Investigation of the Utility of Features in a Clinical De-identification Model: A Demonstration Using EHR Pathology Reports for Advanced NSCLC Patients

BackgroundElectronic health record (EHR) systems contain a large volume of texts, including visit notes, discharge summaries, and various reports. To protect the confidentiality of patients, these records often need to be fully de-identified before circulating for secondary use. Machine learning (ML...

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Main Authors: Tanmoy Paul, Md Kamruz Zaman Rana, Preethi Aishwarya Tautam, Teja Venkat Pavan Kotapati, Yaswitha Jampani, Nitesh Singh, Humayera Islam, Vasanthi Mandhadi, Vishakha Sharma, Michael Barnes, Richard D. Hammer, Abu Saleh Mohammad Mosa
Format: Article
Language:English
Published: Frontiers Media S.A. 2022-02-01
Series:Frontiers in Digital Health
Subjects:
Online Access:https://www.frontiersin.org/articles/10.3389/fdgth.2022.728922/full
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author Tanmoy Paul
Tanmoy Paul
Md Kamruz Zaman Rana
Md Kamruz Zaman Rana
Preethi Aishwarya Tautam
Teja Venkat Pavan Kotapati
Yaswitha Jampani
Yaswitha Jampani
Nitesh Singh
Nitesh Singh
Humayera Islam
Humayera Islam
Vasanthi Mandhadi
Vasanthi Mandhadi
Vishakha Sharma
Michael Barnes
Richard D. Hammer
Abu Saleh Mohammad Mosa
Abu Saleh Mohammad Mosa
Abu Saleh Mohammad Mosa
Abu Saleh Mohammad Mosa
author_facet Tanmoy Paul
Tanmoy Paul
Md Kamruz Zaman Rana
Md Kamruz Zaman Rana
Preethi Aishwarya Tautam
Teja Venkat Pavan Kotapati
Yaswitha Jampani
Yaswitha Jampani
Nitesh Singh
Nitesh Singh
Humayera Islam
Humayera Islam
Vasanthi Mandhadi
Vasanthi Mandhadi
Vishakha Sharma
Michael Barnes
Richard D. Hammer
Abu Saleh Mohammad Mosa
Abu Saleh Mohammad Mosa
Abu Saleh Mohammad Mosa
Abu Saleh Mohammad Mosa
author_sort Tanmoy Paul
collection DOAJ
description BackgroundElectronic health record (EHR) systems contain a large volume of texts, including visit notes, discharge summaries, and various reports. To protect the confidentiality of patients, these records often need to be fully de-identified before circulating for secondary use. Machine learning (ML) based named entity recognition (NER) model has emerged as a popular technique of automatic de-identification.ObjectiveThe performance of a machine learning model highly depends on the selection of appropriate features. The objective of this study was to investigate the usability of multiple features in building a conditional random field (CRF) based clinical de-identification NER model.MethodsUsing open-source natural language processing (NLP) toolkits, we annotated protected health information (PHI) in 1,500 pathology reports and built supervised NER models using multiple features and their combinations. We further investigated the dependency of a model's performance on the size of training data.ResultsAmong the 10 feature extractors explored in this study, n-gram, prefix–suffix, word embedding, and word shape performed the best. A model using combination of these four feature sets yielded precision, recall, and F1-score for each PHI as follows: NAME (0.80; 0.79; 0.80), LOCATION (0.85; 0.83; 0.84), DATE (0.86; 0.79; 0.82), HOSPITAL (0.96; 0.93; 0.95), ID (0.99; 0.82; 0.90), and INITIALS (0.97; 0.49; 0.65). We also found that the model's performance becomes saturated when the training data size is beyond 200.ConclusionManual de-identification of large-scale data is an impractical procedure since it is time-consuming and subject to human errors. Analysis of the NER model's performance in this study sheds light on a semi-automatic clinical de-identification pipeline for enterprise-wide data warehousing.
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spelling doaj.art-3828d9965431427887fb90453f48bc562022-12-21T17:23:26ZengFrontiers Media S.A.Frontiers in Digital Health2673-253X2022-02-01410.3389/fdgth.2022.728922728922Investigation of the Utility of Features in a Clinical De-identification Model: A Demonstration Using EHR Pathology Reports for Advanced NSCLC PatientsTanmoy Paul0Tanmoy Paul1Md Kamruz Zaman Rana2Md Kamruz Zaman Rana3Preethi Aishwarya Tautam4Teja Venkat Pavan Kotapati5Yaswitha Jampani6Yaswitha Jampani7Nitesh Singh8Nitesh Singh9Humayera Islam10Humayera Islam11Vasanthi Mandhadi12Vasanthi Mandhadi13Vishakha Sharma14Michael Barnes15Richard D. Hammer16Abu Saleh Mohammad Mosa17Abu Saleh Mohammad Mosa18Abu Saleh Mohammad Mosa19Abu Saleh Mohammad Mosa20Department of Electrical Engineering and Computer Science, University of Missouri, Columbia, MO, United StatesCenter for Biomedical Informatics, University of Missouri, Columbia, MO, United StatesCenter for Biomedical Informatics, University of Missouri, Columbia, MO, United StatesDepartment of Health Management and Informatics, School of Medicine, University of Missouri, Columbia, MO, United StatesDepartment of Health Management and Informatics, School of Medicine, University of Missouri, Columbia, MO, United StatesDepartment of Health Management and Informatics, School of Medicine, University of Missouri, Columbia, MO, United StatesCenter for Biomedical Informatics, University of Missouri, Columbia, MO, United StatesDepartment of Health Management and Informatics, School of Medicine, University of Missouri, Columbia, MO, United StatesCenter for Biomedical Informatics, University of Missouri, Columbia, MO, United StatesDepartment of Health Management and Informatics, School of Medicine, University of Missouri, Columbia, MO, United StatesCenter for Biomedical Informatics, University of Missouri, Columbia, MO, United StatesInstitute for Data Science and Informatics, University of Missouri, Columbia, MO, United StatesDepartment of Electrical Engineering and Computer Science, University of Missouri, Columbia, MO, United StatesCenter for Biomedical Informatics, University of Missouri, Columbia, MO, United StatesRoche Diagnostics, F. Hoffmann-La Roche, Santa Clara, CA, United StatesRoche Diagnostics, F. Hoffmann-La Roche, Santa Clara, CA, United StatesDepartment of Pathology and Anatomical Sciences, University of Missouri, Columbia, MO, United StatesDepartment of Electrical Engineering and Computer Science, University of Missouri, Columbia, MO, United StatesCenter for Biomedical Informatics, University of Missouri, Columbia, MO, United StatesDepartment of Health Management and Informatics, School of Medicine, University of Missouri, Columbia, MO, United StatesInstitute for Data Science and Informatics, University of Missouri, Columbia, MO, United StatesBackgroundElectronic health record (EHR) systems contain a large volume of texts, including visit notes, discharge summaries, and various reports. To protect the confidentiality of patients, these records often need to be fully de-identified before circulating for secondary use. Machine learning (ML) based named entity recognition (NER) model has emerged as a popular technique of automatic de-identification.ObjectiveThe performance of a machine learning model highly depends on the selection of appropriate features. The objective of this study was to investigate the usability of multiple features in building a conditional random field (CRF) based clinical de-identification NER model.MethodsUsing open-source natural language processing (NLP) toolkits, we annotated protected health information (PHI) in 1,500 pathology reports and built supervised NER models using multiple features and their combinations. We further investigated the dependency of a model's performance on the size of training data.ResultsAmong the 10 feature extractors explored in this study, n-gram, prefix–suffix, word embedding, and word shape performed the best. A model using combination of these four feature sets yielded precision, recall, and F1-score for each PHI as follows: NAME (0.80; 0.79; 0.80), LOCATION (0.85; 0.83; 0.84), DATE (0.86; 0.79; 0.82), HOSPITAL (0.96; 0.93; 0.95), ID (0.99; 0.82; 0.90), and INITIALS (0.97; 0.49; 0.65). We also found that the model's performance becomes saturated when the training data size is beyond 200.ConclusionManual de-identification of large-scale data is an impractical procedure since it is time-consuming and subject to human errors. Analysis of the NER model's performance in this study sheds light on a semi-automatic clinical de-identification pipeline for enterprise-wide data warehousing.https://www.frontiersin.org/articles/10.3389/fdgth.2022.728922/fullclinical text de-identificationprotected health informationNLPnamed entity recognitionde-identificationconditional random field
spellingShingle Tanmoy Paul
Tanmoy Paul
Md Kamruz Zaman Rana
Md Kamruz Zaman Rana
Preethi Aishwarya Tautam
Teja Venkat Pavan Kotapati
Yaswitha Jampani
Yaswitha Jampani
Nitesh Singh
Nitesh Singh
Humayera Islam
Humayera Islam
Vasanthi Mandhadi
Vasanthi Mandhadi
Vishakha Sharma
Michael Barnes
Richard D. Hammer
Abu Saleh Mohammad Mosa
Abu Saleh Mohammad Mosa
Abu Saleh Mohammad Mosa
Abu Saleh Mohammad Mosa
Investigation of the Utility of Features in a Clinical De-identification Model: A Demonstration Using EHR Pathology Reports for Advanced NSCLC Patients
Frontiers in Digital Health
clinical text de-identification
protected health information
NLP
named entity recognition
de-identification
conditional random field
title Investigation of the Utility of Features in a Clinical De-identification Model: A Demonstration Using EHR Pathology Reports for Advanced NSCLC Patients
title_full Investigation of the Utility of Features in a Clinical De-identification Model: A Demonstration Using EHR Pathology Reports for Advanced NSCLC Patients
title_fullStr Investigation of the Utility of Features in a Clinical De-identification Model: A Demonstration Using EHR Pathology Reports for Advanced NSCLC Patients
title_full_unstemmed Investigation of the Utility of Features in a Clinical De-identification Model: A Demonstration Using EHR Pathology Reports for Advanced NSCLC Patients
title_short Investigation of the Utility of Features in a Clinical De-identification Model: A Demonstration Using EHR Pathology Reports for Advanced NSCLC Patients
title_sort investigation of the utility of features in a clinical de identification model a demonstration using ehr pathology reports for advanced nsclc patients
topic clinical text de-identification
protected health information
NLP
named entity recognition
de-identification
conditional random field
url https://www.frontiersin.org/articles/10.3389/fdgth.2022.728922/full
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