A New Method for Automatic Extraction and Analysis of Discontinuities Based on TIN on Rock Mass Surfaces

Light detection and ranging (LiDAR) can quickly and accurately obtain 3D point clouds on the surface of rock masses, and on the basis of this, discontinuity information can be extracted automatically. This paper proposes a new method to automatically extract discontinuity information from 3D point c...

Full description

Bibliographic Details
Main Authors: Xiang Wu, Fengyan Wang, Mingchang Wang, Xuqing Zhang, Qing Wang, Shuo Zhang
Format: Article
Language:English
Published: MDPI AG 2021-07-01
Series:Remote Sensing
Subjects:
Online Access:https://www.mdpi.com/2072-4292/13/15/2894
_version_ 1827686428772925440
author Xiang Wu
Fengyan Wang
Mingchang Wang
Xuqing Zhang
Qing Wang
Shuo Zhang
author_facet Xiang Wu
Fengyan Wang
Mingchang Wang
Xuqing Zhang
Qing Wang
Shuo Zhang
author_sort Xiang Wu
collection DOAJ
description Light detection and ranging (LiDAR) can quickly and accurately obtain 3D point clouds on the surface of rock masses, and on the basis of this, discontinuity information can be extracted automatically. This paper proposes a new method to automatically extract discontinuity information from 3D point clouds on the surface of rock masses. This method first applies the improved K-means algorithm based on the clustering algorithm by fast search and find of density peaks (DPCA) and the silhouette coefficient in the cluster validity index to identify the discontinuity sets of rock masses, and then uses the hierarchical density-based spatial clustering of applications with noise (HDBSCAN) algorithm to segment the discontinuity sets and to extract each discontinuity from a discontinuity set. Finally, the random sampling consistency (RANSAC) method is used to fit the discontinuities and to calculate their parameters. The 3D point clouds of the typical rock slope in the Rockbench repository is used to extract the discontinuity orientations using the new method, and these are compared with the results obtained from the classical approach and the previous automatic methods. The results show that, compared to the results obtained by Riquelme et al. in 2014, the average deviation of the dip direction and dip angle is reduced by 26% and 8%, respectively; compared to the results obtained by Chen et al. in 2016, the average deviation of the dip direction and dip angle is reduced by 39% and 40%, respectively. The method is also applied to an artificial quarry slope, and the average deviation of the dip direction and dip angle is 5.3° and 4.8°, respectively, as compared to the manual method. Furthermore, the related parameters are analyzed. The study shows that the new method is reliable, has a higher precision when identifying rock mass discontinuities, and can be applied to practical engineering.
first_indexed 2024-03-10T09:10:01Z
format Article
id doaj.art-47c2cdd70a274f44a4f14b487f1e3304
institution Directory Open Access Journal
issn 2072-4292
language English
last_indexed 2024-03-10T09:10:01Z
publishDate 2021-07-01
publisher MDPI AG
record_format Article
series Remote Sensing
spelling doaj.art-47c2cdd70a274f44a4f14b487f1e33042023-11-22T06:05:44ZengMDPI AGRemote Sensing2072-42922021-07-011315289410.3390/rs13152894A New Method for Automatic Extraction and Analysis of Discontinuities Based on TIN on Rock Mass SurfacesXiang Wu0Fengyan Wang1Mingchang Wang2Xuqing Zhang3Qing Wang4Shuo Zhang5College of Geo-Exploration Science and Technology, Jilin University, Changchun 130026, ChinaCollege of Geo-Exploration Science and Technology, Jilin University, Changchun 130026, ChinaCollege of Geo-Exploration Science and Technology, Jilin University, Changchun 130026, ChinaCollege of Geo-Exploration Science and Technology, Jilin University, Changchun 130026, ChinaCollege of Construction Engineering, Jilin University, Changchun 130026, ChinaCollege of Geo-Exploration Science and Technology, Jilin University, Changchun 130026, ChinaLight detection and ranging (LiDAR) can quickly and accurately obtain 3D point clouds on the surface of rock masses, and on the basis of this, discontinuity information can be extracted automatically. This paper proposes a new method to automatically extract discontinuity information from 3D point clouds on the surface of rock masses. This method first applies the improved K-means algorithm based on the clustering algorithm by fast search and find of density peaks (DPCA) and the silhouette coefficient in the cluster validity index to identify the discontinuity sets of rock masses, and then uses the hierarchical density-based spatial clustering of applications with noise (HDBSCAN) algorithm to segment the discontinuity sets and to extract each discontinuity from a discontinuity set. Finally, the random sampling consistency (RANSAC) method is used to fit the discontinuities and to calculate their parameters. The 3D point clouds of the typical rock slope in the Rockbench repository is used to extract the discontinuity orientations using the new method, and these are compared with the results obtained from the classical approach and the previous automatic methods. The results show that, compared to the results obtained by Riquelme et al. in 2014, the average deviation of the dip direction and dip angle is reduced by 26% and 8%, respectively; compared to the results obtained by Chen et al. in 2016, the average deviation of the dip direction and dip angle is reduced by 39% and 40%, respectively. The method is also applied to an artificial quarry slope, and the average deviation of the dip direction and dip angle is 5.3° and 4.8°, respectively, as compared to the manual method. Furthermore, the related parameters are analyzed. The study shows that the new method is reliable, has a higher precision when identifying rock mass discontinuities, and can be applied to practical engineering.https://www.mdpi.com/2072-4292/13/15/2894LiDARdiscontinuityautomatic extractionimproved K-meansDPCAHDBSCAN
spellingShingle Xiang Wu
Fengyan Wang
Mingchang Wang
Xuqing Zhang
Qing Wang
Shuo Zhang
A New Method for Automatic Extraction and Analysis of Discontinuities Based on TIN on Rock Mass Surfaces
Remote Sensing
LiDAR
discontinuity
automatic extraction
improved K-means
DPCA
HDBSCAN
title A New Method for Automatic Extraction and Analysis of Discontinuities Based on TIN on Rock Mass Surfaces
title_full A New Method for Automatic Extraction and Analysis of Discontinuities Based on TIN on Rock Mass Surfaces
title_fullStr A New Method for Automatic Extraction and Analysis of Discontinuities Based on TIN on Rock Mass Surfaces
title_full_unstemmed A New Method for Automatic Extraction and Analysis of Discontinuities Based on TIN on Rock Mass Surfaces
title_short A New Method for Automatic Extraction and Analysis of Discontinuities Based on TIN on Rock Mass Surfaces
title_sort new method for automatic extraction and analysis of discontinuities based on tin on rock mass surfaces
topic LiDAR
discontinuity
automatic extraction
improved K-means
DPCA
HDBSCAN
url https://www.mdpi.com/2072-4292/13/15/2894
work_keys_str_mv AT xiangwu anewmethodforautomaticextractionandanalysisofdiscontinuitiesbasedontinonrockmasssurfaces
AT fengyanwang anewmethodforautomaticextractionandanalysisofdiscontinuitiesbasedontinonrockmasssurfaces
AT mingchangwang anewmethodforautomaticextractionandanalysisofdiscontinuitiesbasedontinonrockmasssurfaces
AT xuqingzhang anewmethodforautomaticextractionandanalysisofdiscontinuitiesbasedontinonrockmasssurfaces
AT qingwang anewmethodforautomaticextractionandanalysisofdiscontinuitiesbasedontinonrockmasssurfaces
AT shuozhang anewmethodforautomaticextractionandanalysisofdiscontinuitiesbasedontinonrockmasssurfaces
AT xiangwu newmethodforautomaticextractionandanalysisofdiscontinuitiesbasedontinonrockmasssurfaces
AT fengyanwang newmethodforautomaticextractionandanalysisofdiscontinuitiesbasedontinonrockmasssurfaces
AT mingchangwang newmethodforautomaticextractionandanalysisofdiscontinuitiesbasedontinonrockmasssurfaces
AT xuqingzhang newmethodforautomaticextractionandanalysisofdiscontinuitiesbasedontinonrockmasssurfaces
AT qingwang newmethodforautomaticextractionandanalysisofdiscontinuitiesbasedontinonrockmasssurfaces
AT shuozhang newmethodforautomaticextractionandanalysisofdiscontinuitiesbasedontinonrockmasssurfaces