Experimental Study on the Floor Heave and Failure Process of Rock Samples under Biaxial Step Loading

Floor heave is a typical tunnel issue in tunnelling engineering. To gain deep insights into the deformation mechanism and failure processes of floor heave at the bottom of a tunnel in layered rock, biaxial step-loading tests were conducted on rock samples (including schist and sandstone) with and wi...

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Main Authors: Diyuan Li, Zhen Peng, Quanqi Zhu, Jinyin Ma, Hao Gong
Format: Article
Language:English
Published: MDPI AG 2023-11-01
Series:Applied Sciences
Subjects:
Online Access:https://www.mdpi.com/2076-3417/13/23/12757
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author Diyuan Li
Zhen Peng
Quanqi Zhu
Jinyin Ma
Hao Gong
author_facet Diyuan Li
Zhen Peng
Quanqi Zhu
Jinyin Ma
Hao Gong
author_sort Diyuan Li
collection DOAJ
description Floor heave is a typical tunnel issue in tunnelling engineering. To gain deep insights into the deformation mechanism and failure processes of floor heave at the bottom of a tunnel in layered rock, biaxial step-loading tests were conducted on rock samples (including schist and sandstone) with and without prefabricated invert arches. The failure processes of the samples were observed by the three-dimensional digital image correlation technique (3D-DIC) during the test. The test results showed that the deformation evolution processes of the floor heave of the sample included the following steps: (1) crack initiation at the interlayer weak planes; (2) separation of the rock matrix into platy structures along the bedding planes and flexures; and (3) fracture and uplift of the platy structures in the middle part. As the stress redistributes on the bottom plate of the sample, and stress concentration zones shift toward locations far away from the arching surface, the deformation evolution shows a similar variation trend with the stress. Continuous buckling fracturing takes place progressively from the vicinity of the arch surface to certain distant regions. Based on the test results, the key location of internal surrounding rock deformation was determined, and the mechanism of floor heave was clarified. The schist sample SC-BI-10 began to experience floor heave at 1064.4 s, and the deformation curve (the relationship between Y and U) showed a convex shape in the range of 0–20 mm in the <i>Y</i>-coordinate. The displacement reached its maximum value at y = 11.7 mm, corresponding to the position where the rock slab was broken. In addition, the influence of the interlayer properties and cover depth of rocks on bottom uplift was also studied. The design of tunnel supports and the monitoring and prevention of floor heave can benefit from this study.
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spelling doaj.art-9b851196af6449bb969cad7cb24d2fd22023-12-08T15:11:38ZengMDPI AGApplied Sciences2076-34172023-11-0113231275710.3390/app132312757Experimental Study on the Floor Heave and Failure Process of Rock Samples under Biaxial Step LoadingDiyuan Li0Zhen Peng1Quanqi Zhu2Jinyin Ma3Hao Gong4School of Resources and Safety Engineering, Central South University, Changsha 410083, ChinaSchool of Resources and Safety Engineering, Central South University, Changsha 410083, ChinaSchool of Resources and Safety Engineering, Central South University, Changsha 410083, ChinaSchool of Resources and Safety Engineering, Central South University, Changsha 410083, ChinaSchool of Resources and Safety Engineering, Central South University, Changsha 410083, ChinaFloor heave is a typical tunnel issue in tunnelling engineering. To gain deep insights into the deformation mechanism and failure processes of floor heave at the bottom of a tunnel in layered rock, biaxial step-loading tests were conducted on rock samples (including schist and sandstone) with and without prefabricated invert arches. The failure processes of the samples were observed by the three-dimensional digital image correlation technique (3D-DIC) during the test. The test results showed that the deformation evolution processes of the floor heave of the sample included the following steps: (1) crack initiation at the interlayer weak planes; (2) separation of the rock matrix into platy structures along the bedding planes and flexures; and (3) fracture and uplift of the platy structures in the middle part. As the stress redistributes on the bottom plate of the sample, and stress concentration zones shift toward locations far away from the arching surface, the deformation evolution shows a similar variation trend with the stress. Continuous buckling fracturing takes place progressively from the vicinity of the arch surface to certain distant regions. Based on the test results, the key location of internal surrounding rock deformation was determined, and the mechanism of floor heave was clarified. The schist sample SC-BI-10 began to experience floor heave at 1064.4 s, and the deformation curve (the relationship between Y and U) showed a convex shape in the range of 0–20 mm in the <i>Y</i>-coordinate. The displacement reached its maximum value at y = 11.7 mm, corresponding to the position where the rock slab was broken. In addition, the influence of the interlayer properties and cover depth of rocks on bottom uplift was also studied. The design of tunnel supports and the monitoring and prevention of floor heave can benefit from this study.https://www.mdpi.com/2076-3417/13/23/12757tunnel diseasefloor heavebiaxial step loadingschistsandstonedigital image correlation
spellingShingle Diyuan Li
Zhen Peng
Quanqi Zhu
Jinyin Ma
Hao Gong
Experimental Study on the Floor Heave and Failure Process of Rock Samples under Biaxial Step Loading
Applied Sciences
tunnel disease
floor heave
biaxial step loading
schist
sandstone
digital image correlation
title Experimental Study on the Floor Heave and Failure Process of Rock Samples under Biaxial Step Loading
title_full Experimental Study on the Floor Heave and Failure Process of Rock Samples under Biaxial Step Loading
title_fullStr Experimental Study on the Floor Heave and Failure Process of Rock Samples under Biaxial Step Loading
title_full_unstemmed Experimental Study on the Floor Heave and Failure Process of Rock Samples under Biaxial Step Loading
title_short Experimental Study on the Floor Heave and Failure Process of Rock Samples under Biaxial Step Loading
title_sort experimental study on the floor heave and failure process of rock samples under biaxial step loading
topic tunnel disease
floor heave
biaxial step loading
schist
sandstone
digital image correlation
url https://www.mdpi.com/2076-3417/13/23/12757
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