Applications of FFTA–HFACS for Analyzing Human and Organization Factors in Electric Misoperation Accidents

Human and organizational factors (HOFs) play an important role in electric misoperation accidents (EMAs), but research into the reliability of human factors is still in its infancy in the field of EMAs, and further investment in research is urgently required. To analyze the HOFs in EMAs, a hybrid me...

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Main Authors: Chuan Lin, Qifeng Xu, Yifan Huang
Format: Article
Language:English
Published: MDPI AG 2021-09-01
Series:Applied Sciences
Subjects:
Online Access:https://www.mdpi.com/2076-3417/11/19/9008
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author Chuan Lin
Qifeng Xu
Yifan Huang
author_facet Chuan Lin
Qifeng Xu
Yifan Huang
author_sort Chuan Lin
collection DOAJ
description Human and organizational factors (HOFs) play an important role in electric misoperation accidents (EMAs), but research into the reliability of human factors is still in its infancy in the field of EMAs, and further investment in research is urgently required. To analyze the HOFs in EMAs, a hybrid method including the Human Factors Analysis and Classification System (HFACS) and fuzzy fault tree analysis (FFTA) was applied to EMAs for the first time in the paper. HFACS is used to identify and classify the HOFs with 135 accidents, reorganized as basic events (BEs), intermediate events (IEs), and top event (TE), and develop the architecture of fault tree (FT). Fuzzy aggregation is employed to address experts’ expressions and obtain the failure probabilities of the BEs and the minimal cut sets (MCSs) of the FT. The approach generates BEs failure probabilities without reliance on quantitative historical failure statistics of EMAs via qualitative records processing. The FFTA–HFACS model is applied for quantitative analysis of the probability of failure of electrical mishaps and the interaction between accident risk factors. It can assist professionals in deciding whether and where to take preventive or corrective actions and assist in knowledgeable decision-making around the electric operation and maintenance process. Finally, applying this hybrid method to EMAs, the results show that the probability of an EMAs is 1.0410 × 10<sup>−2</sup>, which is a risk level that is likely to occur and must be controlled. Two of the most important risk factors are habitual violations and supervisory violation; a combination of risk factors of inadequate work preparation and paralysis, and irresponsibility on the part of employees are also frequent errors.
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spelling doaj.art-66eec7072ae6411993dbfaa0e1ad7f142023-11-22T15:46:20ZengMDPI AGApplied Sciences2076-34172021-09-011119900810.3390/app11199008Applications of FFTA–HFACS for Analyzing Human and Organization Factors in Electric Misoperation AccidentsChuan Lin0Qifeng Xu1Yifan Huang2School of Electrical Engineering and Automation, Fuzhou University, Fuzhou 350108, ChinaSchool of Electrical Engineering and Automation, Fuzhou University, Fuzhou 350108, ChinaSchool of Electrical Engineering and Automation, Fuzhou University, Fuzhou 350108, ChinaHuman and organizational factors (HOFs) play an important role in electric misoperation accidents (EMAs), but research into the reliability of human factors is still in its infancy in the field of EMAs, and further investment in research is urgently required. To analyze the HOFs in EMAs, a hybrid method including the Human Factors Analysis and Classification System (HFACS) and fuzzy fault tree analysis (FFTA) was applied to EMAs for the first time in the paper. HFACS is used to identify and classify the HOFs with 135 accidents, reorganized as basic events (BEs), intermediate events (IEs), and top event (TE), and develop the architecture of fault tree (FT). Fuzzy aggregation is employed to address experts’ expressions and obtain the failure probabilities of the BEs and the minimal cut sets (MCSs) of the FT. The approach generates BEs failure probabilities without reliance on quantitative historical failure statistics of EMAs via qualitative records processing. The FFTA–HFACS model is applied for quantitative analysis of the probability of failure of electrical mishaps and the interaction between accident risk factors. It can assist professionals in deciding whether and where to take preventive or corrective actions and assist in knowledgeable decision-making around the electric operation and maintenance process. Finally, applying this hybrid method to EMAs, the results show that the probability of an EMAs is 1.0410 × 10<sup>−2</sup>, which is a risk level that is likely to occur and must be controlled. Two of the most important risk factors are habitual violations and supervisory violation; a combination of risk factors of inadequate work preparation and paralysis, and irresponsibility on the part of employees are also frequent errors.https://www.mdpi.com/2076-3417/11/19/9008human factors analysis and classification systemfuzzy fault tree analysiselectric misoperation accidentsfailure probabilityhuman and organization factors
spellingShingle Chuan Lin
Qifeng Xu
Yifan Huang
Applications of FFTA–HFACS for Analyzing Human and Organization Factors in Electric Misoperation Accidents
Applied Sciences
human factors analysis and classification system
fuzzy fault tree analysis
electric misoperation accidents
failure probability
human and organization factors
title Applications of FFTA–HFACS for Analyzing Human and Organization Factors in Electric Misoperation Accidents
title_full Applications of FFTA–HFACS for Analyzing Human and Organization Factors in Electric Misoperation Accidents
title_fullStr Applications of FFTA–HFACS for Analyzing Human and Organization Factors in Electric Misoperation Accidents
title_full_unstemmed Applications of FFTA–HFACS for Analyzing Human and Organization Factors in Electric Misoperation Accidents
title_short Applications of FFTA–HFACS for Analyzing Human and Organization Factors in Electric Misoperation Accidents
title_sort applications of ffta hfacs for analyzing human and organization factors in electric misoperation accidents
topic human factors analysis and classification system
fuzzy fault tree analysis
electric misoperation accidents
failure probability
human and organization factors
url https://www.mdpi.com/2076-3417/11/19/9008
work_keys_str_mv AT chuanlin applicationsoffftahfacsforanalyzinghumanandorganizationfactorsinelectricmisoperationaccidents
AT qifengxu applicationsoffftahfacsforanalyzinghumanandorganizationfactorsinelectricmisoperationaccidents
AT yifanhuang applicationsoffftahfacsforanalyzinghumanandorganizationfactorsinelectricmisoperationaccidents