Hybrid Method with Parallel-Factor Theory, a Support Vector Machine, and Particle Filter Optimization for Intelligent Machinery Failure Identification

Here, a novel hybrid method of intelligent fault identification within complex mechanical systems was proposed using parallel-factor (PARAFAC) theory and adaptive particle swarm optimization (APSO) for a support vector machine (SVM). The parallel-factor multi-scale analysis theory was studied to rec...

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Main Authors: Shaoyi Li, Hanxin Chen, Yongting Chen, Yunwei Xiong, Ziwei Song
Format: Article
Language:English
Published: MDPI AG 2023-08-01
Series:Machines
Subjects:
Online Access:https://www.mdpi.com/2075-1702/11/8/837
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author Shaoyi Li
Hanxin Chen
Yongting Chen
Yunwei Xiong
Ziwei Song
author_facet Shaoyi Li
Hanxin Chen
Yongting Chen
Yunwei Xiong
Ziwei Song
author_sort Shaoyi Li
collection DOAJ
description Here, a novel hybrid method of intelligent fault identification within complex mechanical systems was proposed using parallel-factor (PARAFAC) theory and adaptive particle swarm optimization (APSO) for a support vector machine (SVM). The parallel-factor multi-scale analysis theory was studied to reconstruct tensor feature information based on a three-dimensional matrix for time, frequency, and spatial vectors. A multi-scale wavelet analysis was used to transform the original multi-channel experimental data acquired from a gearbox into a three-dimensional feature matrix of the multi-level structure. The optimal correspondence among the two-dimensional feature signals in the frequency and time domains for the different fault modes was established by the PARAFAC theory. An intelligent APSO algorithm was developed to obtain the optimal parameter structures of an SVM classifier. A comparison with the existing time–frequency analysis method showed that the proposed hybrid PARAFAC-PSO-SVM diagnosis model effectively eliminated the redundant information in the multi-dimensional tensor features but retained the important components. The PARAFAC-APSO-SVM hybrid diagnostic model achieved fast, accurate, and simple fault-classification and identification results, and could provide theoretical support for the application of the PARAFAC theory to complex mechanical fault diagnosis.
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spelling doaj.art-e117522b860145dd9d7cf08d23cf22742023-11-19T01:57:23ZengMDPI AGMachines2075-17022023-08-0111883710.3390/machines11080837Hybrid Method with Parallel-Factor Theory, a Support Vector Machine, and Particle Filter Optimization for Intelligent Machinery Failure IdentificationShaoyi Li0Hanxin Chen1Yongting Chen2Yunwei Xiong3Ziwei Song4School of Mechanical and Electrical Engineering, Wuhan Institute of Technology, Wuhan 430074, ChinaSchool of Mechanical and Electrical Engineering, Wuhan Institute of Technology, Wuhan 430074, ChinaTandon School of Engineering, New York University, New York, NY 11201, USASchool of Mechanical and Electrical Engineering, Wuhan Institute of Technology, Wuhan 430074, ChinaSchool of Mechanical and Electrical Engineering, Wuhan Institute of Technology, Wuhan 430074, ChinaHere, a novel hybrid method of intelligent fault identification within complex mechanical systems was proposed using parallel-factor (PARAFAC) theory and adaptive particle swarm optimization (APSO) for a support vector machine (SVM). The parallel-factor multi-scale analysis theory was studied to reconstruct tensor feature information based on a three-dimensional matrix for time, frequency, and spatial vectors. A multi-scale wavelet analysis was used to transform the original multi-channel experimental data acquired from a gearbox into a three-dimensional feature matrix of the multi-level structure. The optimal correspondence among the two-dimensional feature signals in the frequency and time domains for the different fault modes was established by the PARAFAC theory. An intelligent APSO algorithm was developed to obtain the optimal parameter structures of an SVM classifier. A comparison with the existing time–frequency analysis method showed that the proposed hybrid PARAFAC-PSO-SVM diagnosis model effectively eliminated the redundant information in the multi-dimensional tensor features but retained the important components. The PARAFAC-APSO-SVM hybrid diagnostic model achieved fast, accurate, and simple fault-classification and identification results, and could provide theoretical support for the application of the PARAFAC theory to complex mechanical fault diagnosis.https://www.mdpi.com/2075-1702/11/8/837parallel factorsfault diagnosisSVMAPSOhybrid diagnosis model
spellingShingle Shaoyi Li
Hanxin Chen
Yongting Chen
Yunwei Xiong
Ziwei Song
Hybrid Method with Parallel-Factor Theory, a Support Vector Machine, and Particle Filter Optimization for Intelligent Machinery Failure Identification
Machines
parallel factors
fault diagnosis
SVM
APSO
hybrid diagnosis model
title Hybrid Method with Parallel-Factor Theory, a Support Vector Machine, and Particle Filter Optimization for Intelligent Machinery Failure Identification
title_full Hybrid Method with Parallel-Factor Theory, a Support Vector Machine, and Particle Filter Optimization for Intelligent Machinery Failure Identification
title_fullStr Hybrid Method with Parallel-Factor Theory, a Support Vector Machine, and Particle Filter Optimization for Intelligent Machinery Failure Identification
title_full_unstemmed Hybrid Method with Parallel-Factor Theory, a Support Vector Machine, and Particle Filter Optimization for Intelligent Machinery Failure Identification
title_short Hybrid Method with Parallel-Factor Theory, a Support Vector Machine, and Particle Filter Optimization for Intelligent Machinery Failure Identification
title_sort hybrid method with parallel factor theory a support vector machine and particle filter optimization for intelligent machinery failure identification
topic parallel factors
fault diagnosis
SVM
APSO
hybrid diagnosis model
url https://www.mdpi.com/2075-1702/11/8/837
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