Wave retrieval from quad-polarized Chinese Gaofen-3 SAR image using an improved tilt modulation transfer function

ABSTRACTAn accurate Modulation Transfer Function (MTF) is essential for Synthetic Aperture Radar (SAR) wave spectra retrieval. This study aimed to investigate the performance of a quad-polarized wave retrieval algorithm based on fully polarimetric SAR image data using the improved tilt MTF and consi...

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Main Authors: Weizeng Shao, Yuyi Hu, Xingwei Jiang, Youguang Zhang
Format: Article
Language:English
Published: Taylor & Francis Group 2023-08-01
Series:Geo-spatial Information Science
Subjects:
Online Access:https://www.tandfonline.com/doi/10.1080/10095020.2023.2239849
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author Weizeng Shao
Yuyi Hu
Xingwei Jiang
Youguang Zhang
author_facet Weizeng Shao
Yuyi Hu
Xingwei Jiang
Youguang Zhang
author_sort Weizeng Shao
collection DOAJ
description ABSTRACTAn accurate Modulation Transfer Function (MTF) is essential for Synthetic Aperture Radar (SAR) wave spectra retrieval. This study aimed to investigate the performance of a quad-polarized wave retrieval algorithm based on fully polarimetric SAR image data using the improved tilt MTF and considering the influence of wind speed. The tilt MTF is the key factor in the wave retrieval scheme from quad-polarized (Vertical–Vertical (VV), Horizontal–Horizontal (HH), Vertical–Horizontal (VH), and Horizontal–Vertical (HV)) SAR images. In this study, the waves were inverted from more than 1300 Gaofen-3 (GF-3) images acquired in quad-polarization strip mode with a spatial resolution of 16 m and a swath coverage of 50 km. The winds were retrieved using the Geophysical Model Function (GMF) C-band SAR model for Gaofen-3 (CSARMOD-GF), which is suitable for re-calibrated GF-3 images in VV-polarization. The comparison of the wind speed yielded a Root Mean Square Error (RMSE) of 1.73 m/s and a Correlation Coefficient (COR) of 0.94. The validation of the Significant Wave Height (SWH) simulated using the Waves Nearshore (SWAN) model against Haiyang-2B (HY-2B) altimeter data yielded an RMSE of 0.56 m and a COR of 0.87. The results reveal that the SAR-derived wind and SWAN-simulated SWH are suitable for analysis of SAR wave retrieval. The full polarimetric technique was applied to the collected images, and the statistical analysis yielded a RMSE of 0.51 m, a COR of 0.75, and a Scatter Index (SI) of 0.44 compared with the SWHs retrieved using the simulations from the SWAN model. The non-polarized contribution in the Normalized Radar Cross Section (NRCS; unit: dB) caused by wave breaking [Formula: see text] was calculated using a theoretical approach that employs the VV-polarized calibrated NRCS [Formula: see text] and HH-polarized calibrated NRCS. The effect of wave breaking on the SAR retrieval waves was studied. The bias (SAR-derived minus SWAN-simulated SWH) increased as the ([Formula: see text]/[Formula: see text]) ratio (>0.4) increased, and the accuracy improved when the ratio was less than 0.4. This behavior is reasonable since the wave breaking inevitably affects the tilt modulation. Therefore, wave breaking should be considered in SAR wave retrieval using the approach proposed in this paper under extreme sea states, such as typhoons and hurricanes.
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spelling doaj.art-f5d62942fcb645b5a572d483ed0e02bb2023-08-03T11:52:24ZengTaylor & Francis GroupGeo-spatial Information Science1009-50201993-51532023-08-0111910.1080/10095020.2023.2239849Wave retrieval from quad-polarized Chinese Gaofen-3 SAR image using an improved tilt modulation transfer functionWeizeng Shao0Yuyi Hu1Xingwei Jiang2Youguang Zhang3College of Marine Sciences, Shanghai Ocean University, Shanghai, ChinaCollege of Marine Sciences, Shanghai Ocean University, Shanghai, ChinaNational Satellite Ocean Application Service, Ministry of Natural Resources, Beijing, ChinaNational Satellite Ocean Application Service, Ministry of Natural Resources, Beijing, ChinaABSTRACTAn accurate Modulation Transfer Function (MTF) is essential for Synthetic Aperture Radar (SAR) wave spectra retrieval. This study aimed to investigate the performance of a quad-polarized wave retrieval algorithm based on fully polarimetric SAR image data using the improved tilt MTF and considering the influence of wind speed. The tilt MTF is the key factor in the wave retrieval scheme from quad-polarized (Vertical–Vertical (VV), Horizontal–Horizontal (HH), Vertical–Horizontal (VH), and Horizontal–Vertical (HV)) SAR images. In this study, the waves were inverted from more than 1300 Gaofen-3 (GF-3) images acquired in quad-polarization strip mode with a spatial resolution of 16 m and a swath coverage of 50 km. The winds were retrieved using the Geophysical Model Function (GMF) C-band SAR model for Gaofen-3 (CSARMOD-GF), which is suitable for re-calibrated GF-3 images in VV-polarization. The comparison of the wind speed yielded a Root Mean Square Error (RMSE) of 1.73 m/s and a Correlation Coefficient (COR) of 0.94. The validation of the Significant Wave Height (SWH) simulated using the Waves Nearshore (SWAN) model against Haiyang-2B (HY-2B) altimeter data yielded an RMSE of 0.56 m and a COR of 0.87. The results reveal that the SAR-derived wind and SWAN-simulated SWH are suitable for analysis of SAR wave retrieval. The full polarimetric technique was applied to the collected images, and the statistical analysis yielded a RMSE of 0.51 m, a COR of 0.75, and a Scatter Index (SI) of 0.44 compared with the SWHs retrieved using the simulations from the SWAN model. The non-polarized contribution in the Normalized Radar Cross Section (NRCS; unit: dB) caused by wave breaking [Formula: see text] was calculated using a theoretical approach that employs the VV-polarized calibrated NRCS [Formula: see text] and HH-polarized calibrated NRCS. The effect of wave breaking on the SAR retrieval waves was studied. The bias (SAR-derived minus SWAN-simulated SWH) increased as the ([Formula: see text]/[Formula: see text]) ratio (>0.4) increased, and the accuracy improved when the ratio was less than 0.4. This behavior is reasonable since the wave breaking inevitably affects the tilt modulation. Therefore, wave breaking should be considered in SAR wave retrieval using the approach proposed in this paper under extreme sea states, such as typhoons and hurricanes.https://www.tandfonline.com/doi/10.1080/10095020.2023.2239849Wave retrievalGaofen-3 (GF-3)Synthetic Aperture Radar (SAR)
spellingShingle Weizeng Shao
Yuyi Hu
Xingwei Jiang
Youguang Zhang
Wave retrieval from quad-polarized Chinese Gaofen-3 SAR image using an improved tilt modulation transfer function
Geo-spatial Information Science
Wave retrieval
Gaofen-3 (GF-3)
Synthetic Aperture Radar (SAR)
title Wave retrieval from quad-polarized Chinese Gaofen-3 SAR image using an improved tilt modulation transfer function
title_full Wave retrieval from quad-polarized Chinese Gaofen-3 SAR image using an improved tilt modulation transfer function
title_fullStr Wave retrieval from quad-polarized Chinese Gaofen-3 SAR image using an improved tilt modulation transfer function
title_full_unstemmed Wave retrieval from quad-polarized Chinese Gaofen-3 SAR image using an improved tilt modulation transfer function
title_short Wave retrieval from quad-polarized Chinese Gaofen-3 SAR image using an improved tilt modulation transfer function
title_sort wave retrieval from quad polarized chinese gaofen 3 sar image using an improved tilt modulation transfer function
topic Wave retrieval
Gaofen-3 (GF-3)
Synthetic Aperture Radar (SAR)
url https://www.tandfonline.com/doi/10.1080/10095020.2023.2239849
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