A Tale of Two Capacities: Including Children and Decisionally Vulnerable Adults in Biomedical Research

The participation of individuals who lack decision-making capacity is essential for advancing genomics research and neuroscience, but raises ethical and legal challenges relating to vulnerability, consent, and exclusion. Capacity differences between populations and individuals, the dynamics of capac...

Full description

Bibliographic Details
Main Authors: Gratien Dalpé, Adrian Thorogood, Bartha Maria Knoppers
Format: Article
Language:English
Published: Frontiers Media S.A. 2019-04-01
Series:Frontiers in Genetics
Subjects:
Online Access:https://www.frontiersin.org/article/10.3389/fgene.2019.00289/full
_version_ 1818792289975140352
author Gratien Dalpé
Adrian Thorogood
Bartha Maria Knoppers
author_facet Gratien Dalpé
Adrian Thorogood
Bartha Maria Knoppers
author_sort Gratien Dalpé
collection DOAJ
description The participation of individuals who lack decision-making capacity is essential for advancing genomics research and neuroscience, but raises ethical and legal challenges relating to vulnerability, consent, and exclusion. Capacity differences between populations and individuals, the dynamics of capacity over time, and evolving legal consent and capacity regimes all raise uncertainty for researchers, institutional review boards, and policy makers. We review international ethical and legal best practices for including children and decisionally vulnerable adults in health research. Research ethics norms and literature tend to split such groups into narrow silos, which results in inconsistency and conceptual confusion, or to lump them together, which fails to take into account morally relevant differences. Through a narrative review of international norms, we identify challenges common to both groups, while drawing out distinctions reflecting their opposite capacity trajectories. Our comparison between these two populations clarifies underlying ethical concepts and offers opportunities for critique. Children need protection to foster their long-term autonomy, while decisionally vulnerable adults need to be provided with support in order to exercise their autonomy. This leads to differences in how researchers determine who lacks capacity, who has authority to consent, and what criteria guide such decision-making. We also consider how capacity issues color contemporary research governance debates over broad consent, data protection compliance, data sharing, and the return of individual research results and incidental findings.
first_indexed 2024-12-18T15:24:53Z
format Article
id doaj.art-ed1ad4bb44aa40d6ab414c40ccd36932
institution Directory Open Access Journal
issn 1664-8021
language English
last_indexed 2024-12-18T15:24:53Z
publishDate 2019-04-01
publisher Frontiers Media S.A.
record_format Article
series Frontiers in Genetics
spelling doaj.art-ed1ad4bb44aa40d6ab414c40ccd369322022-12-21T21:03:17ZengFrontiers Media S.A.Frontiers in Genetics1664-80212019-04-011010.3389/fgene.2019.00289 442266A Tale of Two Capacities: Including Children and Decisionally Vulnerable Adults in Biomedical ResearchGratien DalpéAdrian ThorogoodBartha Maria KnoppersThe participation of individuals who lack decision-making capacity is essential for advancing genomics research and neuroscience, but raises ethical and legal challenges relating to vulnerability, consent, and exclusion. Capacity differences between populations and individuals, the dynamics of capacity over time, and evolving legal consent and capacity regimes all raise uncertainty for researchers, institutional review boards, and policy makers. We review international ethical and legal best practices for including children and decisionally vulnerable adults in health research. Research ethics norms and literature tend to split such groups into narrow silos, which results in inconsistency and conceptual confusion, or to lump them together, which fails to take into account morally relevant differences. Through a narrative review of international norms, we identify challenges common to both groups, while drawing out distinctions reflecting their opposite capacity trajectories. Our comparison between these two populations clarifies underlying ethical concepts and offers opportunities for critique. Children need protection to foster their long-term autonomy, while decisionally vulnerable adults need to be provided with support in order to exercise their autonomy. This leads to differences in how researchers determine who lacks capacity, who has authority to consent, and what criteria guide such decision-making. We also consider how capacity issues color contemporary research governance debates over broad consent, data protection compliance, data sharing, and the return of individual research results and incidental findings.https://www.frontiersin.org/article/10.3389/fgene.2019.00289/fullcapacityconsenthuman rightslegally authorized representativesincompetent adultsdata sharing
spellingShingle Gratien Dalpé
Adrian Thorogood
Bartha Maria Knoppers
A Tale of Two Capacities: Including Children and Decisionally Vulnerable Adults in Biomedical Research
Frontiers in Genetics
capacity
consent
human rights
legally authorized representatives
incompetent adults
data sharing
title A Tale of Two Capacities: Including Children and Decisionally Vulnerable Adults in Biomedical Research
title_full A Tale of Two Capacities: Including Children and Decisionally Vulnerable Adults in Biomedical Research
title_fullStr A Tale of Two Capacities: Including Children and Decisionally Vulnerable Adults in Biomedical Research
title_full_unstemmed A Tale of Two Capacities: Including Children and Decisionally Vulnerable Adults in Biomedical Research
title_short A Tale of Two Capacities: Including Children and Decisionally Vulnerable Adults in Biomedical Research
title_sort tale of two capacities including children and decisionally vulnerable adults in biomedical research
topic capacity
consent
human rights
legally authorized representatives
incompetent adults
data sharing
url https://www.frontiersin.org/article/10.3389/fgene.2019.00289/full
work_keys_str_mv AT gratiendalpe ataleoftwocapacitiesincludingchildrenanddecisionallyvulnerableadultsinbiomedicalresearch
AT adrianthorogood ataleoftwocapacitiesincludingchildrenanddecisionallyvulnerableadultsinbiomedicalresearch
AT barthamariaknoppers ataleoftwocapacitiesincludingchildrenanddecisionallyvulnerableadultsinbiomedicalresearch
AT gratiendalpe taleoftwocapacitiesincludingchildrenanddecisionallyvulnerableadultsinbiomedicalresearch
AT adrianthorogood taleoftwocapacitiesincludingchildrenanddecisionallyvulnerableadultsinbiomedicalresearch
AT barthamariaknoppers taleoftwocapacitiesincludingchildrenanddecisionallyvulnerableadultsinbiomedicalresearch