Evolutionary cooperation in transboundary river basins

Cooperation in transboundary river basins can make water resources systems more efficient and benefit riparian stakeholders. However, in a basin with upstream and downstream stakeholders that have different interests, noncooperative outcomes have often been observed. These can be described by a one-...

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Main Authors: Yu, Yang, Tang, Pingzhong, Zhao, Jianshi, Liu, Bo, McLaughlin, Dennis
Other Authors: Parsons Laboratory for Environmental Science and Engineering (Massachusetts Institute of Technology)
Format: Article
Language:English
Published: American Geophysical Union (AGU) 2020
Online Access:https://hdl.handle.net/1721.1/125624
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author Yu, Yang
Tang, Pingzhong
Zhao, Jianshi
Liu, Bo
McLaughlin, Dennis
author2 Parsons Laboratory for Environmental Science and Engineering (Massachusetts Institute of Technology)
author_facet Parsons Laboratory for Environmental Science and Engineering (Massachusetts Institute of Technology)
Yu, Yang
Tang, Pingzhong
Zhao, Jianshi
Liu, Bo
McLaughlin, Dennis
author_sort Yu, Yang
collection MIT
description Cooperation in transboundary river basins can make water resources systems more efficient and benefit riparian stakeholders. However, in a basin with upstream and downstream stakeholders that have different interests, noncooperative outcomes have often been observed. These can be described by a one-shot prisoners' dilemma game where noncooperation (defection) is a dominant equilibrium strategy. However, cooperative outcomes have also been observed in several transboundary settings, such as the Lancang-Mekong River Basin in Asia. Such cooperation motivates our research effort to refine relevant game theoretic descriptions to account for the evolution of players' behaviors, from conflict to cooperation. In this study, a repeated game model is proposed to analyze evolutionary transboundary cooperation. A generalized evolutionary cooperation pattern with four stages is summarized, starting with noncooperation and ending with in-depth cooperation. The Lancang-Mekong River Basin and three other typical transboundary river management case studies are chosen to validate our theoretical findings. Upstream and downstream stakeholder behaviors are analyzed for these case studies, in accordance with a game payoff matrix that accounts for incentives to cooperate. The results indicate that patience and incremental benefits can lead stakeholders to adopt a cooperative equilibrium strategy if appropriate institutional mechanisms are in place. Such mechanisms can be developed through negotiations that recognize the wide range of stakeholder interests that may influence the decision to cooperate. Our analysis suggests that game theory can provide useful insights into the conditions and institutional mechanisms that foster cooperative strategies for managing transboundary water resources. ©2019. American Geophysical Union. All Rights Reserved.
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spelling mit-1721.1/1256242022-09-23T14:08:02Z Evolutionary cooperation in transboundary river basins Yu, Yang Tang, Pingzhong Zhao, Jianshi Liu, Bo McLaughlin, Dennis Parsons Laboratory for Environmental Science and Engineering (Massachusetts Institute of Technology) Cooperation in transboundary river basins can make water resources systems more efficient and benefit riparian stakeholders. However, in a basin with upstream and downstream stakeholders that have different interests, noncooperative outcomes have often been observed. These can be described by a one-shot prisoners' dilemma game where noncooperation (defection) is a dominant equilibrium strategy. However, cooperative outcomes have also been observed in several transboundary settings, such as the Lancang-Mekong River Basin in Asia. Such cooperation motivates our research effort to refine relevant game theoretic descriptions to account for the evolution of players' behaviors, from conflict to cooperation. In this study, a repeated game model is proposed to analyze evolutionary transboundary cooperation. A generalized evolutionary cooperation pattern with four stages is summarized, starting with noncooperation and ending with in-depth cooperation. The Lancang-Mekong River Basin and three other typical transboundary river management case studies are chosen to validate our theoretical findings. Upstream and downstream stakeholder behaviors are analyzed for these case studies, in accordance with a game payoff matrix that accounts for incentives to cooperate. The results indicate that patience and incremental benefits can lead stakeholders to adopt a cooperative equilibrium strategy if appropriate institutional mechanisms are in place. Such mechanisms can be developed through negotiations that recognize the wide range of stakeholder interests that may influence the decision to cooperate. Our analysis suggests that game theory can provide useful insights into the conditions and institutional mechanisms that foster cooperative strategies for managing transboundary water resources. ©2019. American Geophysical Union. All Rights Reserved. National Key Research and Development Program of China (2017YFC0404403) National Key Research andDevelopment Program of China (2016YFC0401302) Natural Science Foundation of China (91747208) Natural Science Foundation of China (51861125102) Natural Science Foundation of China (51579129) CSC scholarship 2020-06-02T17:56:24Z 2020-06-02T17:56:24Z 2019-10 2019-05 2020-05-28T19:34:29Z Article http://purl.org/eprint/type/JournalArticle 1944-7973 https://hdl.handle.net/1721.1/125624 Yu, Yang et al., "Evolutionary Cooperation in Transboundary River Basins." Water Resources Research 55, 11 (November 2019): 9977-94 doi. 10.1029/2019WR025608 ©2019 Authors en https://dx.doi.org/10.1029/2019WR025608 Water Resources Research Article is made available in accordance with the publisher's policy and may be subject to US copyright law. Please refer to the publisher's site for terms of use. application/pdf American Geophysical Union (AGU) Other repository
spellingShingle Yu, Yang
Tang, Pingzhong
Zhao, Jianshi
Liu, Bo
McLaughlin, Dennis
Evolutionary cooperation in transboundary river basins
title Evolutionary cooperation in transboundary river basins
title_full Evolutionary cooperation in transboundary river basins
title_fullStr Evolutionary cooperation in transboundary river basins
title_full_unstemmed Evolutionary cooperation in transboundary river basins
title_short Evolutionary cooperation in transboundary river basins
title_sort evolutionary cooperation in transboundary river basins
url https://hdl.handle.net/1721.1/125624
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