Process Monitoring of Quality-Related Variables in Wastewater Treatment Using Kalman-Elman Neural Network-Based Soft-Sensor Modeling

Proper monitoring of quality-related but hard-to-measure effluent variables in wastewater plants is imperative. Soft sensors, such as dynamic neural network, are widely used to predict and monitor these variables and then to optimize plant operations. However, the traditional training methods of dyn...

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Main Authors: Yiqi Liu, Longhua Yuan, Dong Li, Yan Li, Daoping Huang
Format: Article
Language:English
Published: MDPI AG 2021-12-01
Series:Water
Subjects:
Online Access:https://www.mdpi.com/2073-4441/13/24/3659
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author Yiqi Liu
Longhua Yuan
Dong Li
Yan Li
Daoping Huang
author_facet Yiqi Liu
Longhua Yuan
Dong Li
Yan Li
Daoping Huang
author_sort Yiqi Liu
collection DOAJ
description Proper monitoring of quality-related but hard-to-measure effluent variables in wastewater plants is imperative. Soft sensors, such as dynamic neural network, are widely used to predict and monitor these variables and then to optimize plant operations. However, the traditional training methods of dynamic neural network may lead to poor local optima and low learning rates, resulting in inaccurate estimations of parameters and deviation of predictions. This study introduces a general Kalman-Elman method to monitor the effluent qualities, such as biochemical oxygen demand (BOD), chemical oxygen demand (COD), and total nitrogen (TN). The method couples an Elman neural network with the square-root unscented Kalman filter (SR-UKF) to build a soft-sensor model. In the proposed methodology, adaptive noise estimation and weight constraining are introduced to estimate the unknown noise and constrain the parameter values. The main merits of the proposed approach include the following: First, improving the mapping accuracy of the model and overcoming the underprediction phenomena in data-driven process monitoring; second, implementing the parameter constraint and avoid large weight values; and finally, providing a new way to update the parameters online. The proposed method is verified from a dataset of the University of California database (UCI database). The obtained results show that the proposed soft-sensor model achieved better prediction performance with root mean square error (RMSE) being at least 50% better than the Elman network based on back propagation through the time algorithm (Elman-BPTT), Elman network based on momentum gradient descent algorithm (Elman-GDM), and Elman network based on Levenberg-Marquardt algorithm (Elman-LM). This method can give satisfying prediction of quality-related effluent variables with the largest correlation coefficient (R) for approximately 0.85 in output suspended solids (SS-S) and 0.95 in BOD and COD.
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spelling doaj.art-1c2900d068494541b5769cd0b496aa042023-11-23T11:02:24ZengMDPI AGWater2073-44412021-12-011324365910.3390/w13243659Process Monitoring of Quality-Related Variables in Wastewater Treatment Using Kalman-Elman Neural Network-Based Soft-Sensor ModelingYiqi Liu0Longhua Yuan1Dong Li2Yan Li3Daoping Huang4School of Automation Science and Engineering, South China University of Technology, Guangzhou 510640, ChinaSchool of Automation Science and Engineering, South China University of Technology, Guangzhou 510640, ChinaSchool of Automation Science and Engineering, South China University of Technology, Guangzhou 510640, ChinaSchool of Automation Science and Engineering, South China University of Technology, Guangzhou 510640, ChinaSchool of Automation Science and Engineering, South China University of Technology, Guangzhou 510640, ChinaProper monitoring of quality-related but hard-to-measure effluent variables in wastewater plants is imperative. Soft sensors, such as dynamic neural network, are widely used to predict and monitor these variables and then to optimize plant operations. However, the traditional training methods of dynamic neural network may lead to poor local optima and low learning rates, resulting in inaccurate estimations of parameters and deviation of predictions. This study introduces a general Kalman-Elman method to monitor the effluent qualities, such as biochemical oxygen demand (BOD), chemical oxygen demand (COD), and total nitrogen (TN). The method couples an Elman neural network with the square-root unscented Kalman filter (SR-UKF) to build a soft-sensor model. In the proposed methodology, adaptive noise estimation and weight constraining are introduced to estimate the unknown noise and constrain the parameter values. The main merits of the proposed approach include the following: First, improving the mapping accuracy of the model and overcoming the underprediction phenomena in data-driven process monitoring; second, implementing the parameter constraint and avoid large weight values; and finally, providing a new way to update the parameters online. The proposed method is verified from a dataset of the University of California database (UCI database). The obtained results show that the proposed soft-sensor model achieved better prediction performance with root mean square error (RMSE) being at least 50% better than the Elman network based on back propagation through the time algorithm (Elman-BPTT), Elman network based on momentum gradient descent algorithm (Elman-GDM), and Elman network based on Levenberg-Marquardt algorithm (Elman-LM). This method can give satisfying prediction of quality-related effluent variables with the largest correlation coefficient (R) for approximately 0.85 in output suspended solids (SS-S) and 0.95 in BOD and COD.https://www.mdpi.com/2073-4441/13/24/3659soft-sensorKalman filterElman networkadaptive noise
spellingShingle Yiqi Liu
Longhua Yuan
Dong Li
Yan Li
Daoping Huang
Process Monitoring of Quality-Related Variables in Wastewater Treatment Using Kalman-Elman Neural Network-Based Soft-Sensor Modeling
Water
soft-sensor
Kalman filter
Elman network
adaptive noise
title Process Monitoring of Quality-Related Variables in Wastewater Treatment Using Kalman-Elman Neural Network-Based Soft-Sensor Modeling
title_full Process Monitoring of Quality-Related Variables in Wastewater Treatment Using Kalman-Elman Neural Network-Based Soft-Sensor Modeling
title_fullStr Process Monitoring of Quality-Related Variables in Wastewater Treatment Using Kalman-Elman Neural Network-Based Soft-Sensor Modeling
title_full_unstemmed Process Monitoring of Quality-Related Variables in Wastewater Treatment Using Kalman-Elman Neural Network-Based Soft-Sensor Modeling
title_short Process Monitoring of Quality-Related Variables in Wastewater Treatment Using Kalman-Elman Neural Network-Based Soft-Sensor Modeling
title_sort process monitoring of quality related variables in wastewater treatment using kalman elman neural network based soft sensor modeling
topic soft-sensor
Kalman filter
Elman network
adaptive noise
url https://www.mdpi.com/2073-4441/13/24/3659
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AT dongli processmonitoringofqualityrelatedvariablesinwastewatertreatmentusingkalmanelmanneuralnetworkbasedsoftsensormodeling
AT yanli processmonitoringofqualityrelatedvariablesinwastewatertreatmentusingkalmanelmanneuralnetworkbasedsoftsensormodeling
AT daopinghuang processmonitoringofqualityrelatedvariablesinwastewatertreatmentusingkalmanelmanneuralnetworkbasedsoftsensormodeling