Isolation and Identification of Compound Faults in Rotating Machinery via Adaptive Deep Filtering Technique

Compound defects commonly occur on rotating machinery under fatigue and heavy loads, and their fault signatures are coupled and easily buried in strong unwanted vibrations and background noise. The isolation and identification of the compound fault signatures are still a challenge especially when th...

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Main Authors: Chunlin Zhang, Yuling Liu, Fangyi Wan, Binqiang Chen, Jie Liu
Format: Article
Language:English
Published: IEEE 2019-01-01
Series:IEEE Access
Subjects:
Online Access:https://ieeexplore.ieee.org/document/8743411/
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author Chunlin Zhang
Yuling Liu
Fangyi Wan
Binqiang Chen
Jie Liu
author_facet Chunlin Zhang
Yuling Liu
Fangyi Wan
Binqiang Chen
Jie Liu
author_sort Chunlin Zhang
collection DOAJ
description Compound defects commonly occur on rotating machinery under fatigue and heavy loads, and their fault signatures are coupled and easily buried in strong unwanted vibrations and background noise. The isolation and identification of the compound fault signatures are still a challenge especially when the transient impulses induced from the compound defects share common resonant frequency. In this paper, a data-driven, adaptive deep filtering technique which mainly contains filtering and isolating procedures is proposed for compound faults diagnosis. During the filtering procedure, an empirical wavelet transform (EWT) based correlated kurtogram is presented to adaptively obtain the proper spectral segments for filtering the vibration measurements, such that to enhance the signal-to-noise ratio (SNR) of compound faults in the filtered signals. Subsequently, during the isolation procedure, windowed correlated kurtosis (WCK) which outputs pure periodic pulses indicating the occurrence moments of interested fault impulses is presented to isolate each interested fault mode and to determine the defects number. The performance of the proposed technique is tested on simulated signals and validated via analyzing experimental measurements from high-speed locomotive bearings which suffer multiple damages. The results validate that the proposed method outperforms dyadic wavelet transform and spectral kurtogram in isolating and identifying compound faults in rotating machinery.
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spelling doaj.art-a2fe8fd6308941ad9a2f86c1fcd2bec52022-12-21T19:56:45ZengIEEEIEEE Access2169-35362019-01-01713911813913010.1109/ACCESS.2019.29242738743411Isolation and Identification of Compound Faults in Rotating Machinery via Adaptive Deep Filtering TechniqueChunlin Zhang0Yuling Liu1https://orcid.org/0000-0002-5127-0882Fangyi Wan2Binqiang Chen3https://orcid.org/0000-0001-9712-084XJie Liu4School of Aeronautics, Northwestern Polytechnical University, Xi’an, ChinaSchool of Management, Northwestern Polytechnical University, Xi’an, ChinaSchool of Aeronautics, Northwestern Polytechnical University, Xi’an, ChinaSchool of Aerospace Engineering, Xiamen University, Xiamen, ChinaSchool of Aeronautics, Northwestern Polytechnical University, Xi’an, ChinaCompound defects commonly occur on rotating machinery under fatigue and heavy loads, and their fault signatures are coupled and easily buried in strong unwanted vibrations and background noise. The isolation and identification of the compound fault signatures are still a challenge especially when the transient impulses induced from the compound defects share common resonant frequency. In this paper, a data-driven, adaptive deep filtering technique which mainly contains filtering and isolating procedures is proposed for compound faults diagnosis. During the filtering procedure, an empirical wavelet transform (EWT) based correlated kurtogram is presented to adaptively obtain the proper spectral segments for filtering the vibration measurements, such that to enhance the signal-to-noise ratio (SNR) of compound faults in the filtered signals. Subsequently, during the isolation procedure, windowed correlated kurtosis (WCK) which outputs pure periodic pulses indicating the occurrence moments of interested fault impulses is presented to isolate each interested fault mode and to determine the defects number. The performance of the proposed technique is tested on simulated signals and validated via analyzing experimental measurements from high-speed locomotive bearings which suffer multiple damages. The results validate that the proposed method outperforms dyadic wavelet transform and spectral kurtogram in isolating and identifying compound faults in rotating machinery.https://ieeexplore.ieee.org/document/8743411/Adaptive deep filteringcompound faults isolationempirical wavelet transformfault diagnosiswindowed correlated kurtosis
spellingShingle Chunlin Zhang
Yuling Liu
Fangyi Wan
Binqiang Chen
Jie Liu
Isolation and Identification of Compound Faults in Rotating Machinery via Adaptive Deep Filtering Technique
IEEE Access
Adaptive deep filtering
compound faults isolation
empirical wavelet transform
fault diagnosis
windowed correlated kurtosis
title Isolation and Identification of Compound Faults in Rotating Machinery via Adaptive Deep Filtering Technique
title_full Isolation and Identification of Compound Faults in Rotating Machinery via Adaptive Deep Filtering Technique
title_fullStr Isolation and Identification of Compound Faults in Rotating Machinery via Adaptive Deep Filtering Technique
title_full_unstemmed Isolation and Identification of Compound Faults in Rotating Machinery via Adaptive Deep Filtering Technique
title_short Isolation and Identification of Compound Faults in Rotating Machinery via Adaptive Deep Filtering Technique
title_sort isolation and identification of compound faults in rotating machinery via adaptive deep filtering technique
topic Adaptive deep filtering
compound faults isolation
empirical wavelet transform
fault diagnosis
windowed correlated kurtosis
url https://ieeexplore.ieee.org/document/8743411/
work_keys_str_mv AT chunlinzhang isolationandidentificationofcompoundfaultsinrotatingmachineryviaadaptivedeepfilteringtechnique
AT yulingliu isolationandidentificationofcompoundfaultsinrotatingmachineryviaadaptivedeepfilteringtechnique
AT fangyiwan isolationandidentificationofcompoundfaultsinrotatingmachineryviaadaptivedeepfilteringtechnique
AT binqiangchen isolationandidentificationofcompoundfaultsinrotatingmachineryviaadaptivedeepfilteringtechnique
AT jieliu isolationandidentificationofcompoundfaultsinrotatingmachineryviaadaptivedeepfilteringtechnique