The Tragedy of the Park: an Agent-based Model of Endogenous and Exogenous Institutions for Forest Management

Many scholars of common-pool resources have found that institutions might solve the tragedy of the commons. I address a particular situation of natural resource management: that of a protected area. In this situation, interests differ. Local rural inhabitants care about the quality of their environm...

Full description

Bibliographic Details
Main Author: Elena Vallino
Format: Article
Language:English
Published: Resilience Alliance 2014-03-01
Series:Ecology and Society
Subjects:
Online Access:http://www.ecologyandsociety.org/vol19/iss1/art35/
_version_ 1818399733608087552
author Elena Vallino
author_facet Elena Vallino
author_sort Elena Vallino
collection DOAJ
description Many scholars of common-pool resources have found that institutions might solve the tragedy of the commons. I address a particular situation of natural resource management: that of a protected area. In this situation, interests differ. Local rural inhabitants care about the quality of their environment but also need to exploit the resources for livelihood reasons. An external entity such as the State, a donor, an NGO, or some combination thereof decides that there is a need for nature conservation in that area. Because of some evidence of failure for a strictly top-down conservationist approach, the external entity decides to apply the concept of participatory conservation: the local inhabitants become stakeholders in the management of the area and become collectively responsible for conservation, with rights to exploit the resources up to some degree. I argue that project designers try to find a solution to nature conservation through the creation of a situation of a commons: creating a community that has rights and duties toward a particular natural area that is endowed with some resources. Many scholars rely mostly on institutions that are endogenously created within the users' community to avoid the tragedy of the commons. However, what happens if institutions are imposed? In participatory conservation initiatives, the community has collective rights over the resources, and in this sense, the issue of endogenous rules for the commons management is relevant. However, the level to which the community should exploit the resource is usually imposed by the external project designers. Using agent-based simulations, I develop a theoretical model to look at the consequences of an imposed institution on the state of a forest and on the users' profit, taking into account the possibilities of violating the imposed rules and facing enforcement. I compare the consequences of this imposed institution with those deriving from an endogenously created institution. I also analyze the interaction between the different kinds of institutions and the individual perceptions of each agent. Many results of the model confirm the quantitative and qualitative findings of the literature: the presence of institutions and enforcement improve the management of the resource with respect to an open-access situation, with different degree of success depending on the kind of institution in place. The two main counterintuitive findings are the following. First, an exogenous institution imposed by external agents may crowd out agents' intrinsic environmental motivations. Second, when an imposed exogenous institution is in place, the most effective rule is one allowing a sufficient degree of access to resources for the agents, provided that adequate rule enforcement is implemented.
first_indexed 2024-12-14T07:25:22Z
format Article
id doaj.art-ba14a55e156648fd87e913dd8d7f9c48
institution Directory Open Access Journal
issn 1708-3087
language English
last_indexed 2024-12-14T07:25:22Z
publishDate 2014-03-01
publisher Resilience Alliance
record_format Article
series Ecology and Society
spelling doaj.art-ba14a55e156648fd87e913dd8d7f9c482022-12-21T23:11:31ZengResilience AllianceEcology and Society1708-30872014-03-011913510.5751/ES-06242-1901356242The Tragedy of the Park: an Agent-based Model of Endogenous and Exogenous Institutions for Forest ManagementElena Vallino0Department of Economics and Statistics, University of Torino, ItalyMany scholars of common-pool resources have found that institutions might solve the tragedy of the commons. I address a particular situation of natural resource management: that of a protected area. In this situation, interests differ. Local rural inhabitants care about the quality of their environment but also need to exploit the resources for livelihood reasons. An external entity such as the State, a donor, an NGO, or some combination thereof decides that there is a need for nature conservation in that area. Because of some evidence of failure for a strictly top-down conservationist approach, the external entity decides to apply the concept of participatory conservation: the local inhabitants become stakeholders in the management of the area and become collectively responsible for conservation, with rights to exploit the resources up to some degree. I argue that project designers try to find a solution to nature conservation through the creation of a situation of a commons: creating a community that has rights and duties toward a particular natural area that is endowed with some resources. Many scholars rely mostly on institutions that are endogenously created within the users' community to avoid the tragedy of the commons. However, what happens if institutions are imposed? In participatory conservation initiatives, the community has collective rights over the resources, and in this sense, the issue of endogenous rules for the commons management is relevant. However, the level to which the community should exploit the resource is usually imposed by the external project designers. Using agent-based simulations, I develop a theoretical model to look at the consequences of an imposed institution on the state of a forest and on the users' profit, taking into account the possibilities of violating the imposed rules and facing enforcement. I compare the consequences of this imposed institution with those deriving from an endogenously created institution. I also analyze the interaction between the different kinds of institutions and the individual perceptions of each agent. Many results of the model confirm the quantitative and qualitative findings of the literature: the presence of institutions and enforcement improve the management of the resource with respect to an open-access situation, with different degree of success depending on the kind of institution in place. The two main counterintuitive findings are the following. First, an exogenous institution imposed by external agents may crowd out agents' intrinsic environmental motivations. Second, when an imposed exogenous institution is in place, the most effective rule is one allowing a sufficient degree of access to resources for the agents, provided that adequate rule enforcement is implemented.http://www.ecologyandsociety.org/vol19/iss1/art35/agent-based modelscommonsinstitutionsparticipatory conservationprotected areas
spellingShingle Elena Vallino
The Tragedy of the Park: an Agent-based Model of Endogenous and Exogenous Institutions for Forest Management
Ecology and Society
agent-based models
commons
institutions
participatory conservation
protected areas
title The Tragedy of the Park: an Agent-based Model of Endogenous and Exogenous Institutions for Forest Management
title_full The Tragedy of the Park: an Agent-based Model of Endogenous and Exogenous Institutions for Forest Management
title_fullStr The Tragedy of the Park: an Agent-based Model of Endogenous and Exogenous Institutions for Forest Management
title_full_unstemmed The Tragedy of the Park: an Agent-based Model of Endogenous and Exogenous Institutions for Forest Management
title_short The Tragedy of the Park: an Agent-based Model of Endogenous and Exogenous Institutions for Forest Management
title_sort tragedy of the park an agent based model of endogenous and exogenous institutions for forest management
topic agent-based models
commons
institutions
participatory conservation
protected areas
url http://www.ecologyandsociety.org/vol19/iss1/art35/
work_keys_str_mv AT elenavallino thetragedyoftheparkanagentbasedmodelofendogenousandexogenousinstitutionsforforestmanagement
AT elenavallino tragedyoftheparkanagentbasedmodelofendogenousandexogenousinstitutionsforforestmanagement