Blind Modulation Format Identification Based on Principal Component Analysis and Singular Value Decomposition

As optical networks evolve towards flexibility and heterogeneity, various modulation formats are used to match different bandwidth requirements and channel conditions. For correct reception and efficient compensation, modulation format identification (MFI) becomes a critical issue. Thus, a novel bli...

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Main Authors: Jinkun Jiang, Qi Zhang, Xiangjun Xin, Ran Gao, Xishuo Wang, Feng Tian, Qinghua Tian, Bingchun Liu, Yongjun Wang
Format: Article
Language:English
Published: MDPI AG 2022-02-01
Series:Electronics
Subjects:
Online Access:https://www.mdpi.com/2079-9292/11/4/612
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author Jinkun Jiang
Qi Zhang
Xiangjun Xin
Ran Gao
Xishuo Wang
Feng Tian
Qinghua Tian
Bingchun Liu
Yongjun Wang
author_facet Jinkun Jiang
Qi Zhang
Xiangjun Xin
Ran Gao
Xishuo Wang
Feng Tian
Qinghua Tian
Bingchun Liu
Yongjun Wang
author_sort Jinkun Jiang
collection DOAJ
description As optical networks evolve towards flexibility and heterogeneity, various modulation formats are used to match different bandwidth requirements and channel conditions. For correct reception and efficient compensation, modulation format identification (MFI) becomes a critical issue. Thus, a novel blind MFI method based on principal component analysis (PCA) and singular value decomposition (SVD) is proposed. Based on square operation and PCA, the influence of phase rotation is removed, which avoids phase rotation-related discussions and training. By performing SVD on the density matrix about constellation, a denoise method is implemented and the quality of the constellation is improved. In the subsequent processing, the denoised density matrix is used as the feature of the support vector machine (SVM), and the identification of seven modulation formats such as BPSK, QPSK, 8PSK, 8QAM, 16QAM, 32QAM and 64QAM is realized. The results show that lower OSNR values are required for the 100% accurate identification of all modulation formats to be achieved, which are 5 dB, 7 dB, 8 dB, 11 dB, 14 dB, 14 dB and 15 dB. Moreover, the proposed method still retains the advantage, even when the number of samples decrease, which is beneficial for low-complexity implementation.
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spelling doaj.art-866b9b24ee7942908bc85ea27ed39e982023-11-23T19:40:10ZengMDPI AGElectronics2079-92922022-02-0111461210.3390/electronics11040612Blind Modulation Format Identification Based on Principal Component Analysis and Singular Value DecompositionJinkun Jiang0Qi Zhang1Xiangjun Xin2Ran Gao3Xishuo Wang4Feng Tian5Qinghua Tian6Bingchun Liu7Yongjun Wang8School of Electronic Engineering, State Key Laboratory of Information Photonics and Optical Communications, Beijing University of Posts and Telecommunications, Beijing 100876, ChinaSchool of Electronic Engineering, State Key Laboratory of Information Photonics and Optical Communications, Beijing University of Posts and Telecommunications, Beijing 100876, ChinaSchool of Electronic Engineering, State Key Laboratory of Information Photonics and Optical Communications, Beijing University of Posts and Telecommunications, Beijing 100876, ChinaSchool of Information and Electronics, Beijing Institute of Technology, Beijing 100081, ChinaSchool of Electronic Engineering, State Key Laboratory of Information Photonics and Optical Communications, Beijing University of Posts and Telecommunications, Beijing 100876, ChinaSchool of Electronic Engineering, State Key Laboratory of Information Photonics and Optical Communications, Beijing University of Posts and Telecommunications, Beijing 100876, ChinaSchool of Electronic Engineering, State Key Laboratory of Information Photonics and Optical Communications, Beijing University of Posts and Telecommunications, Beijing 100876, ChinaSchool of Management, Tianjin University of Technology, Tianjin 300384, ChinaSchool of Electronic Engineering, State Key Laboratory of Information Photonics and Optical Communications, Beijing University of Posts and Telecommunications, Beijing 100876, ChinaAs optical networks evolve towards flexibility and heterogeneity, various modulation formats are used to match different bandwidth requirements and channel conditions. For correct reception and efficient compensation, modulation format identification (MFI) becomes a critical issue. Thus, a novel blind MFI method based on principal component analysis (PCA) and singular value decomposition (SVD) is proposed. Based on square operation and PCA, the influence of phase rotation is removed, which avoids phase rotation-related discussions and training. By performing SVD on the density matrix about constellation, a denoise method is implemented and the quality of the constellation is improved. In the subsequent processing, the denoised density matrix is used as the feature of the support vector machine (SVM), and the identification of seven modulation formats such as BPSK, QPSK, 8PSK, 8QAM, 16QAM, 32QAM and 64QAM is realized. The results show that lower OSNR values are required for the 100% accurate identification of all modulation formats to be achieved, which are 5 dB, 7 dB, 8 dB, 11 dB, 14 dB, 14 dB and 15 dB. Moreover, the proposed method still retains the advantage, even when the number of samples decrease, which is beneficial for low-complexity implementation.https://www.mdpi.com/2079-9292/11/4/612optical communicationdigital signal processingmodulation format identificationprincipal component analysissingular value decompositionsupport vector machine
spellingShingle Jinkun Jiang
Qi Zhang
Xiangjun Xin
Ran Gao
Xishuo Wang
Feng Tian
Qinghua Tian
Bingchun Liu
Yongjun Wang
Blind Modulation Format Identification Based on Principal Component Analysis and Singular Value Decomposition
Electronics
optical communication
digital signal processing
modulation format identification
principal component analysis
singular value decomposition
support vector machine
title Blind Modulation Format Identification Based on Principal Component Analysis and Singular Value Decomposition
title_full Blind Modulation Format Identification Based on Principal Component Analysis and Singular Value Decomposition
title_fullStr Blind Modulation Format Identification Based on Principal Component Analysis and Singular Value Decomposition
title_full_unstemmed Blind Modulation Format Identification Based on Principal Component Analysis and Singular Value Decomposition
title_short Blind Modulation Format Identification Based on Principal Component Analysis and Singular Value Decomposition
title_sort blind modulation format identification based on principal component analysis and singular value decomposition
topic optical communication
digital signal processing
modulation format identification
principal component analysis
singular value decomposition
support vector machine
url https://www.mdpi.com/2079-9292/11/4/612
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