Regulatory reform and trade settlement failures in USA equity markets: Does regulatory reform matter?

Regulatory reform and trade settlement failures in USA equity markets: Does regulatory reform matter?

Stock trades pass through several phases before completion, from placing an order via a brokerage firm, to the delivery of securities versus payment. This paper sheds light on the later phases of the trading process for equity securities in USA capital markets. In a continuous effort to improve the...

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Bibliographic Details
Main Authors: Muath Asmar, Susanne Trimbath
Format: Article
Language:English
Published: AIMS Press 2022-10-01
Series:Quantitative Finance and Economics
Subjects:
settlement failures
financial regulation
equity markets
usa
Online Access:https://www.aimspress.com/article/doi/10.3934/QFE.2022023?viewType=HTML

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https://www.aimspress.com/article/doi/10.3934/QFE.2022023?viewType=HTML

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