Enhancing Stability and Robustness of State-of-Charge Estimation for Lithium-Ion Batteries by Using Improved Adaptive Kalman Filter Algorithms

The traditional Kalman filter algorithms have disadvantages of poor stability (the program cannot converge or crash), robustness (sensitive to the initial errors) and accuracy, partially resulted from the fact that noise covariance matrices in the algorithms need to be set artificially. To overcome...

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Main Authors: Fan Zhang, Lele Yin, Jianqiang Kang
Format: Article
Language:English
Published: MDPI AG 2021-10-01
Series:Energies
Subjects:
Online Access:https://www.mdpi.com/1996-1073/14/19/6284
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author Fan Zhang
Lele Yin
Jianqiang Kang
author_facet Fan Zhang
Lele Yin
Jianqiang Kang
author_sort Fan Zhang
collection DOAJ
description The traditional Kalman filter algorithms have disadvantages of poor stability (the program cannot converge or crash), robustness (sensitive to the initial errors) and accuracy, partially resulted from the fact that noise covariance matrices in the algorithms need to be set artificially. To overcome the above problems, some adaptive Kalman filter (AKF) algorithms are studied, but the problems still remain unsolved. In this study, two improved AKF algorithms, the improved Sage-Husa and innovation-based adaptive estimation (IAE) algorithms, are proposed. Under the different operating conditions, the estimation accuracy, filter stability, and robustness of the two proposed algorithms are analyzed. Results show that the state of charge (<i>SOC</i>) Max error based on the improved Sage-Husa and the improved IAE is less than 3% and 1.5%, respectively, while the Max errors of the original algorithms is larger than 16% and 4% The two proposed algorithms have higher filter stability than the traditional algorithms. In addition, analyses of the robustness of the two proposed algorithms are carried out by changing the initial parameters, proving that neither are sensitive to the initial errors.
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spelling doaj.art-1f3753e19a3f4e839e878bc05e0b2d812023-11-22T16:02:05ZengMDPI AGEnergies1996-10732021-10-011419628410.3390/en14196284Enhancing Stability and Robustness of State-of-Charge Estimation for Lithium-Ion Batteries by Using Improved Adaptive Kalman Filter AlgorithmsFan Zhang0Lele Yin1Jianqiang Kang2Hubei Key Laboratory of Advanced Technology for Automotive Components, Wuhan University of Technology, Wuhan 430070, ChinaHubei Key Laboratory of Advanced Technology for Automotive Components, Wuhan University of Technology, Wuhan 430070, ChinaHubei Key Laboratory of Advanced Technology for Automotive Components, Wuhan University of Technology, Wuhan 430070, ChinaThe traditional Kalman filter algorithms have disadvantages of poor stability (the program cannot converge or crash), robustness (sensitive to the initial errors) and accuracy, partially resulted from the fact that noise covariance matrices in the algorithms need to be set artificially. To overcome the above problems, some adaptive Kalman filter (AKF) algorithms are studied, but the problems still remain unsolved. In this study, two improved AKF algorithms, the improved Sage-Husa and innovation-based adaptive estimation (IAE) algorithms, are proposed. Under the different operating conditions, the estimation accuracy, filter stability, and robustness of the two proposed algorithms are analyzed. Results show that the state of charge (<i>SOC</i>) Max error based on the improved Sage-Husa and the improved IAE is less than 3% and 1.5%, respectively, while the Max errors of the original algorithms is larger than 16% and 4% The two proposed algorithms have higher filter stability than the traditional algorithms. In addition, analyses of the robustness of the two proposed algorithms are carried out by changing the initial parameters, proving that neither are sensitive to the initial errors.https://www.mdpi.com/1996-1073/14/19/6284lithium-ion battery<i>SOC</i> estimationadaptive Kalman filterstabilityrobustness
spellingShingle Fan Zhang
Lele Yin
Jianqiang Kang
Enhancing Stability and Robustness of State-of-Charge Estimation for Lithium-Ion Batteries by Using Improved Adaptive Kalman Filter Algorithms
Energies
lithium-ion battery
<i>SOC</i> estimation
adaptive Kalman filter
stability
robustness
title Enhancing Stability and Robustness of State-of-Charge Estimation for Lithium-Ion Batteries by Using Improved Adaptive Kalman Filter Algorithms
title_full Enhancing Stability and Robustness of State-of-Charge Estimation for Lithium-Ion Batteries by Using Improved Adaptive Kalman Filter Algorithms
title_fullStr Enhancing Stability and Robustness of State-of-Charge Estimation for Lithium-Ion Batteries by Using Improved Adaptive Kalman Filter Algorithms
title_full_unstemmed Enhancing Stability and Robustness of State-of-Charge Estimation for Lithium-Ion Batteries by Using Improved Adaptive Kalman Filter Algorithms
title_short Enhancing Stability and Robustness of State-of-Charge Estimation for Lithium-Ion Batteries by Using Improved Adaptive Kalman Filter Algorithms
title_sort enhancing stability and robustness of state of charge estimation for lithium ion batteries by using improved adaptive kalman filter algorithms
topic lithium-ion battery
<i>SOC</i> estimation
adaptive Kalman filter
stability
robustness
url https://www.mdpi.com/1996-1073/14/19/6284
work_keys_str_mv AT fanzhang enhancingstabilityandrobustnessofstateofchargeestimationforlithiumionbatteriesbyusingimprovedadaptivekalmanfilteralgorithms
AT leleyin enhancingstabilityandrobustnessofstateofchargeestimationforlithiumionbatteriesbyusingimprovedadaptivekalmanfilteralgorithms
AT jianqiangkang enhancingstabilityandrobustnessofstateofchargeestimationforlithiumionbatteriesbyusingimprovedadaptivekalmanfilteralgorithms