Mapping of the Canopy Openings in Mixed Beech–Fir Forest at Sentinel-2 Subpixel Level Using UAV and Machine Learning Approach

The presented study demonstrates a bi-sensor approach suitable for rapid and precise up-to-date mapping of forest canopy gaps for the larger spatial extent. The approach makes use of Unmanned Aerial Vehicle (UAV) red, green and blue (RGB) images on smaller areas for highly precise forest canopy mask...

Full description

Bibliographic Details
Main Authors: Ivan Pilaš, Mateo Gašparović, Alan Novkinić, Damir Klobučar
Format: Article
Language:English
Published: MDPI AG 2020-11-01
Series:Remote Sensing
Subjects:
Online Access:https://www.mdpi.com/2072-4292/12/23/3925
_version_ 1797546148806787072
author Ivan Pilaš
Mateo Gašparović
Alan Novkinić
Damir Klobučar
author_facet Ivan Pilaš
Mateo Gašparović
Alan Novkinić
Damir Klobučar
author_sort Ivan Pilaš
collection DOAJ
description The presented study demonstrates a bi-sensor approach suitable for rapid and precise up-to-date mapping of forest canopy gaps for the larger spatial extent. The approach makes use of Unmanned Aerial Vehicle (UAV) red, green and blue (RGB) images on smaller areas for highly precise forest canopy mask creation. Sentinel-2 was used as a scaling platform for transferring information from the UAV to a wider spatial extent. Various approaches to an improvement in the predictive performance were examined: (I) the highest <i>R</i><sup>2</sup> of the single satellite index was 0.57, (II) the highest <i>R</i><sup>2</sup> using multiple features obtained from the single-date, S-2 image was 0.624, and (III) the highest <i>R</i><sup>2</sup> on the multitemporal set of S-2 images was 0.697. Satellite indices such as Atmospherically Resistant Vegetation Index (ARVI), Infrared Percentage Vegetation Index (IPVI), Normalized Difference Index (NDI45), Pigment-Specific Simple Ratio Index (PSSRa), Modified Chlorophyll Absorption Ratio Index (MCARI), Color Index (CI), Redness Index (RI), and Normalized Difference Turbidity Index (NDTI) were the dominant predictors in most of the Machine Learning (ML) algorithms. The more complex ML algorithms such as the Support Vector Machines (SVM), Random Forest (RF), Stochastic Gradient Boosting (GBM), Extreme Gradient Boosting (XGBoost), and Catboost that provided the best performance on the training set exhibited weaker generalization capabilities. Therefore, a simpler and more robust Elastic Net (ENET) algorithm was chosen for the final map creation.
first_indexed 2024-03-10T14:25:58Z
format Article
id doaj.art-26f52d9668bc44cb94dbb10022c468a1
institution Directory Open Access Journal
issn 2072-4292
language English
last_indexed 2024-03-10T14:25:58Z
publishDate 2020-11-01
publisher MDPI AG
record_format Article
series Remote Sensing
spelling doaj.art-26f52d9668bc44cb94dbb10022c468a12023-11-20T22:56:40ZengMDPI AGRemote Sensing2072-42922020-11-011223392510.3390/rs12233925Mapping of the Canopy Openings in Mixed Beech–Fir Forest at Sentinel-2 Subpixel Level Using UAV and Machine Learning ApproachIvan Pilaš0Mateo Gašparović1Alan Novkinić2Damir Klobučar3Croatian Forest Research Institute, Division of Ecology, Cvjetno naselje 41, 10450 Jastrebarsko, CroatiaFaculty of Geodesy, University of Zagreb, Kačićeva 26, 10000 Zagreb, CroatiaCroatian Forests Ltd., Ivana Meštrovića 28, 48000 Koprivnica, CroatiaCroatian Forests Ltd., Ivana Meštrovića 28, 48000 Koprivnica, CroatiaThe presented study demonstrates a bi-sensor approach suitable for rapid and precise up-to-date mapping of forest canopy gaps for the larger spatial extent. The approach makes use of Unmanned Aerial Vehicle (UAV) red, green and blue (RGB) images on smaller areas for highly precise forest canopy mask creation. Sentinel-2 was used as a scaling platform for transferring information from the UAV to a wider spatial extent. Various approaches to an improvement in the predictive performance were examined: (I) the highest <i>R</i><sup>2</sup> of the single satellite index was 0.57, (II) the highest <i>R</i><sup>2</sup> using multiple features obtained from the single-date, S-2 image was 0.624, and (III) the highest <i>R</i><sup>2</sup> on the multitemporal set of S-2 images was 0.697. Satellite indices such as Atmospherically Resistant Vegetation Index (ARVI), Infrared Percentage Vegetation Index (IPVI), Normalized Difference Index (NDI45), Pigment-Specific Simple Ratio Index (PSSRa), Modified Chlorophyll Absorption Ratio Index (MCARI), Color Index (CI), Redness Index (RI), and Normalized Difference Turbidity Index (NDTI) were the dominant predictors in most of the Machine Learning (ML) algorithms. The more complex ML algorithms such as the Support Vector Machines (SVM), Random Forest (RF), Stochastic Gradient Boosting (GBM), Extreme Gradient Boosting (XGBoost), and Catboost that provided the best performance on the training set exhibited weaker generalization capabilities. Therefore, a simpler and more robust Elastic Net (ENET) algorithm was chosen for the final map creation.https://www.mdpi.com/2072-4292/12/23/3925Sentinel-2UAVDJI dronemachine learningforest canopycanopy gaps
spellingShingle Ivan Pilaš
Mateo Gašparović
Alan Novkinić
Damir Klobučar
Mapping of the Canopy Openings in Mixed Beech–Fir Forest at Sentinel-2 Subpixel Level Using UAV and Machine Learning Approach
Remote Sensing
Sentinel-2
UAV
DJI drone
machine learning
forest canopy
canopy gaps
title Mapping of the Canopy Openings in Mixed Beech–Fir Forest at Sentinel-2 Subpixel Level Using UAV and Machine Learning Approach
title_full Mapping of the Canopy Openings in Mixed Beech–Fir Forest at Sentinel-2 Subpixel Level Using UAV and Machine Learning Approach
title_fullStr Mapping of the Canopy Openings in Mixed Beech–Fir Forest at Sentinel-2 Subpixel Level Using UAV and Machine Learning Approach
title_full_unstemmed Mapping of the Canopy Openings in Mixed Beech–Fir Forest at Sentinel-2 Subpixel Level Using UAV and Machine Learning Approach
title_short Mapping of the Canopy Openings in Mixed Beech–Fir Forest at Sentinel-2 Subpixel Level Using UAV and Machine Learning Approach
title_sort mapping of the canopy openings in mixed beech fir forest at sentinel 2 subpixel level using uav and machine learning approach
topic Sentinel-2
UAV
DJI drone
machine learning
forest canopy
canopy gaps
url https://www.mdpi.com/2072-4292/12/23/3925
work_keys_str_mv AT ivanpilas mappingofthecanopyopeningsinmixedbeechfirforestatsentinel2subpixellevelusinguavandmachinelearningapproach
AT mateogasparovic mappingofthecanopyopeningsinmixedbeechfirforestatsentinel2subpixellevelusinguavandmachinelearningapproach
AT alannovkinic mappingofthecanopyopeningsinmixedbeechfirforestatsentinel2subpixellevelusinguavandmachinelearningapproach
AT damirklobucar mappingofthecanopyopeningsinmixedbeechfirforestatsentinel2subpixellevelusinguavandmachinelearningapproach