Adaptive Square-Root Unscented Kalman Filter-Based State-of-Charge Estimation for Lithium-Ion Batteries with Model Parameter Online Identification

The state-of-charge (SOC) is a fundamental indicator representing the remaining capacity of lithium-ion batteries, which plays an important role in the battery’s optimized operation. In this paper, the model-based SOC estimation strategy is studied for batteries. However, the battery’s model paramet...

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Main Authors: Quan Ouyang, Rui Ma, Zhaoxiang Wu, Guotuan Xu, Zhisheng Wang
Format: Article
Language:English
Published: MDPI AG 2020-09-01
Series:Energies
Subjects:
Online Access:https://www.mdpi.com/1996-1073/13/18/4968
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author Quan Ouyang
Rui Ma
Zhaoxiang Wu
Guotuan Xu
Zhisheng Wang
author_facet Quan Ouyang
Rui Ma
Zhaoxiang Wu
Guotuan Xu
Zhisheng Wang
author_sort Quan Ouyang
collection DOAJ
description The state-of-charge (SOC) is a fundamental indicator representing the remaining capacity of lithium-ion batteries, which plays an important role in the battery’s optimized operation. In this paper, the model-based SOC estimation strategy is studied for batteries. However, the battery’s model parameters need to be extracted through cumbersome prior experiments. To remedy such deficiency, a recursive least squares (RLS) algorithm is utilized for model parameter online identification, and an adaptive square-root unscented Kalman filter (SRUKF) is designed to estimate the battery’s SOC. As demonstrated in extensive experimental results, the designed adaptive SRUKF combined with RLS-based model identification is a promising SOC estimation approach. Compared with other commonly used Kalman filter-based methods, the proposed algorithm has higher precision in the SOC estimation.
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spelling doaj.art-cd27f70f3a4541ceb013620f52db7f5b2023-11-20T14:39:28ZengMDPI AGEnergies1996-10732020-09-011318496810.3390/en13184968Adaptive Square-Root Unscented Kalman Filter-Based State-of-Charge Estimation for Lithium-Ion Batteries with Model Parameter Online IdentificationQuan Ouyang0Rui Ma1Zhaoxiang Wu2Guotuan Xu3Zhisheng Wang4College of Automation Engineering, Nanjing University of Aeronautics and Astronautics, Nanjing 210016, ChinaCollege of Automation Engineering, Nanjing University of Aeronautics and Astronautics, Nanjing 210016, ChinaCollege of Automation Engineering, Nanjing University of Aeronautics and Astronautics, Nanjing 210016, ChinaCollege of Automation Engineering, Nanjing University of Aeronautics and Astronautics, Nanjing 210016, ChinaCollege of Automation Engineering, Nanjing University of Aeronautics and Astronautics, Nanjing 210016, ChinaThe state-of-charge (SOC) is a fundamental indicator representing the remaining capacity of lithium-ion batteries, which plays an important role in the battery’s optimized operation. In this paper, the model-based SOC estimation strategy is studied for batteries. However, the battery’s model parameters need to be extracted through cumbersome prior experiments. To remedy such deficiency, a recursive least squares (RLS) algorithm is utilized for model parameter online identification, and an adaptive square-root unscented Kalman filter (SRUKF) is designed to estimate the battery’s SOC. As demonstrated in extensive experimental results, the designed adaptive SRUKF combined with RLS-based model identification is a promising SOC estimation approach. Compared with other commonly used Kalman filter-based methods, the proposed algorithm has higher precision in the SOC estimation.https://www.mdpi.com/1996-1073/13/18/4968lithium-ion batteriesstate-of-charge estimationadaptive square-root unscented Kalman filterrecursive least squares
spellingShingle Quan Ouyang
Rui Ma
Zhaoxiang Wu
Guotuan Xu
Zhisheng Wang
Adaptive Square-Root Unscented Kalman Filter-Based State-of-Charge Estimation for Lithium-Ion Batteries with Model Parameter Online Identification
Energies
lithium-ion batteries
state-of-charge estimation
adaptive square-root unscented Kalman filter
recursive least squares
title Adaptive Square-Root Unscented Kalman Filter-Based State-of-Charge Estimation for Lithium-Ion Batteries with Model Parameter Online Identification
title_full Adaptive Square-Root Unscented Kalman Filter-Based State-of-Charge Estimation for Lithium-Ion Batteries with Model Parameter Online Identification
title_fullStr Adaptive Square-Root Unscented Kalman Filter-Based State-of-Charge Estimation for Lithium-Ion Batteries with Model Parameter Online Identification
title_full_unstemmed Adaptive Square-Root Unscented Kalman Filter-Based State-of-Charge Estimation for Lithium-Ion Batteries with Model Parameter Online Identification
title_short Adaptive Square-Root Unscented Kalman Filter-Based State-of-Charge Estimation for Lithium-Ion Batteries with Model Parameter Online Identification
title_sort adaptive square root unscented kalman filter based state of charge estimation for lithium ion batteries with model parameter online identification
topic lithium-ion batteries
state-of-charge estimation
adaptive square-root unscented Kalman filter
recursive least squares
url https://www.mdpi.com/1996-1073/13/18/4968
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AT ruima adaptivesquarerootunscentedkalmanfilterbasedstateofchargeestimationforlithiumionbatterieswithmodelparameteronlineidentification
AT zhaoxiangwu adaptivesquarerootunscentedkalmanfilterbasedstateofchargeestimationforlithiumionbatterieswithmodelparameteronlineidentification
AT guotuanxu adaptivesquarerootunscentedkalmanfilterbasedstateofchargeestimationforlithiumionbatterieswithmodelparameteronlineidentification
AT zhishengwang adaptivesquarerootunscentedkalmanfilterbasedstateofchargeestimationforlithiumionbatterieswithmodelparameteronlineidentification