The effect of dichotomization of skewed adjustment covariates in the analysis of clinical trials

Abstract Baseline imbalance in covariates associated with the primary outcome in clinical trials leads to bias in the reporting of results. Standard practice is to mitigate that bias by stratifying by those covariates in the randomization. Additionally, for continuously valued outcome variables, pre...

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Main Author: Alan Herschtal
Format: Article
Language:English
Published: BMC 2023-03-01
Series:BMC Medical Research Methodology
Subjects:
Online Access:https://doi.org/10.1186/s12874-023-01878-9
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author Alan Herschtal
author_facet Alan Herschtal
author_sort Alan Herschtal
collection DOAJ
description Abstract Baseline imbalance in covariates associated with the primary outcome in clinical trials leads to bias in the reporting of results. Standard practice is to mitigate that bias by stratifying by those covariates in the randomization. Additionally, for continuously valued outcome variables, precision of estimates can be (and should be) improved by controlling for those covariates in analysis. Continuously valued covariates are commonly thresholded for the purpose of performing stratified randomization, with participants being allocated to arms such that balance between arms is achieved within each stratum. Often the thresholding consists of a simple dichotomization. For simplicity, it is also common practice to dichotomize the covariate when controlling for it at the analysis stage. This latter dichotomization is unnecessary, and has been shown in the literature to result in a loss of precision when compared with controlling for the covariate in its raw, continuous form. Analytic approaches to quantifying the magnitude of the loss of precision are generally confined to the most convenient case of a normally distributed covariate. This work generalises earlier findings, examining the effect on treatment effect estimation of dichotomizing skew-normal covariates, which are characteristic of a far wider range of real-world scenarios than their normal equivalents.
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spelling doaj.art-c306dfc572234983ac5a6df3ffe149572023-03-22T11:38:48ZengBMCBMC Medical Research Methodology1471-22882023-03-0123111010.1186/s12874-023-01878-9The effect of dichotomization of skewed adjustment covariates in the analysis of clinical trialsAlan Herschtal0School of Public Health and Preventive Medicine, Monash UniversityAbstract Baseline imbalance in covariates associated with the primary outcome in clinical trials leads to bias in the reporting of results. Standard practice is to mitigate that bias by stratifying by those covariates in the randomization. Additionally, for continuously valued outcome variables, precision of estimates can be (and should be) improved by controlling for those covariates in analysis. Continuously valued covariates are commonly thresholded for the purpose of performing stratified randomization, with participants being allocated to arms such that balance between arms is achieved within each stratum. Often the thresholding consists of a simple dichotomization. For simplicity, it is also common practice to dichotomize the covariate when controlling for it at the analysis stage. This latter dichotomization is unnecessary, and has been shown in the literature to result in a loss of precision when compared with controlling for the covariate in its raw, continuous form. Analytic approaches to quantifying the magnitude of the loss of precision are generally confined to the most convenient case of a normally distributed covariate. This work generalises earlier findings, examining the effect on treatment effect estimation of dichotomizing skew-normal covariates, which are characteristic of a far wider range of real-world scenarios than their normal equivalents.https://doi.org/10.1186/s12874-023-01878-9Clinical trialsCovariatesAdjustmentStratificationLinear regressionSkewness
spellingShingle Alan Herschtal
The effect of dichotomization of skewed adjustment covariates in the analysis of clinical trials
BMC Medical Research Methodology
Clinical trials
Covariates
Adjustment
Stratification
Linear regression
Skewness
title The effect of dichotomization of skewed adjustment covariates in the analysis of clinical trials
title_full The effect of dichotomization of skewed adjustment covariates in the analysis of clinical trials
title_fullStr The effect of dichotomization of skewed adjustment covariates in the analysis of clinical trials
title_full_unstemmed The effect of dichotomization of skewed adjustment covariates in the analysis of clinical trials
title_short The effect of dichotomization of skewed adjustment covariates in the analysis of clinical trials
title_sort effect of dichotomization of skewed adjustment covariates in the analysis of clinical trials
topic Clinical trials
Covariates
Adjustment
Stratification
Linear regression
Skewness
url https://doi.org/10.1186/s12874-023-01878-9
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