The APC-barrier and its effect on stratification in open access publishing

AbstractCurrent implementations of Open Access (OA) publishing frequently involve article processing charges (APCs). Increasing evidence has emerged that APCs impede researchers with fewer resources in publishing their research as OA. We analyzed 1.5 million scientific articles from...

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Main Authors: Thomas Klebel, Tony Ross-Hellauer
Format: Article
Language:English
Published: The MIT Press 2023-01-01
Series:Quantitative Science Studies
Online Access:https://direct.mit.edu/qss/article/4/1/22/114729/The-APC-barrier-and-its-effect-on-stratification
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author Thomas Klebel
Tony Ross-Hellauer
author_facet Thomas Klebel
Tony Ross-Hellauer
author_sort Thomas Klebel
collection DOAJ
description AbstractCurrent implementations of Open Access (OA) publishing frequently involve article processing charges (APCs). Increasing evidence has emerged that APCs impede researchers with fewer resources in publishing their research as OA. We analyzed 1.5 million scientific articles from journals listed in the Directory of Open Access Journals to assess average APCs and their determinants for a comprehensive set of journal publications across scientific disciplines, world regions, and through time. Levels of APCs were strongly stratified by scientific fields and the institutions’ countries, corroborating previous findings on publishing cultures and the impact of mandates of research funders. After controlling for country and scientific field with a multilevel mixture model, however, we found small to moderate effects of levels of institutional resourcing on the level of APCs. The effects were largest in countries with low GDP, suggesting decreasing marginal effects of institutional resources when general levels of funding are high. Our findings provide further evidence on how APCs stratify OA publishing and highlight the need for alternative publishing models.
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spelling doaj.art-e09b220bc4544e44936088d71f01a24e2023-04-28T16:53:09ZengThe MIT PressQuantitative Science Studies2641-33372023-01-0141224310.1162/qss_a_00245The APC-barrier and its effect on stratification in open access publishingThomas Klebel0http://orcid.org/0000-0002-7331-4751Tony Ross-Hellauer1http://orcid.org/0000-0003-4470-7027Open and Reproducible Research Group, Know-Center GmbH, Graz, AustriaOpen and Reproducible Research Group, Know-Center GmbH, Graz, Austria AbstractCurrent implementations of Open Access (OA) publishing frequently involve article processing charges (APCs). Increasing evidence has emerged that APCs impede researchers with fewer resources in publishing their research as OA. We analyzed 1.5 million scientific articles from journals listed in the Directory of Open Access Journals to assess average APCs and their determinants for a comprehensive set of journal publications across scientific disciplines, world regions, and through time. Levels of APCs were strongly stratified by scientific fields and the institutions’ countries, corroborating previous findings on publishing cultures and the impact of mandates of research funders. After controlling for country and scientific field with a multilevel mixture model, however, we found small to moderate effects of levels of institutional resourcing on the level of APCs. The effects were largest in countries with low GDP, suggesting decreasing marginal effects of institutional resources when general levels of funding are high. Our findings provide further evidence on how APCs stratify OA publishing and highlight the need for alternative publishing models.https://direct.mit.edu/qss/article/4/1/22/114729/The-APC-barrier-and-its-effect-on-stratification
spellingShingle Thomas Klebel
Tony Ross-Hellauer
The APC-barrier and its effect on stratification in open access publishing
Quantitative Science Studies
title The APC-barrier and its effect on stratification in open access publishing
title_full The APC-barrier and its effect on stratification in open access publishing
title_fullStr The APC-barrier and its effect on stratification in open access publishing
title_full_unstemmed The APC-barrier and its effect on stratification in open access publishing
title_short The APC-barrier and its effect on stratification in open access publishing
title_sort apc barrier and its effect on stratification in open access publishing
url https://direct.mit.edu/qss/article/4/1/22/114729/The-APC-barrier-and-its-effect-on-stratification
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