Financial Investment Services Regulation
This article includes the latest regulations regarding the financial investments services. After presenting some elements about prudence and conduct rules, the peculiar aspects of the presentation form and of the contract, with all the forms demanded by such transaction, are analyzed. Afterwards, th...
| Main Author: | |
|---|---|
| Format: | Article |
| Language: | English |
| Published: |
General Association of Economists from Romania
2006-04-01
|
| Series: | Theoretical and Applied Economics |
| Subjects: | |
| Online Access: | http://www.ectap.ro/articole/37.pdf |
| _version_ | 1818911000858984448 |
|---|---|
| author | Gabriela Anghelache |
| author_facet | Gabriela Anghelache |
| author_sort | Gabriela Anghelache |
| collection | DOAJ |
| description | This article includes the latest regulations regarding the financial investments services. After presenting some elements about prudence and conduct rules, the peculiar aspects of the presentation form and of the contract, with all the forms demanded by such transaction, are analyzed. Afterwards, the focus is set on the transparency and integrity of the operations. Another aspect is about the free circulation of services and about the role of the clearing fund, being distinguished all thesensitive elements this fund raises. |
| first_indexed | 2024-12-19T22:51:45Z |
| format | Article |
| id | doaj.art-e9a048d2e1e54daf8723c98c800b85c7 |
| institution | Directory Open Access Journal |
| issn | 1841-8678 |
| language | English |
| last_indexed | 2024-12-19T22:51:45Z |
| publishDate | 2006-04-01 |
| publisher | General Association of Economists from Romania |
| record_format | Article |
| series | Theoretical and Applied Economics |
| spelling | doaj.art-e9a048d2e1e54daf8723c98c800b85c72022-12-21T20:02:48ZengGeneral Association of Economists from RomaniaTheoretical and Applied Economics1841-86782006-04-012(497)2(497)4754Financial Investment Services RegulationGabriela AnghelacheThis article includes the latest regulations regarding the financial investments services. After presenting some elements about prudence and conduct rules, the peculiar aspects of the presentation form and of the contract, with all the forms demanded by such transaction, are analyzed. Afterwards, the focus is set on the transparency and integrity of the operations. Another aspect is about the free circulation of services and about the role of the clearing fund, being distinguished all thesensitive elements this fund raises.http://www.ectap.ro/articole/37.pdffinancial investmentsprudencetransparencysurveillanceclearing |
| spellingShingle | Gabriela Anghelache Financial Investment Services Regulation Theoretical and Applied Economics financial investments prudence transparency surveillance clearing |
| title | Financial Investment Services Regulation |
| title_full | Financial Investment Services Regulation |
| title_fullStr | Financial Investment Services Regulation |
| title_full_unstemmed | Financial Investment Services Regulation |
| title_short | Financial Investment Services Regulation |
| title_sort | financial investment services regulation |
| topic | financial investments prudence transparency surveillance clearing |
| url | http://www.ectap.ro/articole/37.pdf |
| work_keys_str_mv | AT gabrielaanghelache financialinvestmentservicesregulation |