Sparse Regularization with a Non-Convex Penalty for SAR Imaging and Autofocusing

In this paper, SAR image reconstruction with joint phase error estimation (autofocusing) is formulated as an inverse problem. An optimization model utilising a sparsity-enforcing Cauchy regularizer is proposed, and an alternating minimization framework is used to solve it, in which the desired image...

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Main Authors: Zi-Yao Zhang, Odysseas Pappas, Igor G. Rizaev, Alin Achim
Format: Article
Language:English
Published: MDPI AG 2022-05-01
Series:Remote Sensing
Subjects:
Online Access:https://www.mdpi.com/2072-4292/14/9/2190
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author Zi-Yao Zhang
Odysseas Pappas
Igor G. Rizaev
Alin Achim
author_facet Zi-Yao Zhang
Odysseas Pappas
Igor G. Rizaev
Alin Achim
author_sort Zi-Yao Zhang
collection DOAJ
description In this paper, SAR image reconstruction with joint phase error estimation (autofocusing) is formulated as an inverse problem. An optimization model utilising a sparsity-enforcing Cauchy regularizer is proposed, and an alternating minimization framework is used to solve it, in which the desired image and the phase errors are estimated alternatively. For the image reconstruction sub-problem (<inline-formula><math xmlns="http://www.w3.org/1998/Math/MathML" display="inline"><semantics><mi mathvariant="bold-italic">f</mi></semantics></math></inline-formula>-sub-problem), two methods are presented that are capable of handling the problem’s complex nature. Firstly, we design a complex version of the forward-backward splitting algorithm to solve the <inline-formula><math xmlns="http://www.w3.org/1998/Math/MathML" display="inline"><semantics><mi mathvariant="bold-italic">f</mi></semantics></math></inline-formula>-sub-problem iteratively, leading to a complex forward-backward autofocusing method (CFBA). For the second variant, techniques of Wirtinger calculus are utilized to minimize the cost function involving complex variables in the <inline-formula><math xmlns="http://www.w3.org/1998/Math/MathML" display="inline"><semantics><mi mathvariant="bold-italic">f</mi></semantics></math></inline-formula>-sub-problem in a direct fashion, leading to Wirtinger alternating minimization autofocusing (WAMA) method. For both methods, the phase error estimation sub-problem is solved by simply expanding and observing its cost function. Moreover, the convergence of both algorithms is discussed in detail. Experiments are conducted on both simulated and real SAR images. In addition to the synthetic scene employed, the other SAR images focus on the sea surface, with two being real images with ship targets, and another two being simulations of the sea surface (one of them containing ship wakes). The proposed method is demonstrated to give impressive autofocusing results on these datasets compared to state-of-the-art methods.
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spelling doaj.art-24e437645cd24268a0fa9599ad2f74432023-11-23T09:11:58ZengMDPI AGRemote Sensing2072-42922022-05-01149219010.3390/rs14092190Sparse Regularization with a Non-Convex Penalty for SAR Imaging and AutofocusingZi-Yao Zhang0Odysseas Pappas1Igor G. Rizaev2Alin Achim3Visual Information Laboratory, University of Bristol, Bristol BS1 5TE, UKVisual Information Laboratory, University of Bristol, Bristol BS1 5TE, UKVisual Information Laboratory, University of Bristol, Bristol BS1 5TE, UKVisual Information Laboratory, University of Bristol, Bristol BS1 5TE, UKIn this paper, SAR image reconstruction with joint phase error estimation (autofocusing) is formulated as an inverse problem. An optimization model utilising a sparsity-enforcing Cauchy regularizer is proposed, and an alternating minimization framework is used to solve it, in which the desired image and the phase errors are estimated alternatively. For the image reconstruction sub-problem (<inline-formula><math xmlns="http://www.w3.org/1998/Math/MathML" display="inline"><semantics><mi mathvariant="bold-italic">f</mi></semantics></math></inline-formula>-sub-problem), two methods are presented that are capable of handling the problem’s complex nature. Firstly, we design a complex version of the forward-backward splitting algorithm to solve the <inline-formula><math xmlns="http://www.w3.org/1998/Math/MathML" display="inline"><semantics><mi mathvariant="bold-italic">f</mi></semantics></math></inline-formula>-sub-problem iteratively, leading to a complex forward-backward autofocusing method (CFBA). For the second variant, techniques of Wirtinger calculus are utilized to minimize the cost function involving complex variables in the <inline-formula><math xmlns="http://www.w3.org/1998/Math/MathML" display="inline"><semantics><mi mathvariant="bold-italic">f</mi></semantics></math></inline-formula>-sub-problem in a direct fashion, leading to Wirtinger alternating minimization autofocusing (WAMA) method. For both methods, the phase error estimation sub-problem is solved by simply expanding and observing its cost function. Moreover, the convergence of both algorithms is discussed in detail. Experiments are conducted on both simulated and real SAR images. In addition to the synthetic scene employed, the other SAR images focus on the sea surface, with two being real images with ship targets, and another two being simulations of the sea surface (one of them containing ship wakes). The proposed method is demonstrated to give impressive autofocusing results on these datasets compared to state-of-the-art methods.https://www.mdpi.com/2072-4292/14/9/2190SAR autofocusingCauchy regularizationWirtinger calculusforward-backward splittingKL propertysea surface
spellingShingle Zi-Yao Zhang
Odysseas Pappas
Igor G. Rizaev
Alin Achim
Sparse Regularization with a Non-Convex Penalty for SAR Imaging and Autofocusing
Remote Sensing
SAR autofocusing
Cauchy regularization
Wirtinger calculus
forward-backward splitting
KL property
sea surface
title Sparse Regularization with a Non-Convex Penalty for SAR Imaging and Autofocusing
title_full Sparse Regularization with a Non-Convex Penalty for SAR Imaging and Autofocusing
title_fullStr Sparse Regularization with a Non-Convex Penalty for SAR Imaging and Autofocusing
title_full_unstemmed Sparse Regularization with a Non-Convex Penalty for SAR Imaging and Autofocusing
title_short Sparse Regularization with a Non-Convex Penalty for SAR Imaging and Autofocusing
title_sort sparse regularization with a non convex penalty for sar imaging and autofocusing
topic SAR autofocusing
Cauchy regularization
Wirtinger calculus
forward-backward splitting
KL property
sea surface
url https://www.mdpi.com/2072-4292/14/9/2190
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AT odysseaspappas sparseregularizationwithanonconvexpenaltyforsarimagingandautofocusing
AT igorgrizaev sparseregularizationwithanonconvexpenaltyforsarimagingandautofocusing
AT alinachim sparseregularizationwithanonconvexpenaltyforsarimagingandautofocusing