Rethinking the Binary Federal Theory: A Search for the EU’s and ASEAN’s Place in the Confederal-Federal Dichotomy

This paper argues that the traditional binary federal theory, which distinguishes between concepts of confederation and federation, is not adequate for explaining the legal nature of various unions of states. In reaching such a conclusion, the paper first defines the traditional federal theory. It p...

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Main Author: Fran Marko Stojković
Format: Article
Language:English
Published: University of Zagreb, Faculty of Law 2020-12-01
Series:Croatian Yearbook of European Law and Policy
Subjects:
Online Access:https://www.cyelp.com/index.php/cyelp/article/view/405
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author Fran Marko Stojković
author_facet Fran Marko Stojković
author_sort Fran Marko Stojković
collection DOAJ
description This paper argues that the traditional binary federal theory, which distinguishes between concepts of confederation and federation, is not adequate for explaining the legal nature of various unions of states. In reaching such a conclusion, the paper first defines the traditional federal theory. It presents how both the concepts of a federation and a confederation, with all their associated characteristics, derive from the old absolute understanding of sovereignty. The unitary constitutional theory, which is the only constitutional theory compatible with this notion of federalism, is also explained. Afterwards, the legal structures of two very different integrational projects, the EU and ASEAN, are examined in the light of the traditional federal theory with the aim of concluding whether these entities are confederations or federations. It is suggested how and why ASEAN easily fits into the confederal category, while the EU defies both the federal and confederal box. From the results of such an analysis, a conclusion is drawn on why the theory is inadequate to explain the legal nature of certain unions, such as the EU. It is claimed that the theory, which is based on the idea of absolute sovereignty, has failed to readapt itself to the existence of unions of states in which absolute sovereignty is wholly absent. The paper concludes with a brief discussion on how the theory should be reformed to better fit the legal reality. It is suggested that a more spectral view on federalism is needed, either some brand-new one or the one conceptualised by James Madison back in the 18th century.
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spelling doaj.art-a41a5e637d0a4641aefa2450472d4ffd2022-12-21T22:33:38ZengUniversity of Zagreb, Faculty of LawCroatian Yearbook of European Law and Policy1845-56621848-99582020-12-0116619310.3935/cyelp.16.2020.378Rethinking the Binary Federal Theory: A Search for the EU’s and ASEAN’s Place in the Confederal-Federal DichotomyFran Marko Stojković0https://orcid.org/0000-0002-3122-8978University of ZagrebThis paper argues that the traditional binary federal theory, which distinguishes between concepts of confederation and federation, is not adequate for explaining the legal nature of various unions of states. In reaching such a conclusion, the paper first defines the traditional federal theory. It presents how both the concepts of a federation and a confederation, with all their associated characteristics, derive from the old absolute understanding of sovereignty. The unitary constitutional theory, which is the only constitutional theory compatible with this notion of federalism, is also explained. Afterwards, the legal structures of two very different integrational projects, the EU and ASEAN, are examined in the light of the traditional federal theory with the aim of concluding whether these entities are confederations or federations. It is suggested how and why ASEAN easily fits into the confederal category, while the EU defies both the federal and confederal box. From the results of such an analysis, a conclusion is drawn on why the theory is inadequate to explain the legal nature of certain unions, such as the EU. It is claimed that the theory, which is based on the idea of absolute sovereignty, has failed to readapt itself to the existence of unions of states in which absolute sovereignty is wholly absent. The paper concludes with a brief discussion on how the theory should be reformed to better fit the legal reality. It is suggested that a more spectral view on federalism is needed, either some brand-new one or the one conceptualised by James Madison back in the 18th century.https://www.cyelp.com/index.php/cyelp/article/view/405sovereigntyconfederationfederationfederal theoryeuropean unionassociation of southeast asian nations
spellingShingle Fran Marko Stojković
Rethinking the Binary Federal Theory: A Search for the EU’s and ASEAN’s Place in the Confederal-Federal Dichotomy
Croatian Yearbook of European Law and Policy
sovereignty
confederation
federation
federal theory
european union
association of southeast asian nations
title Rethinking the Binary Federal Theory: A Search for the EU’s and ASEAN’s Place in the Confederal-Federal Dichotomy
title_full Rethinking the Binary Federal Theory: A Search for the EU’s and ASEAN’s Place in the Confederal-Federal Dichotomy
title_fullStr Rethinking the Binary Federal Theory: A Search for the EU’s and ASEAN’s Place in the Confederal-Federal Dichotomy
title_full_unstemmed Rethinking the Binary Federal Theory: A Search for the EU’s and ASEAN’s Place in the Confederal-Federal Dichotomy
title_short Rethinking the Binary Federal Theory: A Search for the EU’s and ASEAN’s Place in the Confederal-Federal Dichotomy
title_sort rethinking the binary federal theory a search for the eu s and asean s place in the confederal federal dichotomy
topic sovereignty
confederation
federation
federal theory
european union
association of southeast asian nations
url https://www.cyelp.com/index.php/cyelp/article/view/405
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