Does transparency overcome conflicts of interest? Evidence from investment managers and their brokers.
The relationship between investment managers and brokers has been identified by regulators in Europe and the US as a potentially important source of con icts of interest. Little systematic evidence is available, however, on this complex relationship, which involves trade execution, sell-side researc...
| Main Authors: | , |
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| Format: | Working paper |
| Language: | English |
| Published: |
Oxford Finance
2009
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