A Hyperparameter-Free, Fast and Efficient Framework to Detect Clusters From Limited Samples Based on Ultra High-Dimensional Features

Clustering is a challenging problem in machine learning in which one attempts to group <inline-formula> <tex-math notation="LaTeX">$N$ </tex-math></inline-formula> objects into <inline-formula> <tex-math notation="LaTeX">$K_{0}$ </tex-math&g...

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Main Authors: Shahina Rahman, Valen E. Johnson, Suhasini Subba Rao
Format: Article
Language:English
Published: IEEE 2022-01-01
Series:IEEE Access
Subjects:
Online Access:https://ieeexplore.ieee.org/document/9934902/
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author Shahina Rahman
Valen E. Johnson
Suhasini Subba Rao
author_facet Shahina Rahman
Valen E. Johnson
Suhasini Subba Rao
author_sort Shahina Rahman
collection DOAJ
description Clustering is a challenging problem in machine learning in which one attempts to group <inline-formula> <tex-math notation="LaTeX">$N$ </tex-math></inline-formula> objects into <inline-formula> <tex-math notation="LaTeX">$K_{0}$ </tex-math></inline-formula> groups based on <inline-formula> <tex-math notation="LaTeX">$P$ </tex-math></inline-formula> features measured on each object. In this article, we examine the case where <inline-formula> <tex-math notation="LaTeX">$N \ll P$ </tex-math></inline-formula> and <inline-formula> <tex-math notation="LaTeX">$K_{0}$ </tex-math></inline-formula> is not known. Clustering in such high dimensional, small sample size settings has numerous applications in biology, medicine, the social sciences, clinical trials, and other scientific and experimental fields. Whereas most existing clustering algorithms either require the number of clusters to be known a priori or are sensitive to the choice of tuning parameters, our method does not require the prior specification of <inline-formula> <tex-math notation="LaTeX">$K_{0}$ </tex-math></inline-formula> or any tuning parameters. This represents an important advantage for our method because training data are not available in the applications we consider (i.e., in unsupervised learning problems). Without training data, estimating <inline-formula> <tex-math notation="LaTeX">$K_{0}$ </tex-math></inline-formula> and other hyperparameters&#x2013;and thus applying alternative clustering algorithms&#x2013;can be difficult and lead to inaccurate results. Our method is based on a simple transformation of the Gram matrix and application of the strong law of large numbers to the transformed matrix. If the correlation between features decays as the number of features grows, we show that the transformed feature vectors concentrate tightly around their respective cluster expectations in a low-dimensional space. This result simplifies the detection and visualization of the unknown cluster configuration. We illustrate the algorithm by applying it to 32 benchmarked microarray datasets, each containing thousands of genomic features measured on a relatively small number of tissue samples. Compared to 21 other commonly used clustering methods, we find that the proposed algorithm is faster and twice as accurate in determining the &#x201C;best&#x201D; cluster configuration.
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spelling doaj.art-ec1c1b68053b46d19f306200afaad9632022-12-22T04:14:12ZengIEEEIEEE Access2169-35362022-01-011011684411685710.1109/ACCESS.2022.32188009934902A Hyperparameter-Free, Fast and Efficient Framework to Detect Clusters From Limited Samples Based on Ultra High-Dimensional FeaturesShahina Rahman0https://orcid.org/0000-0002-8161-9993Valen E. Johnson1https://orcid.org/0000-0002-8659-4772Suhasini Subba Rao2https://orcid.org/0000-0002-6563-2389Department of Statistics, Texas A &#x0026; M University, College Station, TX, USADepartment of Statistics, Texas A &#x0026; M University, College Station, TX, USADepartment of Statistics, Texas A &#x0026; M University, College Station, TX, USAClustering is a challenging problem in machine learning in which one attempts to group <inline-formula> <tex-math notation="LaTeX">$N$ </tex-math></inline-formula> objects into <inline-formula> <tex-math notation="LaTeX">$K_{0}$ </tex-math></inline-formula> groups based on <inline-formula> <tex-math notation="LaTeX">$P$ </tex-math></inline-formula> features measured on each object. In this article, we examine the case where <inline-formula> <tex-math notation="LaTeX">$N \ll P$ </tex-math></inline-formula> and <inline-formula> <tex-math notation="LaTeX">$K_{0}$ </tex-math></inline-formula> is not known. Clustering in such high dimensional, small sample size settings has numerous applications in biology, medicine, the social sciences, clinical trials, and other scientific and experimental fields. Whereas most existing clustering algorithms either require the number of clusters to be known a priori or are sensitive to the choice of tuning parameters, our method does not require the prior specification of <inline-formula> <tex-math notation="LaTeX">$K_{0}$ </tex-math></inline-formula> or any tuning parameters. This represents an important advantage for our method because training data are not available in the applications we consider (i.e., in unsupervised learning problems). Without training data, estimating <inline-formula> <tex-math notation="LaTeX">$K_{0}$ </tex-math></inline-formula> and other hyperparameters&#x2013;and thus applying alternative clustering algorithms&#x2013;can be difficult and lead to inaccurate results. Our method is based on a simple transformation of the Gram matrix and application of the strong law of large numbers to the transformed matrix. If the correlation between features decays as the number of features grows, we show that the transformed feature vectors concentrate tightly around their respective cluster expectations in a low-dimensional space. This result simplifies the detection and visualization of the unknown cluster configuration. We illustrate the algorithm by applying it to 32 benchmarked microarray datasets, each containing thousands of genomic features measured on a relatively small number of tissue samples. Compared to 21 other commonly used clustering methods, we find that the proposed algorithm is faster and twice as accurate in determining the &#x201C;best&#x201D; cluster configuration.https://ieeexplore.ieee.org/document/9934902/Clusteringgram matrixhigh-dimensional featureshyperparameter-free
spellingShingle Shahina Rahman
Valen E. Johnson
Suhasini Subba Rao
A Hyperparameter-Free, Fast and Efficient Framework to Detect Clusters From Limited Samples Based on Ultra High-Dimensional Features
IEEE Access
Clustering
gram matrix
high-dimensional features
hyperparameter-free
title A Hyperparameter-Free, Fast and Efficient Framework to Detect Clusters From Limited Samples Based on Ultra High-Dimensional Features
title_full A Hyperparameter-Free, Fast and Efficient Framework to Detect Clusters From Limited Samples Based on Ultra High-Dimensional Features
title_fullStr A Hyperparameter-Free, Fast and Efficient Framework to Detect Clusters From Limited Samples Based on Ultra High-Dimensional Features
title_full_unstemmed A Hyperparameter-Free, Fast and Efficient Framework to Detect Clusters From Limited Samples Based on Ultra High-Dimensional Features
title_short A Hyperparameter-Free, Fast and Efficient Framework to Detect Clusters From Limited Samples Based on Ultra High-Dimensional Features
title_sort hyperparameter free fast and efficient framework to detect clusters from limited samples based on ultra high dimensional features
topic Clustering
gram matrix
high-dimensional features
hyperparameter-free
url https://ieeexplore.ieee.org/document/9934902/
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