Toward Better Risk Stratification for Implantable Cardioverter-Defibrillator Recipients: Implications of Explainable Machine Learning Models

<b>Background:</b> Current guideline-based implantable cardioverter-defibrillator (ICD) implants fail to meet the demands for precision medicine. Machine learning (ML) designed for survival analysis might facilitate personalized risk stratification. We aimed to develop explainable ML mod...

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Main Authors: Yu Deng, Sijing Cheng, Hao Huang, Xi Liu, Yu Yu, Min Gu, Chi Cai, Xuhua Chen, Hongxia Niu, Wei Hua
Format: Article
Language:English
Published: MDPI AG 2022-09-01
Series:Journal of Cardiovascular Development and Disease
Subjects:
Online Access:https://www.mdpi.com/2308-3425/9/9/310
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author Yu Deng
Sijing Cheng
Hao Huang
Xi Liu
Yu Yu
Min Gu
Chi Cai
Xuhua Chen
Hongxia Niu
Wei Hua
author_facet Yu Deng
Sijing Cheng
Hao Huang
Xi Liu
Yu Yu
Min Gu
Chi Cai
Xuhua Chen
Hongxia Niu
Wei Hua
author_sort Yu Deng
collection DOAJ
description <b>Background:</b> Current guideline-based implantable cardioverter-defibrillator (ICD) implants fail to meet the demands for precision medicine. Machine learning (ML) designed for survival analysis might facilitate personalized risk stratification. We aimed to develop explainable ML models predicting mortality and the first appropriate shock and compare these to standard Cox proportional hazards (CPH) regression in ICD recipients. <b>Methods and Results:</b> Forty-five routine clinical variables were collected. Four fine-tuned ML approaches (elastic net Cox regression, random survival forests, survival support vector machine, and XGBoost) were applied and compared with the CPH model on the test set using Harrell’s C-index. Of 887 adult patients enrolled, 199 patients died (5.0 per 100 person-years) and 265 first appropriate shocks occurred (12.4 per 100 person-years) during the follow-up. Patients were randomly split into training (75%) and test (25%) sets. Among ML models predicting death, XGBoost achieved the highest accuracy and outperformed the CPH model (C-index: 0.794 vs. 0.760, <i>p</i> < 0.001). For appropriate shock, survival support vector machine showed the highest accuracy, although not statistically different from the CPH model (0.621 vs. 0.611, <i>p</i> = 0.243). The feature contribution of ML models assessed by SHAP values at individual and overall levels was in accordance with established knowledge. Accordingly, a bi-dimensional risk matrix integrating death and shock risk was built. This risk stratification framework further classified patients with different likelihoods of benefiting from ICD implant. <b>Conclusions:</b> Explainable ML models offer a promising tool to identify different risk scenarios in ICD-eligible patients and aid clinical decision making. Further evaluation is needed.
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spelling doaj.art-c9741485f2894559a44d827af26d58f42023-11-23T16:57:30ZengMDPI AGJournal of Cardiovascular Development and Disease2308-34252022-09-019931010.3390/jcdd9090310Toward Better Risk Stratification for Implantable Cardioverter-Defibrillator Recipients: Implications of Explainable Machine Learning ModelsYu Deng0Sijing Cheng1Hao Huang2Xi Liu3Yu Yu4Min Gu5Chi Cai6Xuhua Chen7Hongxia Niu8Wei Hua9The Cardiac Arrhythmia Center, State Key Laboratory of Cardiovascular Disease, Fuwai Hospital, National Center for Cardiovascular Diseases, Chinese Academy of Medical Sciences & Peking Union Medical College, No.167 North Lishi Road, Beijing 100037, ChinaThe Cardiac Arrhythmia Center, State Key Laboratory of Cardiovascular Disease, Fuwai Hospital, National Center for Cardiovascular Diseases, Chinese Academy of Medical Sciences & Peking Union Medical College, No.167 North Lishi Road, Beijing 100037, ChinaThe Cardiac Arrhythmia Center, State Key Laboratory of Cardiovascular Disease, Fuwai Hospital, National Center for Cardiovascular Diseases, Chinese Academy of Medical Sciences & Peking Union Medical College, No.167 North Lishi Road, Beijing 100037, ChinaThe Cardiac Arrhythmia Center, State Key Laboratory of Cardiovascular Disease, Fuwai Hospital, National Center for Cardiovascular Diseases, Chinese Academy of Medical Sciences & Peking Union Medical College, No.167 North Lishi Road, Beijing 100037, ChinaThe Cardiac Arrhythmia Center, State Key Laboratory of Cardiovascular Disease, Fuwai Hospital, National Center for Cardiovascular Diseases, Chinese Academy of Medical Sciences & Peking Union Medical College, No.167 North Lishi Road, Beijing 100037, ChinaThe Cardiac Arrhythmia Center, State Key Laboratory of Cardiovascular Disease, Fuwai Hospital, National Center for Cardiovascular Diseases, Chinese Academy of Medical Sciences & Peking Union Medical College, No.167 North Lishi Road, Beijing 100037, ChinaThe Cardiac Arrhythmia Center, State Key Laboratory of Cardiovascular Disease, Fuwai Hospital, National Center for Cardiovascular Diseases, Chinese Academy of Medical Sciences & Peking Union Medical College, No.167 North Lishi Road, Beijing 100037, ChinaThe Cardiac Arrhythmia Center, State Key Laboratory of Cardiovascular Disease, Fuwai Hospital, National Center for Cardiovascular Diseases, Chinese Academy of Medical Sciences & Peking Union Medical College, No.167 North Lishi Road, Beijing 100037, ChinaThe Cardiac Arrhythmia Center, State Key Laboratory of Cardiovascular Disease, Fuwai Hospital, National Center for Cardiovascular Diseases, Chinese Academy of Medical Sciences & Peking Union Medical College, No.167 North Lishi Road, Beijing 100037, ChinaThe Cardiac Arrhythmia Center, State Key Laboratory of Cardiovascular Disease, Fuwai Hospital, National Center for Cardiovascular Diseases, Chinese Academy of Medical Sciences & Peking Union Medical College, No.167 North Lishi Road, Beijing 100037, China<b>Background:</b> Current guideline-based implantable cardioverter-defibrillator (ICD) implants fail to meet the demands for precision medicine. Machine learning (ML) designed for survival analysis might facilitate personalized risk stratification. We aimed to develop explainable ML models predicting mortality and the first appropriate shock and compare these to standard Cox proportional hazards (CPH) regression in ICD recipients. <b>Methods and Results:</b> Forty-five routine clinical variables were collected. Four fine-tuned ML approaches (elastic net Cox regression, random survival forests, survival support vector machine, and XGBoost) were applied and compared with the CPH model on the test set using Harrell’s C-index. Of 887 adult patients enrolled, 199 patients died (5.0 per 100 person-years) and 265 first appropriate shocks occurred (12.4 per 100 person-years) during the follow-up. Patients were randomly split into training (75%) and test (25%) sets. Among ML models predicting death, XGBoost achieved the highest accuracy and outperformed the CPH model (C-index: 0.794 vs. 0.760, <i>p</i> < 0.001). For appropriate shock, survival support vector machine showed the highest accuracy, although not statistically different from the CPH model (0.621 vs. 0.611, <i>p</i> = 0.243). The feature contribution of ML models assessed by SHAP values at individual and overall levels was in accordance with established knowledge. Accordingly, a bi-dimensional risk matrix integrating death and shock risk was built. This risk stratification framework further classified patients with different likelihoods of benefiting from ICD implant. <b>Conclusions:</b> Explainable ML models offer a promising tool to identify different risk scenarios in ICD-eligible patients and aid clinical decision making. Further evaluation is needed.https://www.mdpi.com/2308-3425/9/9/310implantable cardioverter-defibrillatorsmachine learningmortalityfirst appropriate shockShapley Additive exPlanations valuespersonalized risk stratification
spellingShingle Yu Deng
Sijing Cheng
Hao Huang
Xi Liu
Yu Yu
Min Gu
Chi Cai
Xuhua Chen
Hongxia Niu
Wei Hua
Toward Better Risk Stratification for Implantable Cardioverter-Defibrillator Recipients: Implications of Explainable Machine Learning Models
Journal of Cardiovascular Development and Disease
implantable cardioverter-defibrillators
machine learning
mortality
first appropriate shock
Shapley Additive exPlanations values
personalized risk stratification
title Toward Better Risk Stratification for Implantable Cardioverter-Defibrillator Recipients: Implications of Explainable Machine Learning Models
title_full Toward Better Risk Stratification for Implantable Cardioverter-Defibrillator Recipients: Implications of Explainable Machine Learning Models
title_fullStr Toward Better Risk Stratification for Implantable Cardioverter-Defibrillator Recipients: Implications of Explainable Machine Learning Models
title_full_unstemmed Toward Better Risk Stratification for Implantable Cardioverter-Defibrillator Recipients: Implications of Explainable Machine Learning Models
title_short Toward Better Risk Stratification for Implantable Cardioverter-Defibrillator Recipients: Implications of Explainable Machine Learning Models
title_sort toward better risk stratification for implantable cardioverter defibrillator recipients implications of explainable machine learning models
topic implantable cardioverter-defibrillators
machine learning
mortality
first appropriate shock
Shapley Additive exPlanations values
personalized risk stratification
url https://www.mdpi.com/2308-3425/9/9/310
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