Lack of informed consent for surgical procedures by elderly patients with inability to consent: a retrospective chart review from an academic medical center in Norway

Abstract Background Respect for patient autonomy and the requirement of informed consent is an essential basic patient right. It is constituted through international conventions and implemented in health law in Norway and most other countries. Healthcare without informed consent is only allowed unde...

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Main Authors: Jorgen Dahlberg, Vegard Dahl, Reidun Forde, Reidar Pedersen
Format: Article
Language:English
Published: BMC 2019-06-01
Series:Patient Safety in Surgery
Subjects:
Online Access:http://link.springer.com/article/10.1186/s13037-019-0205-5
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author Jorgen Dahlberg
Vegard Dahl
Reidun Forde
Reidar Pedersen
author_facet Jorgen Dahlberg
Vegard Dahl
Reidun Forde
Reidar Pedersen
author_sort Jorgen Dahlberg
collection DOAJ
description Abstract Background Respect for patient autonomy and the requirement of informed consent is an essential basic patient right. It is constituted through international conventions and implemented in health law in Norway and most other countries. Healthcare without informed consent is only allowed under specific exceptions, which requires a record in the patient charts. In this study, we investigated how surgeons recorded decisions in situations where the elderly patient’s ability to provide a valid informed consent was questionable or clearly missing. Method We investigated all medical records of patients admitted to surgical departments in a Norwegian large academic emergency hospital over a period of 38 days (approximately 5000 patients). We selected records of patients above the age of 70 (570 patients) and searched through these 570 medical records for any noted clear indications of inability to consent such as “do not understand”, “confused” etc. (102 patients). We read through all the medical records on these 102 patients noting any recordings on lack of informed consent, any recordings on reasoning and process hereto. We also took note whether there were clear indications on the use of coercion. Results None of the 102 included patients´ charts contained legally valid recorded assessments (for example related to the patients´ competence to consent) when patients without the ability to consent were admitted and provided healthcare. Some charts contained records that the patient resisted treatment, thus indicating treatment with coercion. In these situations, we did not find any documentation related to legal requirements that regulate the use of coercion. Discussion and conclusion We found a substantial lack of compliance with the legal requirements that apply when obtaining valid informed consent. There are many possible reasons for this: Lack of knowledge of the legal requirements, disagreement about the rules, or that it is simply not possible to comply with the extensive formal and material legal requirements in clinical practice. The results do not point out whether the appropriate measures are amending the law, educating and requiring more compliance from surgeons, or both.
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spelling doaj.art-c9d0979112e2460cbc197bae63ac23f72022-12-21T22:45:48ZengBMCPatient Safety in Surgery1754-94932019-06-011311610.1186/s13037-019-0205-5Lack of informed consent for surgical procedures by elderly patients with inability to consent: a retrospective chart review from an academic medical center in NorwayJorgen Dahlberg0Vegard Dahl1Reidun Forde2Reidar Pedersen3Division of Surgery/Centre for Medical Ethics, University of Oslo, Faculty of MedicineDivision of Surgery, University of Oslo, Faculty of MedicineCentre for Medical Ethics, University of Oslo, Faculty of MedicineCentre for Medical Ethics, University of Oslo, Faculty of MedicineAbstract Background Respect for patient autonomy and the requirement of informed consent is an essential basic patient right. It is constituted through international conventions and implemented in health law in Norway and most other countries. Healthcare without informed consent is only allowed under specific exceptions, which requires a record in the patient charts. In this study, we investigated how surgeons recorded decisions in situations where the elderly patient’s ability to provide a valid informed consent was questionable or clearly missing. Method We investigated all medical records of patients admitted to surgical departments in a Norwegian large academic emergency hospital over a period of 38 days (approximately 5000 patients). We selected records of patients above the age of 70 (570 patients) and searched through these 570 medical records for any noted clear indications of inability to consent such as “do not understand”, “confused” etc. (102 patients). We read through all the medical records on these 102 patients noting any recordings on lack of informed consent, any recordings on reasoning and process hereto. We also took note whether there were clear indications on the use of coercion. Results None of the 102 included patients´ charts contained legally valid recorded assessments (for example related to the patients´ competence to consent) when patients without the ability to consent were admitted and provided healthcare. Some charts contained records that the patient resisted treatment, thus indicating treatment with coercion. In these situations, we did not find any documentation related to legal requirements that regulate the use of coercion. Discussion and conclusion We found a substantial lack of compliance with the legal requirements that apply when obtaining valid informed consent. There are many possible reasons for this: Lack of knowledge of the legal requirements, disagreement about the rules, or that it is simply not possible to comply with the extensive formal and material legal requirements in clinical practice. The results do not point out whether the appropriate measures are amending the law, educating and requiring more compliance from surgeons, or both.http://link.springer.com/article/10.1186/s13037-019-0205-5Informed consentCompetentCompetenceAutonomyCoercionPatient rights
spellingShingle Jorgen Dahlberg
Vegard Dahl
Reidun Forde
Reidar Pedersen
Lack of informed consent for surgical procedures by elderly patients with inability to consent: a retrospective chart review from an academic medical center in Norway
Patient Safety in Surgery
Informed consent
Competent
Competence
Autonomy
Coercion
Patient rights
title Lack of informed consent for surgical procedures by elderly patients with inability to consent: a retrospective chart review from an academic medical center in Norway
title_full Lack of informed consent for surgical procedures by elderly patients with inability to consent: a retrospective chart review from an academic medical center in Norway
title_fullStr Lack of informed consent for surgical procedures by elderly patients with inability to consent: a retrospective chart review from an academic medical center in Norway
title_full_unstemmed Lack of informed consent for surgical procedures by elderly patients with inability to consent: a retrospective chart review from an academic medical center in Norway
title_short Lack of informed consent for surgical procedures by elderly patients with inability to consent: a retrospective chart review from an academic medical center in Norway
title_sort lack of informed consent for surgical procedures by elderly patients with inability to consent a retrospective chart review from an academic medical center in norway
topic Informed consent
Competent
Competence
Autonomy
Coercion
Patient rights
url http://link.springer.com/article/10.1186/s13037-019-0205-5
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