Controllability, not chaos, key criterion for ocean state estimation

The Lagrange multiplier method for combining observations and models (i.e., the adjoint method or <q>4D-VAR</q>) has been avoided or approximated when the numerical model is highly nonlinear or chaotic. This approach has been adopted primarily due to difficulties in the initialization...

Full description

Bibliographic Details
Main Authors: G. Gebbie, T.-L. Hsieh
Format: Article
Language:English
Published: Copernicus Publications 2017-07-01
Series:Nonlinear Processes in Geophysics
Online Access:https://www.nonlin-processes-geophys.net/24/351/2017/npg-24-351-2017.pdf
_version_ 1819266977335607296
author G. Gebbie
T.-L. Hsieh
T.-L. Hsieh
T.-L. Hsieh
author_facet G. Gebbie
T.-L. Hsieh
T.-L. Hsieh
T.-L. Hsieh
author_sort G. Gebbie
collection DOAJ
description The Lagrange multiplier method for combining observations and models (i.e., the adjoint method or <q>4D-VAR</q>) has been avoided or approximated when the numerical model is highly nonlinear or chaotic. This approach has been adopted primarily due to difficulties in the initialization of low-dimensional chaotic models, where the search for optimal initial conditions by gradient-descent algorithms is hampered by multiple local minima. Although initialization is an important task for numerical weather prediction, ocean state estimation usually demands an additional task &ndash; a solution of the time-dependent surface boundary conditions that result from atmosphere&ndash;ocean interaction. Here, we apply the Lagrange multiplier method to an analogous boundary control problem, tracking the trajectory of the forced chaotic pendulum. Contrary to previous assertions, it is demonstrated that the Lagrange multiplier method can track multiple chaotic transitions through time, so long as the boundary conditions render the system controllable. Thus, the nonlinear timescale poses no limit to the time interval for successful Lagrange multiplier-based estimation. That the key criterion is controllability, not a pure measure of dynamical stability or chaos, illustrates the similarities between the Lagrange multiplier method and other state estimation methods. The results with the chaotic pendulum suggest that nonlinearity should not be a fundamental obstacle to ocean state estimation with eddy-resolving models, especially when using an improved first-guess trajectory.
first_indexed 2024-12-23T21:09:50Z
format Article
id doaj.art-3137343d3d3848c4b4827277fce2a742
institution Directory Open Access Journal
issn 1023-5809
1607-7946
language English
last_indexed 2024-12-23T21:09:50Z
publishDate 2017-07-01
publisher Copernicus Publications
record_format Article
series Nonlinear Processes in Geophysics
spelling doaj.art-3137343d3d3848c4b4827277fce2a7422022-12-21T17:31:07ZengCopernicus PublicationsNonlinear Processes in Geophysics1023-58091607-79462017-07-012435136610.5194/npg-24-351-2017Controllability, not chaos, key criterion for ocean state estimationG. Gebbie0T.-L. Hsieh1T.-L. Hsieh2T.-L. Hsieh3Department of Physical Oceanography, Woods Hole Oceanographic Institution, Woods Hole, MA, USADepartment of Physical Oceanography, Woods Hole Oceanographic Institution, Woods Hole, MA, USASummer Student Fellow, Woods Hole Oceanographic Institution, Woods Hole, MA, USAProgram in Atmospheric and Oceanic Sciences, Princeton University, Princeton, NJ, USAThe Lagrange multiplier method for combining observations and models (i.e., the adjoint method or <q>4D-VAR</q>) has been avoided or approximated when the numerical model is highly nonlinear or chaotic. This approach has been adopted primarily due to difficulties in the initialization of low-dimensional chaotic models, where the search for optimal initial conditions by gradient-descent algorithms is hampered by multiple local minima. Although initialization is an important task for numerical weather prediction, ocean state estimation usually demands an additional task &ndash; a solution of the time-dependent surface boundary conditions that result from atmosphere&ndash;ocean interaction. Here, we apply the Lagrange multiplier method to an analogous boundary control problem, tracking the trajectory of the forced chaotic pendulum. Contrary to previous assertions, it is demonstrated that the Lagrange multiplier method can track multiple chaotic transitions through time, so long as the boundary conditions render the system controllable. Thus, the nonlinear timescale poses no limit to the time interval for successful Lagrange multiplier-based estimation. That the key criterion is controllability, not a pure measure of dynamical stability or chaos, illustrates the similarities between the Lagrange multiplier method and other state estimation methods. The results with the chaotic pendulum suggest that nonlinearity should not be a fundamental obstacle to ocean state estimation with eddy-resolving models, especially when using an improved first-guess trajectory.https://www.nonlin-processes-geophys.net/24/351/2017/npg-24-351-2017.pdf
spellingShingle G. Gebbie
T.-L. Hsieh
T.-L. Hsieh
T.-L. Hsieh
Controllability, not chaos, key criterion for ocean state estimation
Nonlinear Processes in Geophysics
title Controllability, not chaos, key criterion for ocean state estimation
title_full Controllability, not chaos, key criterion for ocean state estimation
title_fullStr Controllability, not chaos, key criterion for ocean state estimation
title_full_unstemmed Controllability, not chaos, key criterion for ocean state estimation
title_short Controllability, not chaos, key criterion for ocean state estimation
title_sort controllability not chaos key criterion for ocean state estimation
url https://www.nonlin-processes-geophys.net/24/351/2017/npg-24-351-2017.pdf
work_keys_str_mv AT ggebbie controllabilitynotchaoskeycriterionforoceanstateestimation
AT tlhsieh controllabilitynotchaoskeycriterionforoceanstateestimation
AT tlhsieh controllabilitynotchaoskeycriterionforoceanstateestimation
AT tlhsieh controllabilitynotchaoskeycriterionforoceanstateestimation