The Efficiency of National Innovation Systems in Post-Soviet Countries: DEA-Based Approach

The efficiency of the national innovation system (NIS) is widely considered to be the most important factor of innovation-based economic growth. Using the wide spectrum of different metrics for measuring the efficiency of NIS, modern studies focus mainly on high-income or upper-middle-income countri...

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Main Authors: Svetlana V. Ratner, Svetlana A. Balashova, Andrey V. Lychev
Format: Article
Language:English
Published: MDPI AG 2022-10-01
Series:Mathematics
Subjects:
Online Access:https://www.mdpi.com/2227-7390/10/19/3615
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author Svetlana V. Ratner
Svetlana A. Balashova
Andrey V. Lychev
author_facet Svetlana V. Ratner
Svetlana A. Balashova
Andrey V. Lychev
author_sort Svetlana V. Ratner
collection DOAJ
description The efficiency of the national innovation system (NIS) is widely considered to be the most important factor of innovation-based economic growth. Using the wide spectrum of different metrics for measuring the efficiency of NIS, modern studies focus mainly on high-income or upper-middle-income countries, while the effectiveness of the NIS in post-Soviet countries has not been studied enough. The post-socialist transformation has led to different models of economic development in these countries, which can be divided into three groups: a group with developed European institutions, a group with a focus on the European path of development, and, finally, a group of countries with an economic model of “state capitalism”. These models formed the trajectory of innovative development. The main purpose of this study is to compare the performance of NIS in post-Soviet countries and to find out whether differences between development institutions can help explain differences in the performance of NIS. The study applies the DEA methodology and considers NISs as homogeneous economic agents, which transform the same types of inputs (knowledge gained using human and financial resources) into the same types of positive outcomes (innovative products and services). The results of a study conducted on data for the period 2011–2018 show that there is no evidence to support the hypothesis that EU institutions or the type of economic model of the country directly relate to the effectiveness of the NIS. The example of Kazakhstan shows that NIS can be effective, even with strong state intervention in the economy. Taken together, the results of the paper suggest that the structure of R&D expenditures by sources of funding and types of research plays an important role in the formation of effective NIS.
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spelling doaj.art-8bd4f8d9a1e24de7a990d899d1e669f32023-11-23T21:04:31ZengMDPI AGMathematics2227-73902022-10-011019361510.3390/math10193615The Efficiency of National Innovation Systems in Post-Soviet Countries: DEA-Based ApproachSvetlana V. Ratner0Svetlana A. Balashova1Andrey V. Lychev2Department of Economic and Mathematical Modelling, Peoples’ Friendship University of Russia, 6 Miklukho-Maklaya St., Moscow 117198, RussiaDepartment of Economic and Mathematical Modelling, Peoples’ Friendship University of Russia, 6 Miklukho-Maklaya St., Moscow 117198, RussiaCollege of Information Technologies and Computer Sciences, National University of Science and Technology “MISiS”, 4 Leninsky Ave., Bldg. 1, Moscow 119049, RussiaThe efficiency of the national innovation system (NIS) is widely considered to be the most important factor of innovation-based economic growth. Using the wide spectrum of different metrics for measuring the efficiency of NIS, modern studies focus mainly on high-income or upper-middle-income countries, while the effectiveness of the NIS in post-Soviet countries has not been studied enough. The post-socialist transformation has led to different models of economic development in these countries, which can be divided into three groups: a group with developed European institutions, a group with a focus on the European path of development, and, finally, a group of countries with an economic model of “state capitalism”. These models formed the trajectory of innovative development. The main purpose of this study is to compare the performance of NIS in post-Soviet countries and to find out whether differences between development institutions can help explain differences in the performance of NIS. The study applies the DEA methodology and considers NISs as homogeneous economic agents, which transform the same types of inputs (knowledge gained using human and financial resources) into the same types of positive outcomes (innovative products and services). The results of a study conducted on data for the period 2011–2018 show that there is no evidence to support the hypothesis that EU institutions or the type of economic model of the country directly relate to the effectiveness of the NIS. The example of Kazakhstan shows that NIS can be effective, even with strong state intervention in the economy. Taken together, the results of the paper suggest that the structure of R&D expenditures by sources of funding and types of research plays an important role in the formation of effective NIS.https://www.mdpi.com/2227-7390/10/19/3615national innovation systemefficiencypost-Soviet countriesdata envelopment analysisnon-parametric correlation
spellingShingle Svetlana V. Ratner
Svetlana A. Balashova
Andrey V. Lychev
The Efficiency of National Innovation Systems in Post-Soviet Countries: DEA-Based Approach
Mathematics
national innovation system
efficiency
post-Soviet countries
data envelopment analysis
non-parametric correlation
title The Efficiency of National Innovation Systems in Post-Soviet Countries: DEA-Based Approach
title_full The Efficiency of National Innovation Systems in Post-Soviet Countries: DEA-Based Approach
title_fullStr The Efficiency of National Innovation Systems in Post-Soviet Countries: DEA-Based Approach
title_full_unstemmed The Efficiency of National Innovation Systems in Post-Soviet Countries: DEA-Based Approach
title_short The Efficiency of National Innovation Systems in Post-Soviet Countries: DEA-Based Approach
title_sort efficiency of national innovation systems in post soviet countries dea based approach
topic national innovation system
efficiency
post-Soviet countries
data envelopment analysis
non-parametric correlation
url https://www.mdpi.com/2227-7390/10/19/3615
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