INVESTMENT SERVICES AND ACTIVITIES AGREEMENT ON CAPITAL MARKET
Investment services and activities on the account of the investors shall be supplied under a contract drafted in accordance with Capital Market Laws. Intermediaries (investment firms) hold the market access monopoly to trading systems of the regulated market or multilateral trading systems. Contr...
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| Format: | Article |
| Language: | English |
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Nicolae Titulescu University Publishing House
2019-05-01
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| Series: | Challenges of the Knowledge Society |
| Subjects: | |
| Online Access: | http://cks.univnt.ro/download/cks_2019_articles%252F2_private_law%252FCKS_2019_private_law_015.pdf |
| _version_ | 1826909008219340800 |
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| author | Cristian GHEORGHE |
| author_facet | Cristian GHEORGHE |
| author_sort | Cristian GHEORGHE |
| collection | DOAJ |
| description | Investment services and activities on the account of the investors shall be supplied under a contract drafted in accordance with Capital Market Laws. Intermediaries (investment firms) hold the market access monopoly to trading systems of the regulated market or multilateral trading systems. Contracting them is the only way for investors to have access (indirectly) to trading through market orders. The legal framework shaped by the contract regarding investment services and activities is the premise, the mandatory and preliminary condition for the sale or purchase of financial instruments. The contract of investment services and activities is thus a sine qua non for trading on the capital market. |
| first_indexed | 2024-12-19T23:42:27Z |
| format | Article |
| id | doaj.art-a863e819c4bd4dfcb31afa397ac20b58 |
| institution | Directory Open Access Journal |
| issn | 2068-7796 |
| language | English |
| last_indexed | 2025-02-17T09:33:24Z |
| publishDate | 2019-05-01 |
| publisher | Nicolae Titulescu University Publishing House |
| record_format | Article |
| series | Challenges of the Knowledge Society |
| spelling | doaj.art-a863e819c4bd4dfcb31afa397ac20b582025-01-02T10:22:15ZengNicolae Titulescu University Publishing HouseChallenges of the Knowledge Society2068-77962019-05-01131321324INVESTMENT SERVICES AND ACTIVITIES AGREEMENT ON CAPITAL MARKETCristian GHEORGHE0Associate Professor, PhD, Faculty of Law, “Nicolae Titulescu” University of Bucharest (e-mail: profesordrept@gmail.com)Investment services and activities on the account of the investors shall be supplied under a contract drafted in accordance with Capital Market Laws. Intermediaries (investment firms) hold the market access monopoly to trading systems of the regulated market or multilateral trading systems. Contracting them is the only way for investors to have access (indirectly) to trading through market orders. The legal framework shaped by the contract regarding investment services and activities is the premise, the mandatory and preliminary condition for the sale or purchase of financial instruments. The contract of investment services and activities is thus a sine qua non for trading on the capital market.http://cks.univnt.ro/download/cks_2019_articles%252F2_private_law%252FCKS_2019_private_law_015.pdfcapital marketinvestment services and activities agreementregulated markettrading systeminvestment firm |
| spellingShingle | Cristian GHEORGHE INVESTMENT SERVICES AND ACTIVITIES AGREEMENT ON CAPITAL MARKET Challenges of the Knowledge Society capital market investment services and activities agreement regulated market trading system investment firm |
| title | INVESTMENT SERVICES AND ACTIVITIES AGREEMENT ON CAPITAL MARKET |
| title_full | INVESTMENT SERVICES AND ACTIVITIES AGREEMENT ON CAPITAL MARKET |
| title_fullStr | INVESTMENT SERVICES AND ACTIVITIES AGREEMENT ON CAPITAL MARKET |
| title_full_unstemmed | INVESTMENT SERVICES AND ACTIVITIES AGREEMENT ON CAPITAL MARKET |
| title_short | INVESTMENT SERVICES AND ACTIVITIES AGREEMENT ON CAPITAL MARKET |
| title_sort | investment services and activities agreement on capital market |
| topic | capital market investment services and activities agreement regulated market trading system investment firm |
| url | http://cks.univnt.ro/download/cks_2019_articles%252F2_private_law%252FCKS_2019_private_law_015.pdf |
| work_keys_str_mv | AT cristiangheorghe investmentservicesandactivitiesagreementoncapitalmarket |