Quasi-rerandomization for observational studies

Abstract Background In the causal analysis of observational studies, covariates should be carefully balanced to approximate a randomized experiment. Numerous covariate balancing methods have been proposed for this purpose. However, it is often unclear what type of randomized experiments the balancin...

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Main Authors: Hengtao Zhang, Wen Su, Guosheng Yin
Format: Article
Language:English
Published: BMC 2023-06-01
Series:BMC Medical Research Methodology
Subjects:
Online Access:https://doi.org/10.1186/s12874-023-01977-7
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author Hengtao Zhang
Wen Su
Guosheng Yin
author_facet Hengtao Zhang
Wen Su
Guosheng Yin
author_sort Hengtao Zhang
collection DOAJ
description Abstract Background In the causal analysis of observational studies, covariates should be carefully balanced to approximate a randomized experiment. Numerous covariate balancing methods have been proposed for this purpose. However, it is often unclear what type of randomized experiments the balancing approaches aim to approximate; and this may cause ambiguity and hamper the synthesis of balancing characteristics within randomized experiments. Methods Randomized experiments based on rerandomization, known for significant improvement on covariate balance, have recently gained attention in the literature, but no attempt has been made to integrate this scheme into observational studies for improving covariate balance. Motivated by the above concerns, we propose quasi-rerandomization, a novel reweighting method, where observational covariates are rerandomized to be the anchor for reweighting such that the balanced covariates obtained from rerandomization can be reconstructed by the weighted data. Results Through extensive numerical studies, not only does our approach demonstrate similar covariate balance and comparable estimation precision of treatment effect to rerandomization in many situations, but it also exhibits advantages over other balancing techniques in inferring the treatment effect. Conclusion Our quasi-rerandomization method can approximate the rerandomized experiments well in terms of improving the covariate balance and the precision of treatment effect estimation. Furthermore, our approach shows competitive performance compared with other weighting and matching methods. The codes for the numerical studies are available at https://github.com/BobZhangHT/QReR .
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spelling doaj.art-bd273bcf682341afb74d433dc159ff6a2023-07-02T11:19:14ZengBMCBMC Medical Research Methodology1471-22882023-06-0123111510.1186/s12874-023-01977-7Quasi-rerandomization for observational studiesHengtao Zhang0Wen Su1Guosheng Yin2Department of Statistics and Actuarial Science, The University of Hong KongDepartment of Statistics and Actuarial Science, The University of Hong KongDepartment of Statistics and Actuarial Science, The University of Hong KongAbstract Background In the causal analysis of observational studies, covariates should be carefully balanced to approximate a randomized experiment. Numerous covariate balancing methods have been proposed for this purpose. However, it is often unclear what type of randomized experiments the balancing approaches aim to approximate; and this may cause ambiguity and hamper the synthesis of balancing characteristics within randomized experiments. Methods Randomized experiments based on rerandomization, known for significant improvement on covariate balance, have recently gained attention in the literature, but no attempt has been made to integrate this scheme into observational studies for improving covariate balance. Motivated by the above concerns, we propose quasi-rerandomization, a novel reweighting method, where observational covariates are rerandomized to be the anchor for reweighting such that the balanced covariates obtained from rerandomization can be reconstructed by the weighted data. Results Through extensive numerical studies, not only does our approach demonstrate similar covariate balance and comparable estimation precision of treatment effect to rerandomization in many situations, but it also exhibits advantages over other balancing techniques in inferring the treatment effect. Conclusion Our quasi-rerandomization method can approximate the rerandomized experiments well in terms of improving the covariate balance and the precision of treatment effect estimation. Furthermore, our approach shows competitive performance compared with other weighting and matching methods. The codes for the numerical studies are available at https://github.com/BobZhangHT/QReR .https://doi.org/10.1186/s12874-023-01977-7Causal inferenceCovariate balanceObservational dataRerandomizationTreatment effect
spellingShingle Hengtao Zhang
Wen Su
Guosheng Yin
Quasi-rerandomization for observational studies
BMC Medical Research Methodology
Causal inference
Covariate balance
Observational data
Rerandomization
Treatment effect
title Quasi-rerandomization for observational studies
title_full Quasi-rerandomization for observational studies
title_fullStr Quasi-rerandomization for observational studies
title_full_unstemmed Quasi-rerandomization for observational studies
title_short Quasi-rerandomization for observational studies
title_sort quasi rerandomization for observational studies
topic Causal inference
Covariate balance
Observational data
Rerandomization
Treatment effect
url https://doi.org/10.1186/s12874-023-01977-7
work_keys_str_mv AT hengtaozhang quasirerandomizationforobservationalstudies
AT wensu quasirerandomizationforobservationalstudies
AT guoshengyin quasirerandomizationforobservationalstudies