Precoding and Beamforming Techniques in mmWave-Massive MIMO: Performance Assessment

Massive MIMO and mmWave communication are the technologies for achieving 5G design goals. Fortunately, these two technologies share a symbiotic integration. As a result, amalgamating mmWave communications with massive MIMO forms,mmWave-massive MIMO,” which significantly improves spectral...

Full description

Bibliographic Details
Main Authors: Tewelgn Kebede, Yihenew Wondie, Johannes Steinbrunn, Hailu Belay Kassa, Kevin T. Kornegay
Format: Article
Language:English
Published: IEEE 2022-01-01
Series:IEEE Access
Subjects:
Online Access:https://ieeexplore.ieee.org/document/9705623/
_version_ 1824045710829420544
author Tewelgn Kebede
Yihenew Wondie
Johannes Steinbrunn
Hailu Belay Kassa
Kevin T. Kornegay
author_facet Tewelgn Kebede
Yihenew Wondie
Johannes Steinbrunn
Hailu Belay Kassa
Kevin T. Kornegay
author_sort Tewelgn Kebede
collection DOAJ
description Massive MIMO and mmWave communication are the technologies for achieving 5G design goals. Fortunately, these two technologies share a symbiotic integration. As a result, amalgamating mmWave communications with massive MIMO forms,mmWave-massive MIMO,” which significantly improves spectral and energy efficiency. It also achieves high multiplexing gains and increases mobile network capacity. However, massive MIMO, mmWave communications, and mmWave-massive MIMO systems have been studied independently. Consequently, this article explores the ideas, performances, comparisons, and discussions of these three 5G technologies jointly, considering their precoding and beamforming methods. On the other hand, the complexity of these technologies increases when a large number of antennas and radio frequencies (RFs) are used. Thus, several investigations are going on to search for the appropriate precoding and beamforming strategies with low cost, power, and complexity. Therefore, massive MIMO linear precoding techniques such as zero-forcing, maximum ratio transmission, regularized zero-forcing, truncated polynomial expansion and phased zero forcing are addressed in this work. In addition, the most common non-linear precoding schemes: dirty-paper coding, Tomlinson-Harashima, and vector perturbation, are presented. Furthermore, a detailed discussion of the beamforming techniques called analog, digital, and hybrid analog-digital beamforming schemes is included. We also examine the potential of hybrid analog-digital beamforming with its fully-connected and sub-connected architecture approaches in making mmWave massive MIMO a reality. We evaluate their performance with the parameters: bit error rate, signal to noise ratio, complexity, spectral efficiency, and energy efficiency. According to the analytical and simulation results, the partially-connected hybrid analog/digital beamforming architecture offers better all-over performance for mmWave-Massive MIMO communications by compromising: power consumption, cost, complexity, and performance. Finally, the potential future directions in mmWave-massive MIMO precoding and beamforming challenges are addressed.
first_indexed 2024-12-23T00:28:13Z
format Article
id doaj.art-5152fb33151040658c1f189988036cea
institution Directory Open Access Journal
issn 2169-3536
language English
last_indexed 2024-12-23T00:28:13Z
publishDate 2022-01-01
publisher IEEE
record_format Article
series IEEE Access
spelling doaj.art-5152fb33151040658c1f189988036cea2022-12-21T18:07:01ZengIEEEIEEE Access2169-35362022-01-0110163651638710.1109/ACCESS.2022.31493019705623Precoding and Beamforming Techniques in mmWave-Massive MIMO: Performance AssessmentTewelgn Kebede0https://orcid.org/0000-0002-6494-2609Yihenew Wondie1https://orcid.org/0000-0003-4802-360XJohannes Steinbrunn2Hailu Belay Kassa3Kevin T. Kornegay4Addis Ababa Institute of Technology, Addis Ababa University, Addis Ababa, EthiopiaAddis Ababa Institute of Technology, Addis Ababa University, Addis Ababa, EthiopiaFaculty of Electrical Engineering, Kempten University of Applied Science, Kempten, GermanyDepartment of Electrical and Computer Engineering, Morgan State University, Baltimore, MD, USADepartment of Electrical and Computer Engineering, Morgan State University, Baltimore, MD, USAMassive MIMO and mmWave communication are the technologies for achieving 5G design goals. Fortunately, these two technologies share a symbiotic integration. As a result, amalgamating mmWave communications with massive MIMO forms,mmWave-massive MIMO,” which significantly improves spectral and energy efficiency. It also achieves high multiplexing gains and increases mobile network capacity. However, massive MIMO, mmWave communications, and mmWave-massive MIMO systems have been studied independently. Consequently, this article explores the ideas, performances, comparisons, and discussions of these three 5G technologies jointly, considering their precoding and beamforming methods. On the other hand, the complexity of these technologies increases when a large number of antennas and radio frequencies (RFs) are used. Thus, several investigations are going on to search for the appropriate precoding and beamforming strategies with low cost, power, and complexity. Therefore, massive MIMO linear precoding techniques such as zero-forcing, maximum ratio transmission, regularized zero-forcing, truncated polynomial expansion and phased zero forcing are addressed in this work. In addition, the most common non-linear precoding schemes: dirty-paper coding, Tomlinson-Harashima, and vector perturbation, are presented. Furthermore, a detailed discussion of the beamforming techniques called analog, digital, and hybrid analog-digital beamforming schemes is included. We also examine the potential of hybrid analog-digital beamforming with its fully-connected and sub-connected architecture approaches in making mmWave massive MIMO a reality. We evaluate their performance with the parameters: bit error rate, signal to noise ratio, complexity, spectral efficiency, and energy efficiency. According to the analytical and simulation results, the partially-connected hybrid analog/digital beamforming architecture offers better all-over performance for mmWave-Massive MIMO communications by compromising: power consumption, cost, complexity, and performance. Finally, the potential future directions in mmWave-massive MIMO precoding and beamforming challenges are addressed.https://ieeexplore.ieee.org/document/9705623/Beamforminghybridmassive MIMOmmWavemmWave-massive MIMOprecoding
spellingShingle Tewelgn Kebede
Yihenew Wondie
Johannes Steinbrunn
Hailu Belay Kassa
Kevin T. Kornegay
Precoding and Beamforming Techniques in mmWave-Massive MIMO: Performance Assessment
IEEE Access
Beamforming
hybrid
massive MIMO
mmWave
mmWave-massive MIMO
precoding
title Precoding and Beamforming Techniques in mmWave-Massive MIMO: Performance Assessment
title_full Precoding and Beamforming Techniques in mmWave-Massive MIMO: Performance Assessment
title_fullStr Precoding and Beamforming Techniques in mmWave-Massive MIMO: Performance Assessment
title_full_unstemmed Precoding and Beamforming Techniques in mmWave-Massive MIMO: Performance Assessment
title_short Precoding and Beamforming Techniques in mmWave-Massive MIMO: Performance Assessment
title_sort precoding and beamforming techniques in mmwave massive mimo performance assessment
topic Beamforming
hybrid
massive MIMO
mmWave
mmWave-massive MIMO
precoding
url https://ieeexplore.ieee.org/document/9705623/
work_keys_str_mv AT tewelgnkebede precodingandbeamformingtechniquesinmmwavemassivemimoperformanceassessment
AT yihenewwondie precodingandbeamformingtechniquesinmmwavemassivemimoperformanceassessment
AT johannessteinbrunn precodingandbeamformingtechniquesinmmwavemassivemimoperformanceassessment
AT hailubelaykassa precodingandbeamformingtechniquesinmmwavemassivemimoperformanceassessment
AT kevintkornegay precodingandbeamformingtechniquesinmmwavemassivemimoperformanceassessment