Improved <i>k</i>-NN Mapping of Forest Attributes in Northern Canada Using Spaceborne L-Band SAR, Multispectral and LiDAR Data

Satellite forest inventories are the only feasible way to map Canada’s vast, remote forest regions, such as those in the Northwest Territories (NWT). A method used to create such inventories is the <i>k</i>-nearest neighbour (<i>k</i>-NN) algorithm, which spatially extends in...

Full description

Bibliographic Details
Main Authors: André Beaudoin, Ronald J. Hall, Guillermo Castilla, Michelle Filiatrault, Philippe Villemaire, Rob Skakun, Luc Guindon
Format: Article
Language:English
Published: MDPI AG 2022-02-01
Series:Remote Sensing
Subjects:
Online Access:https://www.mdpi.com/2072-4292/14/5/1181
_version_ 1797473905302044672
author André Beaudoin
Ronald J. Hall
Guillermo Castilla
Michelle Filiatrault
Philippe Villemaire
Rob Skakun
Luc Guindon
author_facet André Beaudoin
Ronald J. Hall
Guillermo Castilla
Michelle Filiatrault
Philippe Villemaire
Rob Skakun
Luc Guindon
author_sort André Beaudoin
collection DOAJ
description Satellite forest inventories are the only feasible way to map Canada’s vast, remote forest regions, such as those in the Northwest Territories (NWT). A method used to create such inventories is the <i>k</i>-nearest neighbour (<i>k</i>-NN) algorithm, which spatially extends information from forest inventory (FI) plots to the entire forest land base using wall-to-wall features typically derived from Landsat data. However, the benefits of integrating L-band synthetic aperture radar (SAR) data, strongly correlated to forest biomass, have not been assessed for Canadian northern boreal forests. Here we describe an optimized multivariate <i>k</i>-NN implementation of a 151,700 km<sup>2</sup> area in southern NWT that included ca. 2007 Landsat and dual-polarized Phased Array type L-band SAR (PALSAR) data on board the Advanced Land Observing Satellite (ALOS). Five forest attributes were mapped at 30 m cells: stand height, crown closure, stand/total volume and aboveground biomass (AGB). We assessed accuracy gains compared to Landsat-based maps. To circumvent the scarcity of FI plots, we used 3600 footprints from the Geoscience Laser Altimeter System (GLAS) as surrogate FI plots, where forest attributes were estimated using Light Detection and Ranging (LiDAR) metrics as predictors. After optimization, <i>k</i>-NN predicted forest attribute values for each pixel as the average of the 4 nearest (<i>k</i> = 4) surrogate FI plots within the Euclidian space of 9 best features (selected among 6 PALSAR, 10 Landsat, and 6 environmental features). Accuracy comparisons were based on 31 National Forest Inventory ground plots and over 1 million airborne LiDAR plots. Maps that included PALSAR HV backscatter resulted in forest attribute predictions with higher goodness of fit (adj. R<sup>2</sup>), lower percent mean error (ME%), and percent root mean square error (RMSE%), and lower underestimation for larger attribute values. Predictions were most accurate for conifer stand height (RMSE% = 32.1%, adj. R<sup>2</sup> = 0.58) and AGB (RMSE% = 47.8%, adj. R<sup>2</sup> = 0.74), which is much more abundant in the area than mixedwood or broadleaf. Our study demonstrates that optimizing <i>k</i>-NN parameters and feature space, including PALSAR, Landsat, and environmental variables, is a viable approach for inventory mapping of the northern boreal forest regions of Canada.
first_indexed 2024-03-09T20:23:33Z
format Article
id doaj.art-ade140ff62bc4accb9c2e833ee9ba1ad
institution Directory Open Access Journal
issn 2072-4292
language English
last_indexed 2024-03-09T20:23:33Z
publishDate 2022-02-01
publisher MDPI AG
record_format Article
series Remote Sensing
spelling doaj.art-ade140ff62bc4accb9c2e833ee9ba1ad2023-11-23T23:42:42ZengMDPI AGRemote Sensing2072-42922022-02-01145118110.3390/rs14051181Improved <i>k</i>-NN Mapping of Forest Attributes in Northern Canada Using Spaceborne L-Band SAR, Multispectral and LiDAR DataAndré Beaudoin0Ronald J. Hall1Guillermo Castilla2Michelle Filiatrault3Philippe Villemaire4Rob Skakun5Luc Guindon6Laurentian Forestry Centre, Canadian Forest Service, Natural Resources Canada, 1055 du P.E.P.S., P.O. Box 10380, Station Sainte-Foy, Québec City, QC G1V 4C7, CanadaNorthern Forestry Centre, Canadian Forest Service, Natural Resources Canada, 5320-122 Street NW, Edmonton, AB T6H 3S5, CanadaNorthern Forestry Centre, Canadian Forest Service, Natural Resources Canada, 5320-122 Street NW, Edmonton, AB T6H 3S5, CanadaNorthern Forestry Centre, Canadian Forest Service, Natural Resources Canada, 5320-122 Street NW, Edmonton, AB T6H 3S5, CanadaLaurentian Forestry Centre, Canadian Forest Service, Natural Resources Canada, 1055 du P.E.P.S., P.O. Box 10380, Station Sainte-Foy, Québec City, QC G1V 4C7, CanadaNorthern Forestry Centre, Canadian Forest Service, Natural Resources Canada, 5320-122 Street NW, Edmonton, AB T6H 3S5, CanadaLaurentian Forestry Centre, Canadian Forest Service, Natural Resources Canada, 1055 du P.E.P.S., P.O. Box 10380, Station Sainte-Foy, Québec City, QC G1V 4C7, CanadaSatellite forest inventories are the only feasible way to map Canada’s vast, remote forest regions, such as those in the Northwest Territories (NWT). A method used to create such inventories is the <i>k</i>-nearest neighbour (<i>k</i>-NN) algorithm, which spatially extends information from forest inventory (FI) plots to the entire forest land base using wall-to-wall features typically derived from Landsat data. However, the benefits of integrating L-band synthetic aperture radar (SAR) data, strongly correlated to forest biomass, have not been assessed for Canadian northern boreal forests. Here we describe an optimized multivariate <i>k</i>-NN implementation of a 151,700 km<sup>2</sup> area in southern NWT that included ca. 2007 Landsat and dual-polarized Phased Array type L-band SAR (PALSAR) data on board the Advanced Land Observing Satellite (ALOS). Five forest attributes were mapped at 30 m cells: stand height, crown closure, stand/total volume and aboveground biomass (AGB). We assessed accuracy gains compared to Landsat-based maps. To circumvent the scarcity of FI plots, we used 3600 footprints from the Geoscience Laser Altimeter System (GLAS) as surrogate FI plots, where forest attributes were estimated using Light Detection and Ranging (LiDAR) metrics as predictors. After optimization, <i>k</i>-NN predicted forest attribute values for each pixel as the average of the 4 nearest (<i>k</i> = 4) surrogate FI plots within the Euclidian space of 9 best features (selected among 6 PALSAR, 10 Landsat, and 6 environmental features). Accuracy comparisons were based on 31 National Forest Inventory ground plots and over 1 million airborne LiDAR plots. Maps that included PALSAR HV backscatter resulted in forest attribute predictions with higher goodness of fit (adj. R<sup>2</sup>), lower percent mean error (ME%), and percent root mean square error (RMSE%), and lower underestimation for larger attribute values. Predictions were most accurate for conifer stand height (RMSE% = 32.1%, adj. R<sup>2</sup> = 0.58) and AGB (RMSE% = 47.8%, adj. R<sup>2</sup> = 0.74), which is much more abundant in the area than mixedwood or broadleaf. Our study demonstrates that optimizing <i>k</i>-NN parameters and feature space, including PALSAR, Landsat, and environmental variables, is a viable approach for inventory mapping of the northern boreal forest regions of Canada.https://www.mdpi.com/2072-4292/14/5/1181forest vegetation inventoryPALSARLandsatLiDARGLAS<i>k</i>-NN
spellingShingle André Beaudoin
Ronald J. Hall
Guillermo Castilla
Michelle Filiatrault
Philippe Villemaire
Rob Skakun
Luc Guindon
Improved <i>k</i>-NN Mapping of Forest Attributes in Northern Canada Using Spaceborne L-Band SAR, Multispectral and LiDAR Data
Remote Sensing
forest vegetation inventory
PALSAR
Landsat
LiDAR
GLAS
<i>k</i>-NN
title Improved <i>k</i>-NN Mapping of Forest Attributes in Northern Canada Using Spaceborne L-Band SAR, Multispectral and LiDAR Data
title_full Improved <i>k</i>-NN Mapping of Forest Attributes in Northern Canada Using Spaceborne L-Band SAR, Multispectral and LiDAR Data
title_fullStr Improved <i>k</i>-NN Mapping of Forest Attributes in Northern Canada Using Spaceborne L-Band SAR, Multispectral and LiDAR Data
title_full_unstemmed Improved <i>k</i>-NN Mapping of Forest Attributes in Northern Canada Using Spaceborne L-Band SAR, Multispectral and LiDAR Data
title_short Improved <i>k</i>-NN Mapping of Forest Attributes in Northern Canada Using Spaceborne L-Band SAR, Multispectral and LiDAR Data
title_sort improved i k i nn mapping of forest attributes in northern canada using spaceborne l band sar multispectral and lidar data
topic forest vegetation inventory
PALSAR
Landsat
LiDAR
GLAS
<i>k</i>-NN
url https://www.mdpi.com/2072-4292/14/5/1181
work_keys_str_mv AT andrebeaudoin improvedikinnmappingofforestattributesinnortherncanadausingspacebornelbandsarmultispectralandlidardata
AT ronaldjhall improvedikinnmappingofforestattributesinnortherncanadausingspacebornelbandsarmultispectralandlidardata
AT guillermocastilla improvedikinnmappingofforestattributesinnortherncanadausingspacebornelbandsarmultispectralandlidardata
AT michellefiliatrault improvedikinnmappingofforestattributesinnortherncanadausingspacebornelbandsarmultispectralandlidardata
AT philippevillemaire improvedikinnmappingofforestattributesinnortherncanadausingspacebornelbandsarmultispectralandlidardata
AT robskakun improvedikinnmappingofforestattributesinnortherncanadausingspacebornelbandsarmultispectralandlidardata
AT lucguindon improvedikinnmappingofforestattributesinnortherncanadausingspacebornelbandsarmultispectralandlidardata