Explainability of random survival forests in predicting conversion risk from mild cognitive impairment to Alzheimer’s disease

Abstract Random Survival Forests (RSF) has recently showed better performance than statistical survival methods as Cox proportional hazard (CPH) in predicting conversion risk from mild cognitive impairment (MCI) to Alzheimer’s disease (AD). However, RSF application in real-world clinical setting is...

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Main Authors: Alessia Sarica, Federica Aracri, Maria Giovanna Bianco, Fulvia Arcuri, Andrea Quattrone, Aldo Quattrone, for the Alzheimer’s Disease Neuroimaging Initiative
Format: Article
Language:English
Published: SpringerOpen 2023-11-01
Series:Brain Informatics
Subjects:
Online Access:https://doi.org/10.1186/s40708-023-00211-w
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author Alessia Sarica
Federica Aracri
Maria Giovanna Bianco
Fulvia Arcuri
Andrea Quattrone
Aldo Quattrone
for the Alzheimer’s Disease Neuroimaging Initiative
author_facet Alessia Sarica
Federica Aracri
Maria Giovanna Bianco
Fulvia Arcuri
Andrea Quattrone
Aldo Quattrone
for the Alzheimer’s Disease Neuroimaging Initiative
author_sort Alessia Sarica
collection DOAJ
description Abstract Random Survival Forests (RSF) has recently showed better performance than statistical survival methods as Cox proportional hazard (CPH) in predicting conversion risk from mild cognitive impairment (MCI) to Alzheimer’s disease (AD). However, RSF application in real-world clinical setting is still limited due to its black-box nature. For this reason, we aimed at providing a comprehensive study of RSF explainability with SHapley Additive exPlanations (SHAP) on biomarkers of stable and progressive patients (sMCI and pMCI) from Alzheimer’s Disease Neuroimaging Initiative. We evaluated three global explanations—RSF feature importance, permutation importance and SHAP importance—and we quantitatively compared them with Rank-Biased Overlap (RBO). Moreover, we assessed whether multicollinearity among variables may perturb SHAP outcome. Lastly, we stratified pMCI test patients in high, medium and low risk grade, to investigate individual SHAP explanation of one pMCI patient per risk group. We confirmed that RSF had higher accuracy (0.890) than CPH (0.819), and its stability and robustness was demonstrated by high overlap (RBO > 90%) between feature rankings within first eight features. SHAP local explanations with and without correlated variables had no substantial difference, showing that multicollinearity did not alter the model. FDG, ABETA42 and HCI were the first important features in global explanations, with the highest contribution also in local explanation. FAQ, mPACCdigit, mPACCtrailsB and RAVLT immediate had the highest influence among all clinical and neuropsychological assessments in increasing progression risk, as particularly evident in pMCI patients’ individual explanation. In conclusion, our findings suggest that RSF represents a useful tool to support clinicians in estimating conversion-to-AD risk and that SHAP explainer boosts its clinical utility with intelligible and interpretable individual outcomes that highlights key features associated with AD prognosis. Graphical Abstract
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spelling doaj.art-5de38803ca9d452490d257dd7a8b7cd32023-11-20T11:21:17ZengSpringerOpenBrain Informatics2198-40182198-40262023-11-0110111710.1186/s40708-023-00211-wExplainability of random survival forests in predicting conversion risk from mild cognitive impairment to Alzheimer’s diseaseAlessia Sarica0Federica Aracri1Maria Giovanna Bianco2Fulvia Arcuri3Andrea Quattrone4Aldo Quattrone5for the Alzheimer’s Disease Neuroimaging InitiativeNeuroscience Research Center, Department of Medical and Surgical Sciences, Magna Graecia UniversityNeuroscience Research Center, Department of Medical and Surgical Sciences, Magna Graecia UniversityNeuroscience Research Center, Department of Medical and Surgical Sciences, Magna Graecia UniversityNeuroscience Research Center, Department of Medical and Surgical Sciences, Magna Graecia UniversityNeuroscience Research Center, Department of Medical and Surgical Sciences, Magna Graecia UniversityNeuroscience Research Center, Department of Medical and Surgical Sciences, Magna Graecia UniversityAbstract Random Survival Forests (RSF) has recently showed better performance than statistical survival methods as Cox proportional hazard (CPH) in predicting conversion risk from mild cognitive impairment (MCI) to Alzheimer’s disease (AD). However, RSF application in real-world clinical setting is still limited due to its black-box nature. For this reason, we aimed at providing a comprehensive study of RSF explainability with SHapley Additive exPlanations (SHAP) on biomarkers of stable and progressive patients (sMCI and pMCI) from Alzheimer’s Disease Neuroimaging Initiative. We evaluated three global explanations—RSF feature importance, permutation importance and SHAP importance—and we quantitatively compared them with Rank-Biased Overlap (RBO). Moreover, we assessed whether multicollinearity among variables may perturb SHAP outcome. Lastly, we stratified pMCI test patients in high, medium and low risk grade, to investigate individual SHAP explanation of one pMCI patient per risk group. We confirmed that RSF had higher accuracy (0.890) than CPH (0.819), and its stability and robustness was demonstrated by high overlap (RBO > 90%) between feature rankings within first eight features. SHAP local explanations with and without correlated variables had no substantial difference, showing that multicollinearity did not alter the model. FDG, ABETA42 and HCI were the first important features in global explanations, with the highest contribution also in local explanation. FAQ, mPACCdigit, mPACCtrailsB and RAVLT immediate had the highest influence among all clinical and neuropsychological assessments in increasing progression risk, as particularly evident in pMCI patients’ individual explanation. In conclusion, our findings suggest that RSF represents a useful tool to support clinicians in estimating conversion-to-AD risk and that SHAP explainer boosts its clinical utility with intelligible and interpretable individual outcomes that highlights key features associated with AD prognosis. Graphical Abstracthttps://doi.org/10.1186/s40708-023-00211-wSurvival analysisCox proportional hazardRandom Survival ForestsMachine learningMCI conversionAD progression
spellingShingle Alessia Sarica
Federica Aracri
Maria Giovanna Bianco
Fulvia Arcuri
Andrea Quattrone
Aldo Quattrone
for the Alzheimer’s Disease Neuroimaging Initiative
Explainability of random survival forests in predicting conversion risk from mild cognitive impairment to Alzheimer’s disease
Brain Informatics
Survival analysis
Cox proportional hazard
Random Survival Forests
Machine learning
MCI conversion
AD progression
title Explainability of random survival forests in predicting conversion risk from mild cognitive impairment to Alzheimer’s disease
title_full Explainability of random survival forests in predicting conversion risk from mild cognitive impairment to Alzheimer’s disease
title_fullStr Explainability of random survival forests in predicting conversion risk from mild cognitive impairment to Alzheimer’s disease
title_full_unstemmed Explainability of random survival forests in predicting conversion risk from mild cognitive impairment to Alzheimer’s disease
title_short Explainability of random survival forests in predicting conversion risk from mild cognitive impairment to Alzheimer’s disease
title_sort explainability of random survival forests in predicting conversion risk from mild cognitive impairment to alzheimer s disease
topic Survival analysis
Cox proportional hazard
Random Survival Forests
Machine learning
MCI conversion
AD progression
url https://doi.org/10.1186/s40708-023-00211-w
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