Classification of Photovoltaic Failures with Hidden Markov Modeling, an Unsupervised Statistical Approach

Failure detection methods are of significant interest for photovoltaic (PV) site operators to help reduce gaps between expected and observed energy generation. Current approaches for field-based fault detection, however, rely on multiple data inputs and can suffer from interpretability issues. In co...

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Main Authors: Michael W. Hopwood, Lekha Patel, Thushara Gunda
Format: Article
Language:English
Published: MDPI AG 2022-07-01
Series:Energies
Subjects:
Online Access:https://www.mdpi.com/1996-1073/15/14/5104
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author Michael W. Hopwood
Lekha Patel
Thushara Gunda
author_facet Michael W. Hopwood
Lekha Patel
Thushara Gunda
author_sort Michael W. Hopwood
collection DOAJ
description Failure detection methods are of significant interest for photovoltaic (PV) site operators to help reduce gaps between expected and observed energy generation. Current approaches for field-based fault detection, however, rely on multiple data inputs and can suffer from interpretability issues. In contrast, this work offers an unsupervised statistical approach that leverages hidden Markov models (HMM) to identify failures occurring at PV sites. Using performance index data from 104 sites across the United States, individual PV-HMM models are trained and evaluated for failure detection and transition probabilities. This analysis indicates that the trained PV-HMM models have the highest probability of remaining in their current state (87.1% to 93.5%), whereas the transition probability from normal to failure (6.5%) is lower than the transition from failure to normal (12.9%) states. A comparison of these patterns using both threshold levels and operations and maintenance (O&M) tickets indicate high precision rates of PV-HMMs (median = 82.4%) across all of the sites. Although additional work is needed to assess sensitivities, the PV-HMM methodology demonstrates significant potential for real-time failure detection as well as extensions into predictive maintenance capabilities for PV.
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spelling doaj.art-fca0af90ea724c6c982ff0264d3297072023-12-03T14:58:59ZengMDPI AGEnergies1996-10732022-07-011514510410.3390/en15145104Classification of Photovoltaic Failures with Hidden Markov Modeling, an Unsupervised Statistical ApproachMichael W. Hopwood0Lekha Patel1Thushara Gunda2Sandia National Laboratories, Albuquerque, NM 87123, USASandia National Laboratories, Albuquerque, NM 87123, USASandia National Laboratories, Albuquerque, NM 87123, USAFailure detection methods are of significant interest for photovoltaic (PV) site operators to help reduce gaps between expected and observed energy generation. Current approaches for field-based fault detection, however, rely on multiple data inputs and can suffer from interpretability issues. In contrast, this work offers an unsupervised statistical approach that leverages hidden Markov models (HMM) to identify failures occurring at PV sites. Using performance index data from 104 sites across the United States, individual PV-HMM models are trained and evaluated for failure detection and transition probabilities. This analysis indicates that the trained PV-HMM models have the highest probability of remaining in their current state (87.1% to 93.5%), whereas the transition probability from normal to failure (6.5%) is lower than the transition from failure to normal (12.9%) states. A comparison of these patterns using both threshold levels and operations and maintenance (O&M) tickets indicate high precision rates of PV-HMMs (median = 82.4%) across all of the sites. Although additional work is needed to assess sensitivities, the PV-HMM methodology demonstrates significant potential for real-time failure detection as well as extensions into predictive maintenance capabilities for PV.https://www.mdpi.com/1996-1073/15/14/5104photovoltaicsfailure detectionhidden Markov modelunsupervised statistical learningclassificationoperations and maintenance
spellingShingle Michael W. Hopwood
Lekha Patel
Thushara Gunda
Classification of Photovoltaic Failures with Hidden Markov Modeling, an Unsupervised Statistical Approach
Energies
photovoltaics
failure detection
hidden Markov model
unsupervised statistical learning
classification
operations and maintenance
title Classification of Photovoltaic Failures with Hidden Markov Modeling, an Unsupervised Statistical Approach
title_full Classification of Photovoltaic Failures with Hidden Markov Modeling, an Unsupervised Statistical Approach
title_fullStr Classification of Photovoltaic Failures with Hidden Markov Modeling, an Unsupervised Statistical Approach
title_full_unstemmed Classification of Photovoltaic Failures with Hidden Markov Modeling, an Unsupervised Statistical Approach
title_short Classification of Photovoltaic Failures with Hidden Markov Modeling, an Unsupervised Statistical Approach
title_sort classification of photovoltaic failures with hidden markov modeling an unsupervised statistical approach
topic photovoltaics
failure detection
hidden Markov model
unsupervised statistical learning
classification
operations and maintenance
url https://www.mdpi.com/1996-1073/15/14/5104
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