Data Augmentation for Small Sample Iris Image Based on a Modified Sparrow Search Algorithm

Abstract Training convolutional neural networks (CNN) often require a large amount of data. However, for some biometric data, such as fingerprints and iris, it is often difficult to obtain a large amount of data due to privacy issues. Therefore, training the CNN model often suffers from specific pro...

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Main Authors: Qi Xiong, Xinman Zhang, Shaobo He, Jun Shen
Format: Article
Language:English
Published: Springer 2022-12-01
Series:International Journal of Computational Intelligence Systems
Subjects:
Online Access:https://doi.org/10.1007/s44196-022-00173-7
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author Qi Xiong
Xinman Zhang
Shaobo He
Jun Shen
author_facet Qi Xiong
Xinman Zhang
Shaobo He
Jun Shen
author_sort Qi Xiong
collection DOAJ
description Abstract Training convolutional neural networks (CNN) often require a large amount of data. However, for some biometric data, such as fingerprints and iris, it is often difficult to obtain a large amount of data due to privacy issues. Therefore, training the CNN model often suffers from specific problems, such as overfitting, low accuracy, poor generalization ability, etc. To solve them, we propose a novel image augmentation algorithm for small sample iris image in this article. It is based on a modified sparrow search algorithm (SSA) called chaotic Pareto sparrow search algorithm (CPSSA), combined with contrast limited adaptive histogram equalization (CLAHE). The CPSSA is used to search for a group of clipping limit values. Then a set of iris images that satisfies the constraint condition is produced by CLAHE. In the fitness function, cosine similarity is used to ensure that the generated images are in the same class as the original one. We select 200 categories of iris images from the CASIA-Iris-Thousand dataset and test the proposed augmentation method on four CNN models. The experimental results show that, compared with the some standard image augmentation methods such as flipping, mirroring and clipping, the accuracy and Equal Error Rate (EER)of the proposed method have been significantly improved. The accuracy and EER of the CNN models with the best recognition performance can reach 95.5 and 0.6809 respectively. This fully shows that the data augmentation method proposed in this paper is effective and quite simple to implement.
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spelling doaj.art-1ef3c79ed6d844b796f980d7d1b1eab32022-12-22T04:41:55ZengSpringerInternational Journal of Computational Intelligence Systems1875-68832022-12-0115111110.1007/s44196-022-00173-7Data Augmentation for Small Sample Iris Image Based on a Modified Sparrow Search AlgorithmQi Xiong0Xinman Zhang1Shaobo He2Jun Shen3International Collage, Hunan University of Arts and SciencesSchool of Automation Science and Engineering, Faculty of Electronic and Information Engineering, MOE Key Lab for Intelligent Networks and Network Security, Xian Jiaotong UniversitySchool of Physics and Electronics, Central South UniversitySchool of Computing and Information Technology, University of WollongongAbstract Training convolutional neural networks (CNN) often require a large amount of data. However, for some biometric data, such as fingerprints and iris, it is often difficult to obtain a large amount of data due to privacy issues. Therefore, training the CNN model often suffers from specific problems, such as overfitting, low accuracy, poor generalization ability, etc. To solve them, we propose a novel image augmentation algorithm for small sample iris image in this article. It is based on a modified sparrow search algorithm (SSA) called chaotic Pareto sparrow search algorithm (CPSSA), combined with contrast limited adaptive histogram equalization (CLAHE). The CPSSA is used to search for a group of clipping limit values. Then a set of iris images that satisfies the constraint condition is produced by CLAHE. In the fitness function, cosine similarity is used to ensure that the generated images are in the same class as the original one. We select 200 categories of iris images from the CASIA-Iris-Thousand dataset and test the proposed augmentation method on four CNN models. The experimental results show that, compared with the some standard image augmentation methods such as flipping, mirroring and clipping, the accuracy and Equal Error Rate (EER)of the proposed method have been significantly improved. The accuracy and EER of the CNN models with the best recognition performance can reach 95.5 and 0.6809 respectively. This fully shows that the data augmentation method proposed in this paper is effective and quite simple to implement.https://doi.org/10.1007/s44196-022-00173-7Data augmentationSmall sampleSwarm intelligenceSparrow search algorithmIris images
spellingShingle Qi Xiong
Xinman Zhang
Shaobo He
Jun Shen
Data Augmentation for Small Sample Iris Image Based on a Modified Sparrow Search Algorithm
International Journal of Computational Intelligence Systems
Data augmentation
Small sample
Swarm intelligence
Sparrow search algorithm
Iris images
title Data Augmentation for Small Sample Iris Image Based on a Modified Sparrow Search Algorithm
title_full Data Augmentation for Small Sample Iris Image Based on a Modified Sparrow Search Algorithm
title_fullStr Data Augmentation for Small Sample Iris Image Based on a Modified Sparrow Search Algorithm
title_full_unstemmed Data Augmentation for Small Sample Iris Image Based on a Modified Sparrow Search Algorithm
title_short Data Augmentation for Small Sample Iris Image Based on a Modified Sparrow Search Algorithm
title_sort data augmentation for small sample iris image based on a modified sparrow search algorithm
topic Data augmentation
Small sample
Swarm intelligence
Sparrow search algorithm
Iris images
url https://doi.org/10.1007/s44196-022-00173-7
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AT xinmanzhang dataaugmentationforsmallsampleirisimagebasedonamodifiedsparrowsearchalgorithm
AT shaobohe dataaugmentationforsmallsampleirisimagebasedonamodifiedsparrowsearchalgorithm
AT junshen dataaugmentationforsmallsampleirisimagebasedonamodifiedsparrowsearchalgorithm