale
micro scale
active coating
Raman spectroscopy
PAT tool
url http://www.mdpi.com/1999-4923/3/4/723/
work_keys_str_mv AT peterkleinebudde fromminitomicroscalefeasibilityoframanspectroscopyasaprocessanalyticaltoolpat
AT klarapintyehodi fromminitomicroscalefeasibilityoframanspectroscopyasaprocessanalyticaltoolpat
AT klausknop fromminitomicroscalefeasibilityoframanspectroscopyasaprocessanalyticaltoolpat
AT gezaregdon fromminitomicroscalefeasibilityoframanspectroscopyasaprocessanalyticaltoolpat
AT joshuamuller fromminitomicroscalefeasibilityoframanspectroscopyasaprocessanalyticaltoolpat
AT peterkasa fromminitomicroscalefeasibilityoframanspectroscopyasaprocessanalyticaltoolpat
AT markuswirges fromminitomicroscalefeasibilityoframanspectroscopyasaprocessanalyticaltoolpat