Joint Estimation of SOC and SOH for Lithium-Ion Batteries Based on Dual Adaptive Central Difference H-Infinity Filter

The accurate estimation of the state-of-charge (SOC) and state-of-health (SOH) of lithium-ion batteries is crucial for the safe and reliable operation of battery systems. In order to overcome the practical problems of low accuracy, slow convergence and insufficient robustness in the existing joint e...

Full description

Bibliographic Details
Main Authors: Bingyu Sang, Zaijun Wu, Bo Yang, Junjie Wei, Youhong Wan
Format: Article
Language:English
Published: MDPI AG 2024-03-01
Series:Energies
Subjects:
Online Access:https://www.mdpi.com/1996-1073/17/7/1640
_version_ 1797212663277682688
author Bingyu Sang
Zaijun Wu
Bo Yang
Junjie Wei
Youhong Wan
author_facet Bingyu Sang
Zaijun Wu
Bo Yang
Junjie Wei
Youhong Wan
author_sort Bingyu Sang
collection DOAJ
description The accurate estimation of the state-of-charge (SOC) and state-of-health (SOH) of lithium-ion batteries is crucial for the safe and reliable operation of battery systems. In order to overcome the practical problems of low accuracy, slow convergence and insufficient robustness in the existing joint estimation algorithms of SOC and SOH, a Dual Adaptive Central Difference H-Infinity Filter algorithm is proposed. Firstly, the Forgetting Factor Recursive Least Squares (FFRLS) algorithm is employed for parameter identification, and an inner loop with multiple updates of the parameter estimation vector is added to improve the accuracy of parameter identification. Secondly, the capacity is selected as the characterization of SOH, and the open circuit voltage and capacity are used as the state variables for capacity estimation to improve its convergence speed. Meanwhile, considering the interaction between SOC and SOH, the state space equations of SOC and SOH estimation are established. Moreover, the proposed algorithm introduces a robust discrete H-infinity filter equation to improve the measurement update on the basis of the central differential Kalman filter with good accuracy, and combines the Sage–Husa adaptive filter to achieve the joint estimation of SOC and SOH. Finally, under Urban Dynamometer Driving Schedule (UDDS) and Highway Fuel Economy Test (HWFET) conditions, the SOC estimation errors are 0.5% and 0.63%, and the SOH maximum estimation errors are 0.73% and 0.86%, indicating that the proposed algorithm has higher accuracy compared to the traditional algorithm. The experimental results at different initial values of capacity and SOC demonstrate that the proposed algorithm showcases enhanced convergence speed and robustness.
first_indexed 2024-04-24T10:45:58Z
format Article
id doaj.art-c969df350b4749518e50002325365983
institution Directory Open Access Journal
issn 1996-1073
language English
last_indexed 2024-04-24T10:45:58Z
publishDate 2024-03-01
publisher MDPI AG
record_format Article
series Energies
spelling doaj.art-c969df350b4749518e500023253659832024-04-12T13:17:57ZengMDPI AGEnergies1996-10732024-03-01177164010.3390/en17071640Joint Estimation of SOC and SOH for Lithium-Ion Batteries Based on Dual Adaptive Central Difference H-Infinity FilterBingyu Sang0Zaijun Wu1Bo Yang2Junjie Wei3Youhong Wan4School of Electrical Engineering, Southeast University, Nanjing 211189, ChinaSchool of Electrical Engineering, Southeast University, Nanjing 211189, ChinaChina Electric Power Research Institute, Nanjing 210003, ChinaCollege of Automation & College of Artificial Intelligence, Nanjing University of Posts and Telecommunications, Nanjing 210023, ChinaCollege of Automation & College of Artificial Intelligence, Nanjing University of Posts and Telecommunications, Nanjing 210023, ChinaThe accurate estimation of the state-of-charge (SOC) and state-of-health (SOH) of lithium-ion batteries is crucial for the safe and reliable operation of battery systems. In order to overcome the practical problems of low accuracy, slow convergence and insufficient robustness in the existing joint estimation algorithms of SOC and SOH, a Dual Adaptive Central Difference H-Infinity Filter algorithm is proposed. Firstly, the Forgetting Factor Recursive Least Squares (FFRLS) algorithm is employed for parameter identification, and an inner loop with multiple updates of the parameter estimation vector is added to improve the accuracy of parameter identification. Secondly, the capacity is selected as the characterization of SOH, and the open circuit voltage and capacity are used as the state variables for capacity estimation to improve its convergence speed. Meanwhile, considering the interaction between SOC and SOH, the state space equations of SOC and SOH estimation are established. Moreover, the proposed algorithm introduces a robust discrete H-infinity filter equation to improve the measurement update on the basis of the central differential Kalman filter with good accuracy, and combines the Sage–Husa adaptive filter to achieve the joint estimation of SOC and SOH. Finally, under Urban Dynamometer Driving Schedule (UDDS) and Highway Fuel Economy Test (HWFET) conditions, the SOC estimation errors are 0.5% and 0.63%, and the SOH maximum estimation errors are 0.73% and 0.86%, indicating that the proposed algorithm has higher accuracy compared to the traditional algorithm. The experimental results at different initial values of capacity and SOC demonstrate that the proposed algorithm showcases enhanced convergence speed and robustness.https://www.mdpi.com/1996-1073/17/7/1640joint estimation of SOC and SOHimproved forgetting factor least squaresdual adaptive center difference H∞ filter
spellingShingle Bingyu Sang
Zaijun Wu
Bo Yang
Junjie Wei
Youhong Wan
Joint Estimation of SOC and SOH for Lithium-Ion Batteries Based on Dual Adaptive Central Difference H-Infinity Filter
Energies
joint estimation of SOC and SOH
improved forgetting factor least squares
dual adaptive center difference H∞ filter
title Joint Estimation of SOC and SOH for Lithium-Ion Batteries Based on Dual Adaptive Central Difference H-Infinity Filter
title_full Joint Estimation of SOC and SOH for Lithium-Ion Batteries Based on Dual Adaptive Central Difference H-Infinity Filter
title_fullStr Joint Estimation of SOC and SOH for Lithium-Ion Batteries Based on Dual Adaptive Central Difference H-Infinity Filter
title_full_unstemmed Joint Estimation of SOC and SOH for Lithium-Ion Batteries Based on Dual Adaptive Central Difference H-Infinity Filter
title_short Joint Estimation of SOC and SOH for Lithium-Ion Batteries Based on Dual Adaptive Central Difference H-Infinity Filter
title_sort joint estimation of soc and soh for lithium ion batteries based on dual adaptive central difference h infinity filter
topic joint estimation of SOC and SOH
improved forgetting factor least squares
dual adaptive center difference H∞ filter
url https://www.mdpi.com/1996-1073/17/7/1640
work_keys_str_mv AT bingyusang jointestimationofsocandsohforlithiumionbatteriesbasedondualadaptivecentraldifferencehinfinityfilter
AT zaijunwu jointestimationofsocandsohforlithiumionbatteriesbasedondualadaptivecentraldifferencehinfinityfilter
AT boyang jointestimationofsocandsohforlithiumionbatteriesbasedondualadaptivecentraldifferencehinfinityfilter
AT junjiewei jointestimationofsocandsohforlithiumionbatteriesbasedondualadaptivecentraldifferencehinfinityfilter
AT youhongwan jointestimationofsocandsohforlithiumionbatteriesbasedondualadaptivecentraldifferencehinfinityfilter