Comparison of neural networks and k-nearest neighbors methods in forest stand variable estimation using airborne laser data

In the remote sensing of forests, point cloud data from airborne laser scanning contains high-value information for predicting the volume of growing stock and the size of trees. At the same time, laser scanning data allows a very high number of potential features that can be extracted from the point...

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Main Authors: Andras Balazs, Eero Liski, Sakari Tuominen, Annika Kangas
Format: Article
Language:English
Published: Elsevier 2022-04-01
Series:ISPRS Open Journal of Photogrammetry and Remote Sensing
Subjects:
Online Access:http://www.sciencedirect.com/science/article/pii/S2667393222000011
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author Andras Balazs
Eero Liski
Sakari Tuominen
Annika Kangas
author_facet Andras Balazs
Eero Liski
Sakari Tuominen
Annika Kangas
author_sort Andras Balazs
collection DOAJ
description In the remote sensing of forests, point cloud data from airborne laser scanning contains high-value information for predicting the volume of growing stock and the size of trees. At the same time, laser scanning data allows a very high number of potential features that can be extracted from the point cloud data for predicting the forest variables. In some methods, the features are first extracted by user-defined algorithms and the best features are selected based on supervised learning, whereas both tasks can be carried out automatically by deep learning methods typically based on deep neural networks. In this study we tested k-nearest neighbor method combined with genetic algorithm (k-NN), artificial neural network (ANN), 2-dimensional convolutional neural network (2D-CNN) and 3-dimensional CNN (3D-CNN) for estimating the following forest variables: volume of growing stock, stand mean height and mean diameter. The results indicate that there were no major differences in the accuracy of the tested methods, but the ANN and 3D-CNN generally resulted in the lowest RMSE values for the predicted forest variables and the highest R2 values between the predicted and observed forest variables. The lowest RMSE scores were 20.3% (3D-CNN), 6.4% (3D-CNN) and 11.2% (ANN) and the highest R2 results 0.90 (3D-CNN), 0.95 (3D-CNN) and 0.85 (ANN) for volume of growing stock, stand mean height and mean diameter, respectively. Covariances of all response variable combinations and all predictions methods were lower than corresponding covariances of the field observations. ANN predictions had the highest covariances for mean height vs. mean diameter and total growing stock vs. mean diameter combinations and 3D-CNN for mean height vs. total growing stock. CNNs have distinct theoretical advantage over the other methods in complex recognition or classification tasks, but the utilization of their full potential may possibly require higher point density clouds than applied here. Thus, the relatively low density of the point clouds data may have been a contributing factor to the somewhat inconclusive ranking of the methods in this study. The input data and computer codes are available at: https://github.com/balazsan/ALS_NNs.
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spelling doaj.art-b71d825d24d543099232f50d591d09dd2022-12-22T00:36:29ZengElsevierISPRS Open Journal of Photogrammetry and Remote Sensing2667-39322022-04-014100012Comparison of neural networks and k-nearest neighbors methods in forest stand variable estimation using airborne laser dataAndras Balazs0Eero Liski1Sakari Tuominen2Annika Kangas3Natural Resources Institute, FinlandNatural Resources Institute, FinlandCorresponding author.; Natural Resources Institute, FinlandNatural Resources Institute, FinlandIn the remote sensing of forests, point cloud data from airborne laser scanning contains high-value information for predicting the volume of growing stock and the size of trees. At the same time, laser scanning data allows a very high number of potential features that can be extracted from the point cloud data for predicting the forest variables. In some methods, the features are first extracted by user-defined algorithms and the best features are selected based on supervised learning, whereas both tasks can be carried out automatically by deep learning methods typically based on deep neural networks. In this study we tested k-nearest neighbor method combined with genetic algorithm (k-NN), artificial neural network (ANN), 2-dimensional convolutional neural network (2D-CNN) and 3-dimensional CNN (3D-CNN) for estimating the following forest variables: volume of growing stock, stand mean height and mean diameter. The results indicate that there were no major differences in the accuracy of the tested methods, but the ANN and 3D-CNN generally resulted in the lowest RMSE values for the predicted forest variables and the highest R2 values between the predicted and observed forest variables. The lowest RMSE scores were 20.3% (3D-CNN), 6.4% (3D-CNN) and 11.2% (ANN) and the highest R2 results 0.90 (3D-CNN), 0.95 (3D-CNN) and 0.85 (ANN) for volume of growing stock, stand mean height and mean diameter, respectively. Covariances of all response variable combinations and all predictions methods were lower than corresponding covariances of the field observations. ANN predictions had the highest covariances for mean height vs. mean diameter and total growing stock vs. mean diameter combinations and 3D-CNN for mean height vs. total growing stock. CNNs have distinct theoretical advantage over the other methods in complex recognition or classification tasks, but the utilization of their full potential may possibly require higher point density clouds than applied here. Thus, the relatively low density of the point clouds data may have been a contributing factor to the somewhat inconclusive ranking of the methods in this study. The input data and computer codes are available at: https://github.com/balazsan/ALS_NNs.http://www.sciencedirect.com/science/article/pii/S2667393222000011Deep learningArtificial neural networkConvolutional neural networkMachine learningRemote sensingForest inventory
spellingShingle Andras Balazs
Eero Liski
Sakari Tuominen
Annika Kangas
Comparison of neural networks and k-nearest neighbors methods in forest stand variable estimation using airborne laser data
ISPRS Open Journal of Photogrammetry and Remote Sensing
Deep learning
Artificial neural network
Convolutional neural network
Machine learning
Remote sensing
Forest inventory
title Comparison of neural networks and k-nearest neighbors methods in forest stand variable estimation using airborne laser data
title_full Comparison of neural networks and k-nearest neighbors methods in forest stand variable estimation using airborne laser data
title_fullStr Comparison of neural networks and k-nearest neighbors methods in forest stand variable estimation using airborne laser data
title_full_unstemmed Comparison of neural networks and k-nearest neighbors methods in forest stand variable estimation using airborne laser data
title_short Comparison of neural networks and k-nearest neighbors methods in forest stand variable estimation using airborne laser data
title_sort comparison of neural networks and k nearest neighbors methods in forest stand variable estimation using airborne laser data
topic Deep learning
Artificial neural network
Convolutional neural network
Machine learning
Remote sensing
Forest inventory
url http://www.sciencedirect.com/science/article/pii/S2667393222000011
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