Beamforming Using Uniform Spherical Arrays: Array Construction, Beam Characteristics, and Multi-Rank Transmission

5G new radio (NR) provides features such as enhanced mobile broadband (eMBB) services and massive machine-type communications (mMTC). Multiple-input multiple-output (MIMO) transmission is an essential technique to enable these features, using antenna arrays with a sufficient number of elements to ge...

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Main Authors: Wonjae Ryoo, Wonjin Sung
Format: Article
Language:English
Published: IEEE 2021-01-01
Series:IEEE Access
Subjects:
Online Access:https://ieeexplore.ieee.org/document/9373344/
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author Wonjae Ryoo
Wonjin Sung
author_facet Wonjae Ryoo
Wonjin Sung
author_sort Wonjae Ryoo
collection DOAJ
description 5G new radio (NR) provides features such as enhanced mobile broadband (eMBB) services and massive machine-type communications (mMTC). Multiple-input multiple-output (MIMO) transmission is an essential technique to enable these features, using antenna arrays with a sufficient number of elements to generate accurate and high-gain beams to desired user locations. In newer services, various forms of mobile devices are expected to appear in diverse locations, and beamforming need to accommodate such directional diversification. However, utilization of existing array structures has a limitation in transmitting signals to arbitrary receiver positions in the three-dimensional space. Therefore, a new type of array capable of forming accurate beams in isotropic fashion is desired, and the corresponding transmission strategies need to be identified. In this paper, the construction and utilization of the three-dimensional uniform spherical array (USA) are investigated. Beamforming vectors and the basis codebook for such arrays are defined, and characteristics of the generated beams are analyzed via comparison to the beams produced by conventional arrays. Array parameters to minimize the inter-beam interference are determined, and multiuser transmission performance is evaluated using the proper configuration of the array. We also apply the radiation pattern to the antenna elements to present the sum-rate performance in practical settings.
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spelling doaj.art-1ae8bbd34da2463b8899699171467b2f2022-12-21T23:35:05ZengIEEEIEEE Access2169-35362021-01-019387313874110.1109/ACCESS.2021.30646059373344Beamforming Using Uniform Spherical Arrays: Array Construction, Beam Characteristics, and Multi-Rank TransmissionWonjae Ryoo0https://orcid.org/0000-0002-4711-617XWonjin Sung1https://orcid.org/0000-0002-8812-9874Department of Electronic Engineering, Sogang University, Seoul, South KoreaDepartment of Electronic Engineering, Sogang University, Seoul, South Korea5G new radio (NR) provides features such as enhanced mobile broadband (eMBB) services and massive machine-type communications (mMTC). Multiple-input multiple-output (MIMO) transmission is an essential technique to enable these features, using antenna arrays with a sufficient number of elements to generate accurate and high-gain beams to desired user locations. In newer services, various forms of mobile devices are expected to appear in diverse locations, and beamforming need to accommodate such directional diversification. However, utilization of existing array structures has a limitation in transmitting signals to arbitrary receiver positions in the three-dimensional space. Therefore, a new type of array capable of forming accurate beams in isotropic fashion is desired, and the corresponding transmission strategies need to be identified. In this paper, the construction and utilization of the three-dimensional uniform spherical array (USA) are investigated. Beamforming vectors and the basis codebook for such arrays are defined, and characteristics of the generated beams are analyzed via comparison to the beams produced by conventional arrays. Array parameters to minimize the inter-beam interference are determined, and multiuser transmission performance is evaluated using the proper configuration of the array. We also apply the radiation pattern to the antenna elements to present the sum-rate performance in practical settings.https://ieeexplore.ieee.org/document/9373344/5G NRmassive MIMObeamformingcodebookmillimeter-wavespherical array
spellingShingle Wonjae Ryoo
Wonjin Sung
Beamforming Using Uniform Spherical Arrays: Array Construction, Beam Characteristics, and Multi-Rank Transmission
IEEE Access
5G NR
massive MIMO
beamforming
codebook
millimeter-wave
spherical array
title Beamforming Using Uniform Spherical Arrays: Array Construction, Beam Characteristics, and Multi-Rank Transmission
title_full Beamforming Using Uniform Spherical Arrays: Array Construction, Beam Characteristics, and Multi-Rank Transmission
title_fullStr Beamforming Using Uniform Spherical Arrays: Array Construction, Beam Characteristics, and Multi-Rank Transmission
title_full_unstemmed Beamforming Using Uniform Spherical Arrays: Array Construction, Beam Characteristics, and Multi-Rank Transmission
title_short Beamforming Using Uniform Spherical Arrays: Array Construction, Beam Characteristics, and Multi-Rank Transmission
title_sort beamforming using uniform spherical arrays array construction beam characteristics and multi rank transmission
topic 5G NR
massive MIMO
beamforming
codebook
millimeter-wave
spherical array
url https://ieeexplore.ieee.org/document/9373344/
work_keys_str_mv AT wonjaeryoo beamformingusinguniformsphericalarraysarrayconstructionbeamcharacteristicsandmultiranktransmission
AT wonjinsung beamformingusinguniformsphericalarraysarrayconstructionbeamcharacteristicsandmultiranktransmission