Assimilating ecological theory with empiricism: Using constrained generalized additive models to enhance survival analyses

Abstract Integrating ecological theory with empirical methods is ubiquitous in ecology using hierarchical Bayesian models. However, there has been little development focused on integration of ecological theory into models for survival analysis. Survival is a fundamental process, linking individual f...

Full description

Bibliographic Details
Main Authors: Alison C. Ketz, Daniel J. Storm, Rachel E. Barker, Anthony D. Apa, Cristian Oliva‐Aviles, Daniel P. Walsh
Format: Article
Language:English
Published: Wiley 2023-03-01
Series:Methods in Ecology and Evolution
Subjects:
Online Access:https://doi.org/10.1111/2041-210X.14057
_version_ 1797767000467963904
author Alison C. Ketz
Daniel J. Storm
Rachel E. Barker
Anthony D. Apa
Cristian Oliva‐Aviles
Daniel P. Walsh
author_facet Alison C. Ketz
Daniel J. Storm
Rachel E. Barker
Anthony D. Apa
Cristian Oliva‐Aviles
Daniel P. Walsh
author_sort Alison C. Ketz
collection DOAJ
description Abstract Integrating ecological theory with empirical methods is ubiquitous in ecology using hierarchical Bayesian models. However, there has been little development focused on integration of ecological theory into models for survival analysis. Survival is a fundamental process, linking individual fitness with population dynamics, but incorporating life history strategies to inform survival estimation can be challenging because mortality processes occur at multiple scales. We develop an approach to survival analysis, incorporating model constraints based on a species' life history strategy using functional analytical tools. Specifically, we structurally separate intrinsic patterns of mortality that arise from age‐specific processes (e.g. increasing survival during early life stages due to growth or maturation, versus senescence) from extrinsic mortality patterns that arise over different periods of time (e.g. seasonal temporal shifts). We use shape constrained generalized additive models (CGAMs) to obtain age‐specific hazard functions that incorporate theoretical information based on classical survivorship curves into the age component of the model and capture extrinsic factors in the time component. We compare the performance of our modelling approach to standard survival modelling tools that do not explicitly incorporate species life history strategy in the model structure, using metrics of predictive power, accuracy, efficiency and computation time. We applied these models to two case studies that reflect different functional shapes for the underlying survivorship curves, examining age‐period survival for white‐tailed deer Odocoileus virginianus in Wisconsin, USA and Columbian sharp‐tailed grouse Tympanuchus phasianellus columbianus in Colorado, USA. We found that models that included shape constraints for the age effects in the hazard curves using CGAMs outperformed models that did not include explicit functional constraints. We demonstrate a data‐driven and easily extendable approach to survival analysis by showing its utility to obtain hazard rates and survival probabilities, accounting for heterogeneity across ages and over time, for two very different species. We show how integration of ecological theory using constrained generalized additive models, with empirical statistical methods, enhances survival analyses.
first_indexed 2024-03-12T20:32:25Z
format Article
id doaj.art-8d9b22ca69e14ef3bff2597919b3e889
institution Directory Open Access Journal
issn 2041-210X
language English
last_indexed 2024-03-12T20:32:25Z
publishDate 2023-03-01
publisher Wiley
record_format Article
series Methods in Ecology and Evolution
spelling doaj.art-8d9b22ca69e14ef3bff2597919b3e8892023-08-01T18:55:49ZengWileyMethods in Ecology and Evolution2041-210X2023-03-0114395296710.1111/2041-210X.14057Assimilating ecological theory with empiricism: Using constrained generalized additive models to enhance survival analysesAlison C. Ketz0Daniel J. Storm1Rachel E. Barker2Anthony D. Apa3Cristian Oliva‐Aviles4Daniel P. Walsh5Wisconsin Cooperative Research Unit, Department of Forest and Wildlife Ecology University of Wisconsin Madison Wisconsin USAWisconsin Department of Natural Resources Rhinelander Wisconsin USADepartment of Forest and Wildlife Ecology University of Wisconsin Madison Wisconsin USAColorado Parks and Wildlife Grand Junction Colorado USAGenentech South San Francisco California USAU.S. Geological Survey Montana Cooperative Wildlife Research Unit Missoula Montana USAAbstract Integrating ecological theory with empirical methods is ubiquitous in ecology using hierarchical Bayesian models. However, there has been little development focused on integration of ecological theory into models for survival analysis. Survival is a fundamental process, linking individual fitness with population dynamics, but incorporating life history strategies to inform survival estimation can be challenging because mortality processes occur at multiple scales. We develop an approach to survival analysis, incorporating model constraints based on a species' life history strategy using functional analytical tools. Specifically, we structurally separate intrinsic patterns of mortality that arise from age‐specific processes (e.g. increasing survival during early life stages due to growth or maturation, versus senescence) from extrinsic mortality patterns that arise over different periods of time (e.g. seasonal temporal shifts). We use shape constrained generalized additive models (CGAMs) to obtain age‐specific hazard functions that incorporate theoretical information based on classical survivorship curves into the age component of the model and capture extrinsic factors in the time component. We compare the performance of our modelling approach to standard survival modelling tools that do not explicitly incorporate species life history strategy in the model structure, using metrics of predictive power, accuracy, efficiency and computation time. We applied these models to two case studies that reflect different functional shapes for the underlying survivorship curves, examining age‐period survival for white‐tailed deer Odocoileus virginianus in Wisconsin, USA and Columbian sharp‐tailed grouse Tympanuchus phasianellus columbianus in Colorado, USA. We found that models that included shape constraints for the age effects in the hazard curves using CGAMs outperformed models that did not include explicit functional constraints. We demonstrate a data‐driven and easily extendable approach to survival analysis by showing its utility to obtain hazard rates and survival probabilities, accounting for heterogeneity across ages and over time, for two very different species. We show how integration of ecological theory using constrained generalized additive models, with empirical statistical methods, enhances survival analyses.https://doi.org/10.1111/2041-210X.14057Columbian sharp‐tailed grouseconstrained‐generalized additive modelsecological theoryknown‐fatemortality hazard ratetime‐to‐event
spellingShingle Alison C. Ketz
Daniel J. Storm
Rachel E. Barker
Anthony D. Apa
Cristian Oliva‐Aviles
Daniel P. Walsh
Assimilating ecological theory with empiricism: Using constrained generalized additive models to enhance survival analyses
Methods in Ecology and Evolution
Columbian sharp‐tailed grouse
constrained‐generalized additive models
ecological theory
known‐fate
mortality hazard rate
time‐to‐event
title Assimilating ecological theory with empiricism: Using constrained generalized additive models to enhance survival analyses
title_full Assimilating ecological theory with empiricism: Using constrained generalized additive models to enhance survival analyses
title_fullStr Assimilating ecological theory with empiricism: Using constrained generalized additive models to enhance survival analyses
title_full_unstemmed Assimilating ecological theory with empiricism: Using constrained generalized additive models to enhance survival analyses
title_short Assimilating ecological theory with empiricism: Using constrained generalized additive models to enhance survival analyses
title_sort assimilating ecological theory with empiricism using constrained generalized additive models to enhance survival analyses
topic Columbian sharp‐tailed grouse
constrained‐generalized additive models
ecological theory
known‐fate
mortality hazard rate
time‐to‐event
url https://doi.org/10.1111/2041-210X.14057
work_keys_str_mv AT alisoncketz assimilatingecologicaltheorywithempiricismusingconstrainedgeneralizedadditivemodelstoenhancesurvivalanalyses
AT danieljstorm assimilatingecologicaltheorywithempiricismusingconstrainedgeneralizedadditivemodelstoenhancesurvivalanalyses
AT rachelebarker assimilatingecologicaltheorywithempiricismusingconstrainedgeneralizedadditivemodelstoenhancesurvivalanalyses
AT anthonydapa assimilatingecologicaltheorywithempiricismusingconstrainedgeneralizedadditivemodelstoenhancesurvivalanalyses
AT cristianolivaaviles assimilatingecologicaltheorywithempiricismusingconstrainedgeneralizedadditivemodelstoenhancesurvivalanalyses
AT danielpwalsh assimilatingecologicaltheorywithempiricismusingconstrainedgeneralizedadditivemodelstoenhancesurvivalanalyses