Process evaluation within pragmatic randomised controlled trials: what is it, why is it done, and can we find it?—a systematic review

Abstract Background Process evaluations are increasingly conducted within pragmatic randomised controlled trials (RCTs) of health services interventions and provide vital information to enhance understanding of RCT findings. However, issues pertaining to process evaluation in this specific context h...

Full description

Bibliographic Details
Main Authors: Caroline French, Hilary Pinnock, Gordon Forbes, Imogen Skene, Stephanie J. C. Taylor
Format: Article
Language:English
Published: BMC 2020-11-01
Series:Trials
Subjects:
Online Access:http://link.springer.com/article/10.1186/s13063-020-04762-9
_version_ 1828809263799074816
author Caroline French
Hilary Pinnock
Gordon Forbes
Imogen Skene
Stephanie J. C. Taylor
author_facet Caroline French
Hilary Pinnock
Gordon Forbes
Imogen Skene
Stephanie J. C. Taylor
author_sort Caroline French
collection DOAJ
description Abstract Background Process evaluations are increasingly conducted within pragmatic randomised controlled trials (RCTs) of health services interventions and provide vital information to enhance understanding of RCT findings. However, issues pertaining to process evaluation in this specific context have been little discussed. We aimed to describe the frequency, characteristics, labelling, value, practical conduct issues, and accessibility of published process evaluations within pragmatic RCTs in health services research. Methods We used a 2-phase systematic search process to (1) identify an index sample of journal articles reporting primary outcome results of pragmatic RCTs published in 2015 and then (2) identify all associated publications. We used an operational definition of process evaluation based on the Medical Research Council’s process evaluation framework to identify both process evaluations reported separately and process data reported in the trial results papers. We extracted and analysed quantitative and qualitative data to answer review objectives. Results From an index sample of 31 pragmatic RCTs, we identified 17 separate process evaluation studies. These had varied characteristics and only three were labelled ‘process evaluation’. Each of the 31 trial results papers also reported process data, with a median of five different process evaluation components per trial. Reported barriers and facilitators related to real-world collection of process data, recruitment of participants to process evaluations, and health services research regulations. We synthesised a wide range of reported benefits of process evaluations to interventions, trials, and wider knowledge. Visibility was often poor, with 13/17 process evaluations not mentioned in the trial results paper and 12/16 process evaluation journal articles not appearing in the trial registry. Conclusions In our sample of reviewed pragmatic RCTs, the meaning of the label ‘process evaluation’ appears uncertain, and the scope and significance of the term warrant further research and clarification. Although there were many ways in which the process evaluations added value, they often had poor visibility. Our findings suggest approaches that could enhance the planning and utility of process evaluations in the context of pragmatic RCTs. Trial registration Not applicable for PROSPERO registration
first_indexed 2024-12-12T08:53:24Z
format Article
id doaj.art-72be0cf9c23f44af9fb18b779a770705
institution Directory Open Access Journal
issn 1745-6215
language English
last_indexed 2024-12-12T08:53:24Z
publishDate 2020-11-01
publisher BMC
record_format Article
series Trials
spelling doaj.art-72be0cf9c23f44af9fb18b779a7707052022-12-22T00:30:05ZengBMCTrials1745-62152020-11-0121111610.1186/s13063-020-04762-9Process evaluation within pragmatic randomised controlled trials: what is it, why is it done, and can we find it?—a systematic reviewCaroline French0Hilary Pinnock1Gordon Forbes2Imogen Skene3Stephanie J. C. Taylor4Institute of Population Health Sciences, Barts and the London School of Medicine and Dentistry, Queen Mary University of LondonUsher Institute, The University of EdinburghInstitute of Psychiatry, Psychology and Neuroscience (IoPPN), Kings College LondonEmergency Department, Royal London Hospital, Barts Health NHS TrustInstitute of Population Health Sciences, Barts and the London School of Medicine and Dentistry, Queen Mary University of LondonAbstract Background Process evaluations are increasingly conducted within pragmatic randomised controlled trials (RCTs) of health services interventions and provide vital information to enhance understanding of RCT findings. However, issues pertaining to process evaluation in this specific context have been little discussed. We aimed to describe the frequency, characteristics, labelling, value, practical conduct issues, and accessibility of published process evaluations within pragmatic RCTs in health services research. Methods We used a 2-phase systematic search process to (1) identify an index sample of journal articles reporting primary outcome results of pragmatic RCTs published in 2015 and then (2) identify all associated publications. We used an operational definition of process evaluation based on the Medical Research Council’s process evaluation framework to identify both process evaluations reported separately and process data reported in the trial results papers. We extracted and analysed quantitative and qualitative data to answer review objectives. Results From an index sample of 31 pragmatic RCTs, we identified 17 separate process evaluation studies. These had varied characteristics and only three were labelled ‘process evaluation’. Each of the 31 trial results papers also reported process data, with a median of five different process evaluation components per trial. Reported barriers and facilitators related to real-world collection of process data, recruitment of participants to process evaluations, and health services research regulations. We synthesised a wide range of reported benefits of process evaluations to interventions, trials, and wider knowledge. Visibility was often poor, with 13/17 process evaluations not mentioned in the trial results paper and 12/16 process evaluation journal articles not appearing in the trial registry. Conclusions In our sample of reviewed pragmatic RCTs, the meaning of the label ‘process evaluation’ appears uncertain, and the scope and significance of the term warrant further research and clarification. Although there were many ways in which the process evaluations added value, they often had poor visibility. Our findings suggest approaches that could enhance the planning and utility of process evaluations in the context of pragmatic RCTs. Trial registration Not applicable for PROSPERO registrationhttp://link.springer.com/article/10.1186/s13063-020-04762-9Process evaluationPragmatic randomised controlled trialsHealth services research
spellingShingle Caroline French
Hilary Pinnock
Gordon Forbes
Imogen Skene
Stephanie J. C. Taylor
Process evaluation within pragmatic randomised controlled trials: what is it, why is it done, and can we find it?—a systematic review
Trials
Process evaluation
Pragmatic randomised controlled trials
Health services research
title Process evaluation within pragmatic randomised controlled trials: what is it, why is it done, and can we find it?—a systematic review
title_full Process evaluation within pragmatic randomised controlled trials: what is it, why is it done, and can we find it?—a systematic review
title_fullStr Process evaluation within pragmatic randomised controlled trials: what is it, why is it done, and can we find it?—a systematic review
title_full_unstemmed Process evaluation within pragmatic randomised controlled trials: what is it, why is it done, and can we find it?—a systematic review
title_short Process evaluation within pragmatic randomised controlled trials: what is it, why is it done, and can we find it?—a systematic review
title_sort process evaluation within pragmatic randomised controlled trials what is it why is it done and can we find it a systematic review
topic Process evaluation
Pragmatic randomised controlled trials
Health services research
url http://link.springer.com/article/10.1186/s13063-020-04762-9
work_keys_str_mv AT carolinefrench processevaluationwithinpragmaticrandomisedcontrolledtrialswhatisitwhyisitdoneandcanwefinditasystematicreview
AT hilarypinnock processevaluationwithinpragmaticrandomisedcontrolledtrialswhatisitwhyisitdoneandcanwefinditasystematicreview
AT gordonforbes processevaluationwithinpragmaticrandomisedcontrolledtrialswhatisitwhyisitdoneandcanwefinditasystematicreview
AT imogenskene processevaluationwithinpragmaticrandomisedcontrolledtrialswhatisitwhyisitdoneandcanwefinditasystematicreview
AT stephaniejctaylor processevaluationwithinpragmaticrandomisedcontrolledtrialswhatisitwhyisitdoneandcanwefinditasystematicreview